Stephen Tompkins is a financial advisor with Independent Advisor Alliance, LLC, holding a Series 63 designation and bringing 31 years of industry experience. His prior work includes roles at Wells Fargo Advisors LLC and Wells Fargo Clearing. Tompkins is also involved in business entities for tax and investment purposes outside of his advisory activities. Independent Advisor Alliance serves a diverse client base, including individuals, small businesses, charitable organizations, and retirement plans, offering comprehensive asset management, financial planning, and retirement plan consulting. The firm utilizes a network model combining independent advisory representatives with access to third-party managers, sub-advisors, and technology platforms to provide both discretionary and non-discretionary portfolio management.

Juliet Penna is a financial advisor with Independent Advisor Alliance, LLC, holding a Series 66 designation and four years of industry experience. Her prior work includes roles at LPL Financial, Blackbridge Financial, and Wells Fargo Advisors. Outside of financial advising, she serves as a notary public and a county poll worker in Pickens, South Carolina. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, charitable organizations, and retirement plans. The firm offers asset management, financial planning, and retirement plan consulting through a network of independent advisory representatives using discretionary and non-discretionary strategies supported by various analytical techniques and technology platforms.