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Walter C

Series 63, Series 65

Rosemont, IL

LPL Enterprise

Walter Cosmo is a financial advisor at LPL Enterprise with over 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Prudential Insurance Company of America, Pruco Securities, Mass Mutual Investors Services, and MetLife Securities. Cosmo is also involved in insurance-related business activities through several agencies in Illinois. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to a range of investment and insurance products. The firm’s integrated platform combines adviser programs with active sales of financial products and collaborates with third-party asset managers and trust custodians.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Maria G

Series 63, Series 65

Rosemont, IL

LPL Enterprise

Maria Garcia is a financial advisor with LPL Enterprise holding Series 63 and Series 65 designations and 32 years of industry experience. She previously worked at Pruco Securities, LLC for 30 years and has been with Willis Corroon Inc. for 36 years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, model wealth portfolios, and access to third-party asset management while combining advisory programs with the sale of various financial products such as insurance.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Artur S

Series 66

Rosemont, IL

LPL Enterprise

Artur Stypula is a financial advisor with LPL Enterprise, holding a Series 66 designation and bringing 21 years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Farmers Insurance, and Sagepoint Financial. Outside of his advisory work, he is active as a musician with NBC Universal. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Anton A

Series 66

Rosemont, IL

LPL Enterprise

Anton Atkinson is a Series 66 licensed financial advisor with LPL Enterprise in Rosemont, IL, bringing two years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Pruco Securities LLC and NinjaTrader LLC among other firms. He is also involved on a limited basis with Hunken Ewing Financial Group, a non-variable insurance business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services through an integrated platform that combines LPL’s proprietary model portfolios, third-party asset management, and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Brandon Y

Series 66

Rosemont, IL

LPL Enterprise

Brandon Yates is a financial advisor with LPL Enterprise in Rosemont, IL, holding a Series 66 designation and five years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he has been involved with Chicago Athletic Clubs for over 20 years, working on departmental restructuring and business process implementation. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory, and brokerage services. The firm’s integrated platform combines adviser programs with active sales of financial products and leverages third-party portfolio managers and LPL’s model portfolios for investment implementation.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Maja S

Series 66

Rosemont, IL

LPL Enterprise

Maja Sobolewska is a financial advisor with LPL Enterprise, holding a Series 66 designation and 20 years of industry experience. Her prior roles include positions at Equitable Advisors, Axa Advisors LLC, The Prudential Insurance Company of America, and Pruco Securities LLC. She also sells health insurance through Blue Cross Blue Shield on a part-time basis. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, and access to model portfolios and third-party asset managers through an integrated platform that combines adviser programs with insurance and lending solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Lucy L

Series 66

Rosemont, IL

LPL Enterprise

Lucy Lu is a financial advisor at LPL Enterprise with a Series 66 designation and no prior industry experience. Before joining LPL Enterprise in 2026, she worked at Standard Chartered Bank Singapore from 2022 to 2024 and has been associated with Brightrock LLC and Alinks LLC since 2015 and 2014, respectively. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, as well as access to model portfolios and third-party asset management through an integrated platform that combines adviser programs with other financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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John B

Series 66

Rosemont, IL

LPL Enterprise

John Barrett is a financial advisor with LPL Enterprise LLC, holding a Series 66 credential and one year of industry experience. Prior to joining LPL Enterprise, he has held positions at various companies including Varsity Tutors, where he continues to work outside investment advisory, and he operates a separate business named Dolor. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that combines advisory programs with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Agam J

Series 66

Rosemont, IL

LPL Enterprise

Agam Jayantara is a Series 66-credentialed financial advisor at LPL Enterprise with one year of industry experience. Prior to joining LPL Enterprise in 2025, Jayantara worked at Dillon Caplinger Shelter Insurance Agency and has been involved with Eternal Buzz Community in a non-investment capacity. LPL Enterprise serves a diverse range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, access to model portfolios, third-party asset management arrangements, and a variety of brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Mark Y

Series 66

Rosemont, IL

LPL Enterprise

Mark Yeary is a Series 66-credentialed financial advisor with one year of industry experience, currently with LPL Enterprise. His prior roles include positions at Thrivent Financial and Thrivent Investment Management Inc. He serves as a board member for the Towne Place Condominium Association, a nonprofit organization. LPL Enterprise, LLC provides services to individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Perry C

Series 66

Rosemont, IL

LPL Enterprise

Perry Crawford IV is a financial advisor with LPL Enterprise and holds a Series 66 designation. He has experience as an independent S&P futures trader and worked at Prairie State Gaming and DefendEdge before joining LPL Enterprise. Outside of financial advising, he has been involved with Uber Technologies in a rideshare capacity. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model portfolio programs, and access to brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Robert A

Series 63, Series 66

Rosemont, IL

LPL Enterprise

Robert Amos is a financial advisor at LPL Enterprise with three years of industry experience. He holds Series 63 and Series 66 licenses and has worked at several firms including Pruco Securities LLC and Efinancial. Outside of his advisory work, he is also an author and publisher in the arts and entertainment field. LPL Enterprise serves a diverse client base ranging from individuals and retirement plans to charitable organizations and corporations. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that includes brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Matthew C

Series 66

Rosemont, IL

LPL Enterprise

Matthew Caballes is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. His prior roles include positions at Discover Bank, UIC Residential Housing, Century 21 S.G.R, and MAT Holdings Inc. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management programs through an integrated platform that combines advisory services with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Linda M

Series 63, Series 65

Rosemont, IL

LPL Enterprise

Linda Moore is a financial advisor at LPL Enterprise with 14 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Moore established Moore & Reid Financial Services, LLC, a registered investment advisor DBA, though she did not open the outside private office. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, access to model wealth portfolios, and third-party asset management, combining adviser programs with the sale of financial products and insurance.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Andrew V

Series 63, Series 65

Rosemont, IL

LPL Enterprise

Andrew Vokt is a financial advisor with LPL Enterprise in Rosemont, IL, holding Series 63 and Series 65 credentials and 18 years of industry experience. He previously worked with Prudential Insurance Company of America and Pruco Securities, LLC. Vokt serves on the board of NAIFA Chicagoland, a nonprofit focused on education for financial advisors. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management. The firm integrates advisory programs with brokerage and insurance product sales through its affiliated entities.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Timothy D

CFP®, ChFC®, Series 63, Series 65

Rosemont, IL

LPL Enterprise

Timothy Den is a CFP® and ChFC® with 12 years of industry experience. He currently works at LPL Enterprise and has previously held roles at Prudential Insurance Company of America, Pruco Securities, LLC, Bankers Life Securities, Inc., and Bankers Life. He occasionally offers Medicare Supplement insurance products as part of his other business activities. LPL Enterprise serves a diverse clientele including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm provides financial planning, consulting, model portfolio management, and access to a broad range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Arthur A

Series 63, Series 65

Rosemont, IL

LPL Enterprise

Arthur Agunloye is a financial advisor at LPL Enterprise with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at The Prudential Life Insurance Company of America and several related entities. Outside of advisory work, he is involved in health and life insurance sales with companies such as Blue Cross Blue Shield, Guardian Life, and United Health Care. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and access to a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Cary W

CFP®, ChFC®, Series 63, Series 65

Rosemont, IL

LPL Enterprise

Cary Wong is a financial advisor with LPL Enterprise who holds the CFP® and ChFC® designations and has 42 years of industry experience. He previously worked at Pruco Securities, LLC for 45 years and has been associated with Prudential Insurance Company of America for over four decades. Wong serves as Vice President and board member of the Chicago Chapter of the Japanese American Citizens League and is President of the Board of Directors for the Chinese American Service League Housing Corporation, a nonprofit senior living community. LPL Enterprise serves a broad mix of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, through a combination of advisory and brokerage services. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform that supports investment advice alongside other financial solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael F

Series 66

Rosemont, IL

LPL Enterprise

Michael Foley is a financial advisor with LPL Enterprise and holds the Series 66 designation. He has been in the industry since 2024, with prior experience at Northwestern Mutual and a background that includes roles outside financial advising. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through both advisory and brokerage channels, offering financial planning, model portfolios, third-party asset management, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Mario G

Series 66

Rosemont, IL

LPL Enterprise

Mario Garcia is a financial advisor at LPL Enterprise with Series 66 credentials and one year of industry experience. Prior to joining LPL Enterprise and PRUCO Securities, LLC in 2024, he served seven years in the US Marine Corps. Outside of finance, he works as a gaming technician at HyperActive Gaming. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services through an integrated platform that includes proprietary model portfolios, third-party asset management, and affiliated insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Atmaram V

CFP®, Series 63

Rosemont, IL

LPL Enterprise

Atmaram Varavadekar is a CFP® with 34 years of industry experience, currently serving at LPL Enterprise. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities, Principal Life Insurance Company, Principal Securities, and Worldwide Financial Group. Outside of LPL, he is involved with Worldwide Financial Group, Inc., focusing on medical insurance, Medicare supplements, and non-variable life and annuity products. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model wealth portfolios, third-party asset management, and access to a broad range of brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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George S

CFP®, ChFC®, Series 63, Series 65

Rosemont, IL

LPL Enterprise

George Sutphen is a CFP® and ChFC® with 41 years of industry experience. He is currently affiliated with LPL Enterprise and has previously worked at The Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model portfolio programs, third-party asset management, and brokerage and insurance products through an integrated advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Christopher H

Series 66

Rosemont, IL

LPL Enterprise

Christopher Heller is a financial advisor at LPL Enterprise LLC with one year of industry experience. He holds the Series 66 designation and previously worked at Fairway Independent Mortgage Company and The Federal Savings Bank. Heller serves as a board member for the Market Square Townhome Association, a nonprofit organization in Elmhurst, Illinois. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, and access to model portfolios and third-party asset managers through an integrated platform that also includes insurance products and collateralized lending programs.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Robert N

Series 66

Rosemont, IL

LPL Enterprise

Robert Newton is a financial advisor at LPL Enterprise with Series 66 designation and one year of industry experience. He has held positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Thermo Fisher Scientific. Outside of financial services, he is the owner of PathWay Life Sciences, LLC, a business based in Chicago. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset managers through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Timothy L

Series 66

Rosemont, IL

LPL Enterprise

Timothy Lim is a financial advisor with LPL Enterprise, holding a Series 66 designation. He has professional experience as a golfer since 2022 and has worked at DoorDash since 2026. His prior work includes positions at Drake University and Barrington High School. LPL Enterprise serves a diverse clientele including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, model wealth portfolios, third-party asset management, and access to various brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Stephen K

Series 63, Series 65, Series 66

Rosemont, IL

LPL Enterprise

Stephen Kernahan is a financial advisor with LPL Enterprise, holding Series 63, 65, and 66 credentials and 26 years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, U.S. Bancorp Investments, and Raymond James Financial Services. Kernahan is currently based in Rosemont, Illinois. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products, utilizing an integrated platform with research, model portfolios, and third-party strategists.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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