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Alphonse J

Series 63, Series 66

New York, NY

J.P. Morgan Securities

Alphonse Janvier Jr. is a financial advisor with J.P. Morgan Securities in New York, NY, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has worked at J.P. Morgan Securities since 2008 and previously held roles at J.P. Morgan Chase Bank and 450 Putnam Avenue LLC. Outside of his advisory work, he is a silent investor and owner/partner in The Franklin, a wine bar in Brooklyn. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm delivers these services alongside affiliated brokerage and investment management capabilities, operating on a non-discretionary basis with a centralized due-diligence framework.

Wealth management Executive Founder/Business Owner
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Aviel K

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Aviel Kaplan is a financial advisor at J.P. Morgan Securities with Series 63 and Series 65 licenses and five years of industry experience. Prior to joining J.P. Morgan Securities and J.P. Morgan Chase Bank in 2021, he worked at Amundi Pioneer and Bank of America Merrill Lynch. He also spent five years at Northeastern University. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with a centralized due diligence process and an ESG eligibility framework.

Wealth management Executive Founder/Business Owner
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Hemali D

Series 63, Series 65, Series 66

New York, NY

J.P. Morgan Securities

Hemali Dassani is a financial advisor at J.P. Morgan Securities with 12 years of industry experience. She holds Series 63, 65, and 66 licenses and has previously worked at Hd Alt Advisors, Caplink Securities Inc, Argand Partners, and Old City Partners LLC. Outside of her advisory role, she manages HD Alt Advisors, Inc., a business involved in collecting royalty payments for a book. J.P. Morgan Securities primarily serves institutional clients and retirement plan sponsors, providing investment consulting through a structured process that includes quantitative asset-allocation modeling and an ESG eligibility framework.

Wealth management Executive Founder/Business Owner
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Benjamin S

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Benjamin Shapiro is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at J.P. Morgan Securities LLC and J.P. Morgan Chase Bank NA since 2021, following earlier roles at Northwestern Mutual Investment Services LLC and William Lee Richardson. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Wealth management Executive Founder/Business Owner
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Ricky C

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Ricky Chang is a financial advisor at J.P. Morgan Securities with 18 years of industry experience. He has held his current position at J.P. Morgan Securities LLC since 2008 and holds Series 63 and Series 65 designations. J.P. Morgan Securities LLC provides institutional consulting services to clients such as corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager and fund searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines its large institutional advisory operations with affiliated brokerage, distribution, and investment management capabilities.

Wealth management Executive Founder/Business Owner
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Isabella H

Series 66

New York, NY

J.P. Morgan Securities

Isabella Hessel is a financial advisor at J.P. Morgan Securities with one year of industry experience. She holds a Series 66 designation and has previously worked at UBS and JPMorgan Chase Bank, N.A. She is based in New York, NY. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment recommendations.

Wealth management Executive Founder/Business Owner
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Thiago C

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Thiago Caiuby Guimaraes is a financial advisor at J.P. Morgan Securities with Series 63 and Series 65 credentials and four years of industry experience. He has worked at J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2021, with prior experience at JPMorgan (Suisse) SA and Haitong Bank Brasil SA. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment recommendations.

Wealth management Executive Founder/Business Owner
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Roger S

Series 66

New York, NY

J.P. Morgan Securities

Roger Smith III is a financial advisor at J.P. Morgan Securities with three years of industry experience. He holds a Series 66 designation and has been employed at J.P. Morgan entities since 2017, including roles at JPMorgan Securities LLC and Jpmorgan Chase Bank NA. Prior to his financial services career, he was affiliated with Fordham University. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment recommendations.

Wealth management Executive Founder/Business Owner
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Mariam F

Series 66

New York, NY

J.P. Morgan Securities

Mariam Fouda is a financial advisor at J.P. Morgan Securities with two years of industry experience. She holds a Series 66 designation and has worked at notable firms including Raymond James and Wells Fargo Advisors. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework when recommending investment strategies.

Wealth management Executive Founder/Business Owner
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Ashley D

Series 63, Series 66

New York, NY

J.P. Morgan Securities

Ashley Devlin is a financial advisor with J.P. Morgan Securities in New York, NY, holding Series 63 and Series 66 licenses and possessing 14 years of industry experience. She has worked at J.P. Morgan Securities since 2020 and also holds a real estate license, currently maintained in referral status with Weichert Realtors. Prior to joining J.P. Morgan, she was affiliated with Keller Williams from 2019 to 2023. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations. The firm operates within the broader J.P. Morgan organization and delivers services on a non-discretionary basis.

Wealth management Executive Founder/Business Owner
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Robert L

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Robert Langdon III is a financial advisor with J.P. Morgan Securities in New York, NY. He holds Series 63 and Series 65 licenses and has 11 years of industry experience, all with J.P. Morgan Securities and Jpmorgan Chase Bank, N.A. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.

Wealth management Executive Founder/Business Owner
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Camden S

Series 65, Series 66

New York, NY

J.P. Morgan Securities

Camden Sargent is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds Series 65 and Series 66 licenses and has worked at J.P. Morgan Securities and JPMorgan Chase Bank since 2021. His prior experience includes roles at Personal Capital Advisors Corporation and various other firms. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending investment strategies.

Wealth management Executive Founder/Business Owner
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Nicholas W

Series 65, Series 66

New York, NY

J.P. Morgan Securities

Nicholas Woitach is a financial advisor at J.P. Morgan Securities with 14 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at JPMorgan Chase Bank NA and JPMorgan Securities LLC since 2018, following four years at The Ayco Company, L.P./Mercer Allied. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Wealth management Executive Founder/Business Owner
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Thierry E

Series 66

New York, NY

J.P. Morgan Securities

Thierry Elmaleh is a financial advisor at J.P. Morgan Securities in New York, NY, holding a Series 66 designation with one year of industry experience. His prior experience includes roles at Fax Capital Corp and BMO Capital Markets, among others. J.P. Morgan Securities provides investment consulting and advisory services mainly to institutional clients and retirement plan sponsors, focusing on asset-allocation advice, investment manager searches, and customized performance reporting through a non-discretionary approach. The firm uses quantitative asset-allocation modeling combined with centralized due diligence and an ESG eligibility framework when recommending investment strategies.

Wealth management Executive Founder/Business Owner
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Kelly N

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Kelly Nyquist is a financial advisor at J.P. Morgan Securities with seven years of industry experience. She holds Series 63 and Series 65 designations and has worked at JPMorgan Chase Bank and JPMorgan Securities since 2018. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, delivering asset allocation advice, investment manager searches, and customized performance reporting through a large team of Wealth Advisors. The firm combines institutional advisory operations with broker-dealer and investment adviser registrations, offering clients a broad range of advisory and distribution services.

Wealth management Executive Founder/Business Owner
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Felipe J

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Felipe Juchimiuk Jaworski is a financial advisor at J.P. Morgan Securities with eight years of industry experience. He holds Series 63 and Series 65 registrations and has previously worked at Goldman Sachs & Co. LLC for seven years. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending investment strategies.

Wealth management Executive Founder/Business Owner
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Michael K

Series 63, Series 65, Series 66

New York, NY

J.P. Morgan Securities

Michael Kuziw is a financial advisor with J.P. Morgan Securities, holding Series 63, 65, and 66 designations and bringing 25 years of industry experience. His prior roles include positions at Wealthspire/Lenox Wealth Advisors and MassMutual. He is also an investor and partner in Pacaso Real Estate Company, a firm that sells fractional interests in vacation homes. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, using a combination of quantitative asset-allocation modeling and centralized due diligence. Their approach includes an ESG eligibility framework and a focus on non-discretionary advice delivered by a select group of wealth advisors.

Wealth management Executive Founder/Business Owner
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Jiaqi S

Series 63, Series 66

New York, NY

J.P. Morgan Securities

Jiaqi Shao is a financial advisor at J.P. Morgan Securities with nine years of industry experience. She holds Series 63 and Series 66 licenses and has worked at J.P. Morgan Securities LLC and J.P. Morgan Chase Bank NA since 2022, following four years at DWS Distributors, Inc. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager and fund searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis while clients retain final decision-making authority.

Wealth management Executive Founder/Business Owner
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Suzanne L

Series 63, Series 66

New York, NY

J.P. Morgan Securities

Suzanne Lamouroux is a financial advisor at J.P. Morgan Securities with 18 years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at Morgan Stanley and Icap Corporates LLC. J.P. Morgan Securities primarily serves institutional clients and retirement plan sponsors by providing investment consulting and advisory services through its Institutional Consulting Services program, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework.

Wealth management Executive Founder/Business Owner
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Catherine M

Series 63, Series 65

New York, NY

J.P. Morgan Securities

Catherine Mc Inerney is a financial advisor at J.P. Morgan Securities with five years of industry experience. She holds Series 63 and Series 65 licenses and has worked at various entities including JPMorgan Chase and New Team LLC. Her background also includes experience outside finance, such as working at Arpeggio Restaurant and in university admissions. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through its Wealth Advisors. The firm combines institutional advisory operations with brokerage and investment management capabilities.

Wealth management Executive Founder/Business Owner
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