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Matthew H
Series 63, Series 66
New York, NY
LPL Enterprise
Matthew Hemberger is a financial advisor with LPL Enterprise in New York, NY, holding Series 63 and Series 66 licenses and possessing six years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Northwestern Mutual, and JP Morgan Chase. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven approach to investment implementation and offers financial planning, access to third-party asset managers, and affiliated insurance and trust services.
Margarita L
Series 63
New York, NY
LPL Enterprise
Margarita Lay is a financial advisor with LPL Enterprise, holding a Series 63 designation and over 34 years of industry experience. She has worked at Prudential Insurance Company of America since 1992 and transitioned to LPL Enterprise in 2024. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and institutional entities. The firm typically employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and a range of affiliated financial products and services.
Hardy H
Series 66
New York, NY
LPL Enterprise
Hardy Helburn is a financial advisor with LPL Enterprise in New York, NY, holding a Series 66 credential and one year of industry experience. Prior to joining LPL Enterprise, he was self-employed and worked at IPRD Solutions, Inc. He is also the owner of William Helburn LLC, which manages copyrights of his father's photographs. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, and institutional clients. The firm’s investment approach relies primarily on model-driven portfolios and offers access to third-party asset managers and various financial planning services.
Diane A
Series 63, Series 65
New York, NY
LPL Enterprise
Diane Arnstein is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. She has worked at Prudential Insurance Company of America since 1992 and began her current role at LPL Enterprise in 2024. Outside of finance, she performs as a singer and musician in cabaret shows and has produced a CD and DVD of her performances. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual investors, high-net-worth clients, and institutional entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, access to asset managers, and participation in wrap programs.
Andrew K
Series 63
New York, NY
LPL Enterprise
Andrew Keane is a financial advisor with LPL Enterprise and holds a Series 63 designation. He has 13 years of industry experience, including roles at Prudential Insurance Company of America and Pruco Securities, LLC. Keane is based in New York, NY. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated trust and insurance services.
Guiping Z
Series 63, Series 65
New York, NY
LPL Enterprise
Guiping Zhuang is a financial advisor at LPL Enterprise with 29 years of industry experience. She holds the Series 63 and Series 65 designations and has worked at Prudential Insurance Company of America and Pruco Securities, LLC prior to joining LPL Enterprise. She is based in New York, NY. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm utilizes model-driven investment implementation and offers financial planning, access to third-party asset managers, and participation in a wrap program.
Michael R
Series 65, Series 63, Series 66
New York, NY
LPL Enterprise
Michael Racanelli is a financial advisor at LPL Enterprise with 29 years of industry experience. He holds Series 65, Series 63, and Series 66 licenses. His prior experience includes roles at Equitable Advisors and AXA Advisors, as well as employment at Macy’s. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including high-net-worth individuals and institutional entities. The firm uses model-driven investment approaches and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.
Allan G
Series 63, Series 65
New York, NY
LPL Enterprise
Allan Garshman is a financial advisor at LPL Enterprise with over 32 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC for nearly three decades. He receives a small amount of renewal commissions from prior insurance sales but does not currently sell insurance products. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, and institutional entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in a wrap program.
Ryan C
Series 66
New York, NY
LPL Enterprise
Ryan Chait is a financial advisor at LPL Enterprise with a Series 66 designation and less than one year of industry experience. His prior work includes roles at Otto Scooters Inc. and Alliance Global Partners, along with involvement in athletics and a tennis business during his time at the University of Wisconsin-Madison. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is largely model-driven, offering access to third-party asset managers, financial planning, and various affiliated financial services.
Hideo S
Series 63, Series 65
New York, NY
LPL Enterprise
Hideo Shiino is a financial advisor with LPL Enterprise, holding Series 63 and 65 designations and 32 years of industry experience. He has worked at Prudential Insurance Company of America since 1993 and was previously affiliated with Pruco Securities, LLC. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm uses a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated trust and insurance services.
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