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Thomas C

Series 63

Richmond, VA

Kovack Advisors, Inc.

Thomas Cain is a financial advisor at Kovack Advisors, Inc. with 39 years of industry experience. He holds a Series 63 license and has worked at firms including UBS Financial Services and Capital L Group, LLC. Outside of his advisory work, he serves on the board of directors for the VCU Foundation & Children's Hospital and coaches tennis in Richmond, VA. Kovack Advisors, Inc. is a multi-team registered investment adviser with around 260 advisors managing over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government entities, offering portfolio management, financial planning, and access to sub-advisory programs using both internal and third-party models.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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