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Mirzayit M
Series 63, Series 66
Orange, CA
LPL Enterprise
Mirzayit Mirzijon is a financial advisor with LPL Enterprise in Orange, CA, holding Series 63 and Series 66 licenses and having two years of industry experience. His prior roles include positions at Cetera Investment Services, East West Bank, JPMorgan Securities, JP Morgan Chase, and Citibank. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities, using primarily model-driven investment implementation and offering access to third-party asset managers and other financial services.
Lisa Jung Hwa A
Series 63, Series 65, Series 66
Orange, CA
LPL Enterprise
Lisa Jung Hwa An is a financial advisor with LPL Enterprise LLC, holding Series 63, 65, and 66 licenses and nine years of industry experience. She previously worked at Prudential/Melany Qu and SchoolsFirst Credit Union. Outside of her advisory role, she is the business owner of Babies N Kids Essentials. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, and institutional entities. The firm uses a model-driven investment approach, offering financial planning, access to third-party asset managers, and insurance products through affiliated entities.
Nelson E
Series 66
Orange, CA
LPL Enterprise
Nelson Escalante Jr. is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning his advisory career in 2025. Prior to joining LPL Enterprise, he worked at United Parcel Service and Autozone. He also has experience in education, having worked at Whittier College and La Mirada High School. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and it offers access to third-party asset managers and financial planning services.
Maria C
Series 63, Series 65
Orange, CA
LPL Enterprise
Maria Chueh is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 registrations and bringing 35 years of industry experience. Her prior experience includes over three decades at Pruco Securities, LLC and more than two decades with Prudential Insurance Company of America. She continues to receive residual commissions from individual and group medical policies with Blue Shield of California and Anthem/Elevance. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, consulting, and access to third-party asset managers.
John T
Series 63, Series 65
Orange, CA
LPL Enterprise
John Tran is a financial advisor at LPL Enterprise with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Prudential Insurance Company of America, Pruco Securities, and JP Morgan Chase Bank. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and affiliated insurance and trust services.
Eddie K
ChFC®, Series 65
Orange, CA
LPL Enterprise
Eddie Kaspar is a financial advisor with LPL Enterprise holding ChFC® and Series 65 credentials and has 43 years of industry experience. He has worked at Prudential Insurance Company of America since 1978 and most recently joined LPL Enterprise in 2024. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a network of investment adviser representatives. The firm employs a model-driven approach to investment implementation and offers services including financial planning, access to third-party asset managers, and participation in wrap programs.
Christian E
Series 66
Orange, CA
LPL Enterprise
Christian Elia is a financial advisor at LPL Enterprise with a Series 66 designation and no prior industry experience. His professional background includes roles outside finance such as work with Cambrian HomeCare, Uber Black, and academic positions at Cal State Long Beach University and El Camino Community College. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach, offering financial planning, access to third-party asset managers, and participation in wrap programs.
Uyen D
Series 63, Series 65
Orange, CA
LPL Enterprise
Uyen Dao is a financial advisor at LPL Enterprise with seven years of industry experience. She holds the Series 63 and Series 65 designations. Her prior experience includes roles at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of finance, she has been involved with Invia Robotics since 2019. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm employs a model-driven investment approach and offers financial planning, third-party asset manager access, and participation in a wrap program.
Joo Yong P
Series 66
Orange, CA
LPL Enterprise
Joo Yong Park is a financial advisor at LPL Enterprise with one year of industry experience. He holds the Series 66 designation and has worked in tax preparation and accounting through his involvement with Fire Tax Consulting since 2021. Prior to joining LPL Enterprise, he was associated with JC Sky Inc for five years. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and it also offers access to financial planning, third-party asset managers, and insurance products through affiliated entities.
Sina T
Series 66
Orange, CA
LPL Enterprise
Sina Tahamzadeh is a financial advisor with LPL Enterprise holding a Series 66 designation and three years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at The Prudential Insurance Company of America and Pruco Securities LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities, utilizing a model-driven investment approach and access to third-party asset managers.
Lincoln L
Series 63, Series 65
Orange, CA
LPL Enterprise
Lincoln Lai is a financial advisor at LPL Enterprise with 16 years of industry experience. He holds Series 63 and Series 65 designations. His prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Foresters Advisory Services LLC. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is typically model-driven, utilizing portfolios developed by internal and third-party strategists, and it offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.
Beshoy R
Series 63, Series 66
Orange, CA
LPL Enterprise
Beshoy Ragheb is a financial advisor at LPL Enterprise with four years of industry experience. He holds Series 63 and Series 66 credentials. His prior experience includes roles at Prudential Insurance Company of America and Prudential Investment Management Services, as well as a position at California State University. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs model-driven investment strategies and offers financial planning, access to third-party asset managers, and various affiliated non-securities services.
Hongjian Z
CFP®, Series 63, Series 66
Orange, CA
LPL Enterprise
Hongjian Zeng is a CFP® with seven years of industry experience, currently serving at LPL Enterprise. His prior experience includes roles at Prudential Insurance Company of America and Pruco Securities, LLC, as well as work at Harmony Investment and Management LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and other entities through a large network of investment adviser representatives. The firm emphasizes model-driven investment implementation using portfolios from LPL’s Research Department and third-party strategists, and it offers services including financial planning, access to third-party asset managers, and insurance product facilitation.
Kevin L
Series 66
Orange, CA
LPL Enterprise
Kevin Lin is a financial advisor with LPL Enterprise holding a Series 66 designation and five years of industry experience. His prior roles include positions at Empirikal Partners LLC, Transamerica Financial Advisors, Inc., and World Financial Group, INC., among others. He has also operated as a sole proprietor and insurance agent since 2016. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in wrap programs.
Joe E
Series 63, Series 65
Orange, CA
LPL Enterprise
Joe Esparza is a financial advisor with LPL Enterprise in Orange, CA, holding Series 63 and Series 65 credentials and bringing 13 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities LLC. Esparza has referred clients to insurance brokers as part of the Prudential Pathways program. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, access to asset managers, and insurance product facilitation through affiliated entities.
Delilah D
Series 66
Orange, CA
LPL Enterprise
Delilah Dijamco is a financial advisor at LPL Enterprise with 21 years of industry experience. She holds a Series 66 designation and has worked at Prudential Insurance Company of America since 2006, alongside previous roles at Pruco Securities and Ameriprise. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm primarily employs model-driven investment strategies and offers access to third-party asset managers and financial planning services.
Kevin Y
CFP®, Series 63, Series 66
Orange, CA
LPL Enterprise
Kevin Yook is a CFP® with 13 years of industry experience, currently affiliated with LPL Enterprise. He previously worked at The Prudential Insurance Company of America and Pruco Securities LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a large network of investment adviser representatives. The firm utilizes model-driven investment implementation and offers access to third-party asset managers and financial planning services.
Christopher N
Series 66
Orange, CA
LPL Enterprise
Christopher Nunez is a financial advisor at LPL Enterprise with seven years of industry experience. He holds a Series 66 designation and has previously worked at The Prudential Insurance Company of America, Pruco Securities LLC, Edward Jones, and Time Warner Cable SportsNets. Outside of finance, he is employed part-time with Amazon in a non-investment related role. LPL Enterprise provides investment advisory and brokerage services to a broad client base, including individual and high-net-worth investors, employer-sponsored retirement plans, and institutional clients. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, with a focus on financial planning, third-party asset managers, and insurance product facilitation.
David H
Series 63, Series 65, Series 66
Orange, CA
LPL Enterprise
David Holmes is a financial advisor at LPL Enterprise with Series 63, 65, and 66 licenses and four years of industry experience. His prior roles include positions at Brookstone Wealth Advisors, Innovation Partners LLC, and Anthem. Holmes maintains an ongoing affiliation with Anthem Blue Cross in a non-variable insurance capacity. LPL Enterprise serves a broad client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs a model-driven investment approach utilizing portfolios developed by LPL’s Research Department and third-party strategists, providing financial planning, access to asset managers, and insurance product sales through affiliated entities.
Lai J
Series 63, Series 66
Orange, CA
LPL Enterprise
Lai Jung is a financial advisor at LPL Enterprise with one year of industry experience. He previously worked at Squad Capital Investments for four years and has a background that includes real estate development. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm’s investment approach is typically model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, with additional services such as financial planning, access to third-party asset managers, and insurance product offerings through affiliated entities.
Johnny H
Series 66
Orange, CA
LPL Enterprise
Johnny Hong is a financial advisor with LPL Enterprise, holding a Series 66 designation and 10 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, and JP Morgan Chase Bank. Outside of his advisory work, he is involved in mortgage and health insurance services, including acting as a loan officer and originating mortgage loans. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm uses a model-driven investment approach and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.
Joshua D
CFP®, Series 63, Series 66
Orange, CA
LPL Enterprise
Joshua De Vry is a CFP® with 10 years of experience in the financial services industry. He has worked at Prudential Insurance Company of America since 2016 and joined LPL Enterprise in 2024. His background also includes roles at Pruco Securities, LLC and involvement with Sophie's Place. LPL Enterprise, LLC provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in the Model Wealth Portfolios wrap program.
Daniel A
Series 66
Orange, CA
LPL Enterprise
Daniel Azimi is a financial advisor at LPL Enterprise with two years of industry experience. He holds the Series 66 designation and has worked previously at PRUCO Securities, One Pacific Financial Strategies, and Ghirardelli Chocolate Company. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm offers financial planning, access to third-party asset managers, and model-driven investment portfolios developed by LPL’s Research Department and other strategists.
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