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Nicholas L

Series 63, Series 66

Cincinnati, OH

LPL Enterprise

Nicholas Lampkin is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and 14 years of industry experience. His prior work history includes four years at Northwestern Mutual in various roles and 14 years at Fidelity Investments. LPL Enterprise, LLC provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm uses model-driven investment implementation and offers financial planning, access to third-party asset managers, and a wrap program, alongside affiliated trust custody, insurance services, and lending programs.

Tax-loss harvesting
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Michael P

Series 65, Series 66

Cincinnati, OH

LPL Enterprise

Michael Puttmann is a financial advisor with LPL Enterprise LLC located in Cincinnati, OH. He holds the Series 65 and Series 66 credentials and has two years of industry experience. His prior work includes roles at Equity Services Inc, National Life Of Vermont, and MWA Financial Services Inc. Puttmann also has a business ownership role that he has maintained since 2016. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm primarily uses model-driven investment approaches and offers access to third-party asset managers, with additional services including financial planning and insurance product sales through affiliated entities.

Tax-loss harvesting
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Megan R

Series 63, Series 66

Cincinnati, OH

LPL Enterprise

Megan Rothe is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and 18 years of industry experience. Her prior work includes roles at Morgan Stanley and Fidelity Investments. She also has experience in the hospitality industry, having worked at Wiedemann's Fine Beer, Brewery & Pub. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual investors, retirement plans, and corporate entities. The firm’s investment approach is primarily model-driven, leveraging portfolios developed by LPL’s Research Department and third-party strategists.

Tax-loss harvesting
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Jason D

Series 66

Cincinnati, OH

LPL Enterprise

Jason Doublett is a financial advisor with LPL Enterprise holding a Series 66 designation and two years of industry experience. He previously worked at PRUCO Securities and has held a full-time role as a Senior Program Manager at T-Mobile since 2015. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and corporate and charitable entities. The firm primarily uses model-driven investment approaches and offers access to third-party asset managers, with additional services such as affiliated trust custody and insurance products.

Tax-loss harvesting
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Ervin M

Series 63, Series 65

Cincinnati, OH

LPL Enterprise

Ervin Matthew is a financial advisor at LPL Enterprise with Series 63 and 65 licenses and three years of industry experience. He previously worked at Northwestern Mutual and held academic positions at The Ohio State University and the University of Cincinnati. He serves as a board member for the American Sociological Association, a nonprofit organization. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm’s investment approach is typically model-driven, offering financial planning, access to third-party asset managers, and a wrap program, while also providing affiliated trust and insurance services.

Tax-loss harvesting
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