Alice Roe Urata is a financial advisor at LPL Enterprise with 35 years of industry experience. She holds Series 63 and Series 65 licenses. Her prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Massachusetts Mutual Life Insurance Company. She is also active as a health insurance agent providing non-sponsored health insurance solutions. LPL Enterprise serves a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm offers model-driven investment strategies, financial planning, and access to third-party asset managers, while also facilitating insurance product sales through affiliated entities.

James Hanna is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and 37 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, Mass Mutual Investors Services, Massachusetts Mutual Life Insurance Company, and Metlife Securities, Inc. Outside of advisory work, he is involved in property and casualty insurance. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm primarily implements investment strategies through model portfolios developed by internal and third-party strategists and offers services such as financial planning, access to third-party asset managers, and insurance product facilitation through affiliated entities.

William Shin is a financial advisor at LPL Enterprise with eight years of industry experience. He holds Series 63 and Series 66 designations and has worked at firms including JP Morgan Securities LLC, The Prudential Insurance Company of America, and Pruco Securities. Outside of advisory work, he is registered as a Prudential-sponsored non-variable insurance agent. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and other entities through a network of investment adviser representatives. The firm employs a model-driven investment approach, offers financial planning and consulting, and facilitates insurance product sales through affiliated entities.