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Michael H

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Michael Hernandez is a financial advisor at LPL Enterprise with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Prudential Insurance Company of America, Pruco Securities LLC, and Equitable Advisors. Hernandez serves on both the nonprofit and for-profit boards of the LGBTQ Attorneys and Allies Bar Association. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model wealth portfolios, third-party asset management, and access to a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael L

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Michael Lira is a financial advisor at LPL Enterprise with Series 63 and Series 65 licenses. He has been with LPL Enterprise since 2026 and has prior experience working in various roles including community organizations and educational institutions. Outside of finance, he has been involved with Beauty of Aztlan LLC, a business venture spanning several years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm combines adviser programs with active sales of financial products and offers access to model portfolios, third-party asset management, and integrated lending services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Natalie S

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Natalie Soo Hoo is a financial advisor at LPL Enterprise with eight years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at The Prudential Insurance Company of America, Pruco Securities LLC, and Independent Financial Group, LLC. Outside of her advisory role, she receives trail commissions on fixed annuity and life insurance policies. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management programs, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Casimir N

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Casimir Nocon is a financial advisor with LPL Enterprise LLC, holding Series 65 and Series 63 licenses. He began his advisory career in 2026 and has prior work experience in the food service industry, including roles at Kizame Sushi and Honshu Sushi. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, third-party asset management, and access to brokerage and insurance products through an integrated advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jason E

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Jason Edmond is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 16 years of industry experience, including prior roles at Farmers Financial Solutions and The Prudential Insurance Company of America. Edmond also operates the Jason Edmond Insurance Agency, where he is involved in health, property, and casualty insurance sales and services. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, access to model portfolios, third-party asset management, and brokerage and insurance products through an integrated platform that combines advisory programs with active insurance sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jordan Y

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Jordan Yoshitake is a financial advisor at LPL Enterprise with 13 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he volunteers with the Hawaii Tax Institute Foundation, assisting with networking for their annual conference. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management. The firm’s integrated platform combines advisory programs with brokerage and insurance products, utilizing a mix of discretionary and non-discretionary investment approaches.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Olga G

Series 66, Series 65

Sherman Oaks, CA

LPL Enterprise

Olga Gurevich is a financial advisor with LPL Enterprise LLC, holding Series 65 and Series 66 designations and bringing five years of industry experience. Her prior roles include positions at Eskulap Solutions and The Prudential Insurance Company of America. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to various brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jeff K

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Jeff Kritzberg is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and eight years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC, and spent fifteen years at Pitney Bowes before transitioning to financial services. Outside of advising, he is involved in sales of small group health insurance through the Kaiser Foundation Health Plan. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm provides financial planning, access to model portfolio programs, third-party asset management, and a range of brokerage and insurance products through an integrated adviser and sales platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Hyunseon R

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Hyunseon Roe is a financial advisor at LPL Enterprise with 19 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at Prudential Insurance Company of America and Pruco Securities, LLC. Roe is based in Sherman Oaks, CA. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Andrew H

Series 66

Sherman Oaks, CA

LPL Enterprise

Andrew Hewitt is a financial advisor with LPL Enterprise and holds a Series 66 designation, bringing two years of industry experience. His prior work includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, Sports USA Media, and Lyft. Outside of finance, Hewitt works as a technical producer for Sports USA, focusing on radio, TV, and podcast production. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolios alongside third-party asset management and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jeffrey N

CFP®, Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Jeffrey Newitt is a CFP® with 19 years of industry experience, currently serving at LPL Enterprise since 2024. His prior roles include positions at The Prudential Insurance Company of America and Pruco Securities LLC. Newitt also operates Independent Services Consultants LLC, a business involved in financial and insurance services. LPL Enterprise serves a broad mix of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management, utilizing an integrated platform that combines adviser programs with other financial products and services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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George A

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

George Alexopoulos is a financial advisor at LPL Enterprise with 40 years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC for over three decades. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutions through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Byron C

Series 66

Sherman Oaks, CA

LPL Enterprise

Byron Camp is a Series 66-credentialed financial advisor with LPL Enterprise in Sherman Oaks, CA. He joined the firm in 2026 and has prior experience working at Wells Fargo and various other roles outside the financial industry. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering a range of advisory and brokerage services supported by LPL’s research and model portfolios.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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William M

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

William Mai is a financial advisor with LPL Enterprise holding Series 65 and Series 63 licenses and 12 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and Foresters Financial. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to a range of brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Gianluca V

Series 66

Sherman Oaks, CA

LPL Enterprise

Gianluca Vitagliano is a financial advisor with LPL Enterprise holding a Series 66 designation and two years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Napeague Capital. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and corporations through advisory and brokerage services. The firm offers financial planning, model portfolio programs, third-party asset management, and access to a broad range of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael H

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Michael Han is a financial advisor with LPL Enterprise in Sherman Oaks, CA, holding Series 65 and Series 63 licenses and bringing 11 years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at The Prudential Insurance Company of America and Pruco Securities LLC. He is also involved in non-variable insurance through a Prudential-sponsored agency. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management, combining advisory programs with brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael K

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Michael Kim is a financial advisor at LPL Enterprise with seven years of industry experience. He holds the Series 63 and Series 65 credentials and has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Prior to his financial services career, he was involved with Semo Sushi, Inc. for 13 years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to model wealth portfolios and third-party asset management through both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Lauro B

ChFC®, Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Lauro Braganza is a financial advisor at LPL Enterprise with 37 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and its affiliate Pruco Securities, LLC for over 27 years. His other business activities include involvement with property and casualty insurance through Liberty Mutual. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, supported by an integrated platform combining Adviser programs, third-party asset management, and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Robert B

Series 66

Sherman Oaks, CA

LPL Enterprise

Robert Beamer is a financial advisor with LPL Enterprise LLC, holding a Series 66 designation and five years of industry experience. His background includes roles at Thrivent Financial and UCLA, and he is currently engaged as a bilingual educator and teacher at institutions including Devereux Advanced Behavioral Health and California State University, Channel Islands. In addition to his advisory work, he has involvement in educational and nonprofit activities related to financial assistance and support. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset managers through both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Olga G

Series 66

Sherman Oaks, CA

LPL Enterprise

Olga Gorokhovsky is a financial advisor with LPL Enterprise and holds a Series 66 designation. She has experience in financial services through roles at Independent Credit Research LLC and Sberbank CIB, totaling over a decade prior to joining LPL Enterprise in 2025. Outside of advising, she is involved in a non-variable insurance agency. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Cameron K

Series 66

Sherman Oaks, CA

LPL Enterprise

Cameron Kashani is a financial advisor at LPL Enterprise with Series 66 registration and one year of industry experience. His prior work includes roles at PRUCO Securities, LLC, Mass Mutual, and Express Connection. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, access to model portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jacob Y

CFP®, ChFC®, Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Jacob Yashar is a financial advisor with LPL Enterprise, holding CFP® and ChFC® designations and over 43 years of industry experience. His career includes long-term roles at The Prudential Insurance Company of America and Pruco Securities, LLC. Outside of advising, he is involved in managing a medical insurance agency. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charities, and institutions, providing financial planning, consulting, and access to model portfolios and third-party asset management. The firm utilizes an integrated platform combining advisory services with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Tyler M

Series 66

Sherman Oaks, CA

LPL Enterprise

Tyler Munro is a Series 66-licensed financial advisor at LPL Enterprise with five years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Morton Capital Management. Outside of financial advising, he works on event production, assisting with setup and breakdown for various companies. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of financial products supported by an integrated platform combining advisory programs with insurance and lending services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Miguel H

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Miguel Hernandez is a financial advisor with LPL Enterprise LLC, holding Series 63 and Series 65 licenses and bringing four years of industry experience. He previously worked at Transamerica Financial Advisors LLC and is involved as treasurer for the Theta Delta Chi House Association and the Psi Deuteron Educational Foundation, both nonprofit organizations. In addition to financial advisory, he also works as an agent for Aflac and participates in ridesharing services. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, investment management via model portfolios and third-party strategists, and access to a wide range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Christopher F

ChFC®, Series 66, Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Christopher Faulk is a financial advisor at LPL Enterprise with six years of industry experience. He holds the ChFC® designation and Series 66, 63, and 65 licenses. Prior to joining LPL Enterprise, he worked at AlphaStar Capital Management, NYLIFE Securities LLC, and New York Life Insurance Company. Outside of his advisory role, he serves as a financial literacy teacher and financial coach with The Seed House Project and is a member at large on the NAIFA-LA Chapter board. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, through advisory and brokerage channels. The firm offers financial planning, access to model portfolios and third-party asset managers, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Swathy S

Series 63, Series 65, Series 66

Sherman Oaks, CA

LPL Enterprise

Swathy Satyamurti is a financial advisor at LPL Enterprise with eight years of industry experience. She holds Series 63, 65, and 66 licenses and previously worked at Pruco Securities, LLC, Sattvic Yoga Studio, and the Consumers Association of India. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, utilizing its integrated platform that combines adviser programs with financial product sales and collateralized lending.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Nicolette K

Series 66

Sherman Oaks, CA

LPL Enterprise

Nicolette Kaldi is a financial advisor at LPL Enterprise with four years of industry experience. She holds the Series 66 designation and has previously worked at J.P. Morgan Securities, J.P. Morgan Chase Bank, and The Prudential Insurance Company of America. Outside of her financial advisory role, she is involved in direct sales and content creation for a cosmetics company, focusing on makeup techniques and personalized product offerings. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management. The firm combines advisory programs with brokerage and insurance product sales through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Clara P

CFP®, Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Clara Park is a CFP®-certified financial advisor with 16 years of industry experience, currently with LPL Enterprise. She previously worked with Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and access to various brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Alexander B

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Alexander Burum is a financial advisor with LPL Enterprise LLC, holding Series 65 and Series 63 designations and bringing eight years of industry experience. His prior roles include eight years at PlanMember Securities Corporation and over a decade of self-employment, including fixed insurance sales and caregiving. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management programs, and insurance products, delivering investment advice primarily through its network of investment adviser representatives.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael J

Series 63, Series 66

Sherman Oaks, CA

LPL Enterprise

Michael Johnson is a financial advisor with LPL Enterprise holding Series 63 and Series 66 designations and seven years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities, LLC, Equitable Advisors, and AXA Advisors, LLC. From 2014 to 2018, he was associated with Laughing Buddha. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning and consulting, model wealth portfolio programs, third-party asset management, and access to various brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Guillermo S

Series 66

Sherman Oaks, CA

LPL Enterprise

Guillermo Saade is a financial advisor with LPL Enterprise, holding a Series 66 designation and eight years of industry experience. His prior roles include positions at Edward Jones and The Prudential Insurance Company of America. He serves on the board of the nonprofit Hands4Hope, contributing to strategic planning and financial oversight. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset managers through an integrated platform that combines adviser programs with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Aleksander R

Series 66

Sherman Oaks, CA

LPL Enterprise

Aleksander Rassekhi is a financial advisor at LPL Enterprise with a Series 66 credential and no prior industry experience. His background includes roles outside the financial sector, such as education at San Francisco State University and teaching positions at various schools. He is also involved in a non-variable insurance business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that combines advisory programs with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Leigh G

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Leigh Greenberg is a financial advisor with LPL Enterprise holding Series 65 and Series 63 licenses and five years of industry experience. He has previously worked at firms including Secura Financial, Arkadios Capital, and New York Life Insurance Company. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, and institutional clients, offering both advisory and brokerage services supported by research, model portfolios, and third-party strategists.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Patrick B

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Patrick Bunyamanop is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 27 years of industry experience. His prior roles include long-term positions at Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management programs, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Spencer M

CFP®, Series 66

Sherman Oaks, CA

LPL Enterprise

Spencer Miller is a CFP® professional with 17 years of experience in the financial services industry. He is currently with LPL Enterprise and has held prior roles at a variety of firms including MassMutual Investors Services, Western International Securities, and Allstate Financial Services. In addition to his advisory work, he is involved in insurance brokerage focusing on life, disability, long-term care, fixed annuities, and health products. LPL Enterprise, LLC serves a diverse range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Phillip V

CFP®, ChFC®, Series 66

Sherman Oaks, CA

LPL Enterprise

Phillip Vertin is a financial advisor at LPL Enterprise with 9 years of industry experience. He holds the CFP®, ChFC®, and Series 66 designations. His prior experience includes roles at The Prudential Insurance Company of America and Pruco Securities, LLC. Outside of finance, he was involved with True Lacrosse for five years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutions through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products on an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Nathaniel H

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Nathaniel Huck is a financial advisor with LPL Enterprise in Sherman Oaks, CA, holding Series 63 and Series 65 licenses and four years of industry experience. His previous roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Bankers Life Advisory Services, Inc. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs. The firm combines advisory programs with brokerage and insurance product offerings through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Mark D

Series 66

Sherman Oaks, CA

LPL Enterprise

Mark Duntz is a Series 66-licensed financial advisor with LPL Enterprise and two years of industry experience. Before joining LPL Enterprise, he held roles at The Prudential Insurance Company of America, Pruco Securities LLC, and Ameriprise Financial Services, Inc. Prior to his finance career, he worked in the entertainment industry with CBS Studios and Sony Pictures Studios. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management programs, combining investment advisory with brokerage and insurance product sales through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Meredith V

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Meredith Vazquez is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and three years of industry experience. Prior to joining LPL Enterprise, she held roles at The Prudential Insurance Company of America, Pruco Securities, NYLIFE Securities LLC, and New York Life. She is also a non-practicing registered pharmacist. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to a variety of brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Zachary S

Series 63, Series 65

Sherman Oaks, CA

LPL Enterprise

Zachary Sabo is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 designations and 20 years of industry experience. His prior roles include positions at Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform combining advisory programs with other financial services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Zhihua T

Series 66

Sherman Oaks, CA

LPL Enterprise

Zhihua Tang is a financial advisor with LPL Enterprise and holds the Series 66 designation, with four years of industry experience. Prior to joining LPL Enterprise in 2025, Tang held roles at several firms including Coldwell Banker Realty, MML Investors Services, and New York Life Insurance Company. Tang is also involved in real estate services through Coldwell Banker Realty. LPL Enterprise serves a diverse client base including individuals, retirement plans, and institutional clients. The firm offers financial planning, access to model wealth portfolios, third‑party asset management, and brokerage and insurance products through an integrated platform that supports both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Frank S

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Frank Sun is an advisor at LPL Enterprise with Series 65 and Series 63 licenses. He joined LPL Enterprise in 2025 and has prior experience working at UCLA Health and Cedars-Sinai Medical Center. Outside of his advisory role, he maintains employment with UCLA Health. LPL Enterprise serves a broad client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model portfolios, third-party asset management, and brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Alec H

Series 66

Sherman Oaks, CA

LPL Enterprise

Alec Hong is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. His prior work history includes positions outside the financial services sector, and he has been engaged with LPL Enterprise since 2025. LPL Enterprise serves a diverse client base, including individuals, retirement plans, and institutional clients, offering financial planning, advisory, brokerage, and insurance products through an integrated platform that combines adviser programs with other financial services and third-party asset management.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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