David Yaffee is a financial advisor with LPL Enterprise, holding Series 66 and Series 63 credentials and over 23 years of industry experience. His career includes roles at The Prudential Insurance Company of America, Pruco Securities, LLC, Webster Bank, and LPL Financial. Outside of his advisory work, he owns Yaffee & Associates, a business focused on sales and training of musical instruments. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products within an integrated platform.

Nicholas Hall is a financial advisor with LPL Enterprise holding a Series 66 credential. He has been with LPL Enterprise since 2025 and has prior experience working at Guilford Savings Bank and various other roles outside the financial industry. Outside of advising, he has business activities related to non-variable insurance through an insurance agency. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services supported by research, model portfolios, and third-party portfolio strategists.

Adam Usinger is a financial advisor at LPL Enterprise with a Series 66 designation and three years of industry experience. His prior work includes roles at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of advisory, he has activity related to non-variable insurance through Prudential. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, consulting, and access to model portfolios, third-party asset management, brokerage, and insurance products. The firm’s integrated platform combines advisory programs with insurance sales and collateralized lending offerings.

Tracy Rotman is a Series 66-registered advisor at LPL Enterprise with one year of industry experience. Prior to joining LPL Enterprise, she operated Elite Lawn Maintenance, LLC for sixteen years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products.

Steven Miranda is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning his advisory career in 2025. Prior to joining LPL Enterprise, he has held roles at Quattros and Connecticut Pest Elimination. He also has involvement in non-variable insurance activities through his own insurance agency. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to model portfolios and third-party asset management. The firm integrates advisory services with brokerage and insurance product sales through an affiliated agency and operates programs such as collateralized lending.

Mario Sclafani is a financial advisor at LPL Enterprise with 16 years of industry experience. He holds the Series 63 and Series 66 licenses. His prior roles include positions at Pruco Securities LLC, State Farm, The Prudential Insurance Company of America, Allstate Insurance, and his own firm, Sclafani Insurance. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services supported by an integrated platform that combines adviser programs with financial product sales and lending solutions.

Joseph Persempere is a financial advisor at LPL Enterprise with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Prudential Insurance Company of America and Pruco Securities, LLC from 1997 to 2024 before joining LPL Enterprise. Outside of his advisory role, he is involved in property and casualty insurance. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management programs, and a range of brokerage and insurance products supported by an integrated platform.

Alfred Zappulla is a financial advisor with LPL Enterprise, holding a Series 66 designation and three years of industry experience. His prior roles include positions at Pruco Securities LLC, NYLife Securities LLC, New York Life Insurance Company, Confluence Global Capital, and TIAA. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products supported by an integrated platform combining adviser programs with active sales of financial products.

Careena Melia is a financial advisor with LPL Enterprise holding a Series 66 designation and no prior industry experience. Before joining LPL Enterprise, she worked at Macy’s Inc., Speakeasy Inc., NYU, and Boston Conservatory. She also operates Careena Melia Speaking and Storytelling LLC, a business she has managed since 2013. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels, offering financial planning, model portfolios, third-party asset management, and access to brokerage and insurance products.

John Steiger is a financial advisor at LPL Enterprise with two years of industry experience and holds the Series 66 designation. His prior experience includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, and Instacart. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management arrangements, and various brokerage and insurance products.

Jason Pollack is a financial advisor with LPL Enterprise LLC, holding Series 63 and Series 66 designations and 11 years of industry experience. Prior to joining LPL Enterprise in 2025, he worked at Reliant Realty from 2019 to 2022. He is also active as a real estate agent affiliated with ERA Blanchard in Manchester, CT. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to managed portfolios through an integrated platform combining advisory programs with brokerage and insurance solutions.

Jeremy Taubman is a financial advisor with LPL Enterprise LLC, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he worked at Northwestern Mutual Investment Services LLC and has a background that includes roles in education and physical therapy. LPL Enterprise serves a diverse client base ranging from individuals and high-net-worth clients to retirement plans and institutional investors, offering financial planning, consulting, and access to a range of investment and insurance products through its integrated advisory and brokerage platform.

Raymond Passero is a Series 63 licensed financial advisor affiliated with LPL Enterprise, based in Shelton, CT, with 29 years of industry experience. His prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and David Lerner Associates. He is also a certified public accountant providing tax preparation and accounting services through his CPA practice in Mahopac, NY. LPL Enterprise serves a diverse client base, including individuals, retirement plans, nonprofits, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, utilizing proprietary research, model portfolios, and third-party strategists to support client investments.

Joshua Mcmahon is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 17 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and VOYA Financial Advisors. Outside of finance, he operates George McMahon's Lawn Service, a lawn care and snow removal business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering advisory and brokerage services supported by in-house research, model portfolios, and third-party asset managers.

Roger Madero is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 33 years of industry experience, including a long tenure with Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to a range of investment and insurance products through its integrated platform.

Nicholas Kreuzer is a financial advisor with LPL Enterprise, holding a Series 66 designation and starting his industry experience in 2025. Prior to joining LPL Enterprise, he held positions in education and retail. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios, blending adviser programs with brokerage and insurance products through an integrated platform.

Russell Hanson is a financial advisor with LPL Enterprise, holding Series 66 and Series 63 licenses and 18 years of industry experience. His prior positions include roles at Bank of America and JPM Chase. Hanson is also involved in non-variable insurance activities through an affiliated agency. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model wealth portfolios and third-party asset management, combining advisory services with brokerage and insurance products through an integrated platform.

Jeffrey Bauer is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and 27 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, William Joseph Capital Management, LLC, and Charles Schwab. He is involved in non-variable insurance activities through a Prudential-sponsored agency. LPL Enterprise serves a diverse client base including individuals, retirement plans, and institutional clients, offering financial planning, advisory, and brokerage services. The firm’s integrated platform combines advisory programs with insurance products and utilizes both in-house and third-party portfolio management solutions.

Zhihui Wang is a financial advisor at LPL Enterprise with three years of industry experience. Prior to joining LPL Enterprise, Wang worked at Merrill and Bank of America N.A. Wang has also been involved in homemaking and spent six years at HFT Investment Management Co., Ltd. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm provides advisory and brokerage services using an integrated platform that combines model portfolios, third-party management, and various financial products, including insurance through an affiliated agency.

Robert Brennan is a financial advisor at LPL Enterprise with one year of industry experience. He holds the Series 66 designation and previously worked at Bartlett Tree Experts for five years. Brennan's background also includes roles at Insight Global, LifeBridge Community Services, and the University of Alabama. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, asset management, and a range of brokerage and insurance products through an integrated advisory and brokerage platform.