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Christopher Y
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Christopher Yarosh is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 designation and 17 years of industry experience. He has worked at Kovack Advisors since 2021, with prior roles at Securities America Advisors and Beacon Investment Solutions. He also spends a small portion of his time as an agent selling fixed life insurance policies. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, banks, and government entities, using both proprietary and third-party investment models managed through an Envestnet-supported platform.
Rodrigo O
Series 63, Series 65
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Rodrigo Ortiz is a financial advisor at Kovack Advisors, Inc. with 31 years of experience in the industry. He holds Series 63 and Series 65 designations and has worked at firms including Merrill Lynch, UBS Financial Services, and Kovack Securities. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, offering portfolio management, financial planning, and sub-advisory services using a combination of internally created models and third-party managers.
Donald S
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Donald Swinarski is a financial advisor at Kovack Advisors, Inc. with eight years of industry experience. He holds a Series 66 designation and has worked at Kovack Securities, Inc. since 2017. In addition to his advisory role, Swinarski is the managing partner of Swinarski & Company, a CPA firm providing tax, accounting, and consulting services. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base, including individuals, pension and profit-sharing plans, charitable organizations, banks, and governmental entities, employing a risk-based investment approach supported by Envestnet technology and using both internally created models and third-party managers.
Marcus A
Series 63, Series 65
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Marcus Arneaud is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior firms include B. Riley Wealth Advisors and Investacorp, Inc. He serves as treasurer for the Kappa Alpha Psi, Inc. Fort Lauderdale Alumni Chapter, a fraternal organization that sponsors community service programs and academic scholarships. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, employing a workflow supported by Envestnet and utilizing both internally created models and third-party managers to manage client portfolios.
James F
Series 63, Series 65
Ft. Lauderdale, FL
Kovack Advisors, Inc.
James Fountain III is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. His career includes roles at Kovack Advisors, Fountain Financial Services, Colquitt Insurance Services, and W.H. Colson & Associates. Outside of his advisory work, he owns Fountain Family Farm, which produces pecans and manages forestry operations, and volunteers as a facilitator for Dave Ramsey’s Financial Peace University classes. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, using a risk-tolerance based investment process that incorporates both internally developed models and third-party managers.
Ed M
Series 63, Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Ed Maisonet is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has worked with Kovack Advisors and its affiliated entities since 2017, following previous roles at Ameriprise Financial Services and other firms. Maisonet also manages a separate insurance business through Maisonet Wealth Management Inc. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension plans, charitable organizations, banks, and government entities, employing a risk-based approach with both internally developed models and third-party managers.
Gregory V
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Gregory Vereen is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding 26 years of industry experience. His prior roles include positions at Investacorp Advisory Services, Securities America Advisors, and Valic Financial Advisors. Outside of his advisory work, he is involved with a wholesale travel club called Gott-Go Travel, sharing travel information with family. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, as well as pension plans, charitable organizations, banks, and government entities, employing a range of model-based and advisor-managed solutions across multiple custodians.
Ruth S
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Ruth Soto Ortiz is a financial advisor at Kovack Advisors, Inc. with nine years of industry experience. She has held roles at Kovack Advisors and Kovack Securities since 2019 and previously worked at Mutual of Omaha Investor Services and Mutual of Omaha Insurance Company. Outside of her primary role, she is involved with Strategic Capital Partners and Strategic Capital Group, providing financial planning and insurance services. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, employing both internally created models and third-party managers to support portfolio management and financial planning.
Ricardo L
Series 63, Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Ricardo Latta is a financial advisor with Kovack Advisors, Inc. and holds Series 63 and Series 66 credentials. He has 40 years of industry experience, including prior roles at Wells Fargo Clearing and Prudential Equity Group. Latta is involved in nonprofit and educational organizations, serving on leadership and advisory boards for Nova Southeastern University and the American Heart Association. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors managing over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, and government clients using a risk-tolerance driven investment process supported by Envestnet, offering both model-based and advisor-managed portfolio solutions.
Carie G
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Carie Gratz is a financial advisor at Kovack Advisors, Inc. with 10 years of industry experience. She holds a Series 66 designation and has been with Kovack Advisors and Kovack Securities since 2017. Prior to that, she worked at Summit Brokerage from 2009 to 2017. Outside of her advisory role, Gratz is involved in several financial-related activities including operating her own business, Stuart Financial, providing notary services, and acting as a Medicare agent. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals—including high-net-worth clients—pension and profit-sharing plans, charitable organizations, banks, and government entities, utilizing both internally created and third-party investment models supported by an Envestnet workflow.
Keely E
Series 63, Series 65
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Keely Escalante is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 licenses and having eight years of industry experience. Her prior work includes roles at Kovack Securities, Inc. and Sound Income Strategies, among others. Outside of her advisory work, she is involved in swimwear sales as a co-owner of Kissea Kinis, LLC. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, utilizing a combination of internally created models and third-party managers to construct and manage portfolios.
Kyle N
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Kyle Nichols is a financial advisor with Kovack Advisors, Inc., holding a Series 66 designation. He has experience working at Kovack Securities, Inc., Clarity Financial Planning, and Singer Wealth. Prior to his advisory roles, he was employed at Nova Southeastern University and American Heritage. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, banks, and government entities, offering a range of portfolio management and financial planning services.
Harold S
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Harold Soria is a financial advisor at Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 designation with 20 years of industry experience. He has been with Kovack Advisors since 2016 and has worked with Kovack Securities since 2014. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets, serving a diverse client base that includes individuals, pension plans, charitable organizations, banks, and government entities. The firm employs both internally developed models and third-party managers to construct and manage portfolios, offering a range of advisory solutions across multiple custodians.
Allen G
Series 63, Series 65
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Allen Gonzalez is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. Before joining Kovack Advisors in 2014, he worked at Capital Guardian Wealth Management, Raymond James Financial Services, and Banc of America Investment Services. Outside of his advisory role, he is involved in an auto leasing business called It’s A Fine Ride. Kovack Advisors, Inc. is a multi-team registered investment adviser with around 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, pension and profit-sharing plans, charitable organizations, banks, and government entities, employing a risk-based investment process that combines proprietary models and third-party managers.
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