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Danny D
Series 63, Series 65
White Plains, NY
LPL Enterprise
Danny Dable is a financial advisor at LPL Enterprise with 10 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Prudential Insurance Company of America, Pruco Securities, LLC, JP Morgan Chase, and Hudson Bay Capital. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.
Gary T
Series 63, Series 65
White Plains, NY
LPL Enterprise
Gary Troy is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 10 years of industry experience, having previously worked at Prudential Insurance Company of America, Pruco Securities, LLC, and David Lerner Associates, Inc. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform that combines advisory services with active sales of financial products.
Terry W
Series 66
White Plains, NY
LPL Enterprise
Terry Webb is a financial advisor at LPL Enterprise with 20 years of industry experience and holds the Series 66 designation. Prior to joining LPL Enterprise in 2025, he worked at Ameriprise Financial Services, Inc. for 13 years and briefly at Onyx Bridge Wealth Group. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage services. The firm offers a comprehensive platform combining financial planning, model portfolio management, third-party asset management, and access to a range of brokerage and insurance products.
Craig F
Series 63, Series 65
White Plains, NY
LPL Enterprise
Craig Forbes is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with LPL Enterprise since 2024 and previously worked with Prudential Insurance Company of America and Pruco Securities, LLC for over two decades. He is also involved in a Prudential-sponsored non-variable insurance business related to investment activities. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of advisory, brokerage, and insurance products through an integrated platform, utilizing model portfolios and third-party asset managers for investment advice and discretionary account management.
Annamarie L
Series 63
White Plains, NY
LPL Enterprise
Annamarie Lewis is a financial advisor at LPL Enterprise with 15 years of industry experience. She holds a Series 63 designation and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of her advisory role, she teaches personal training and development courses for Landmark Worldwide and serves as a poll inspector for the Columbia County Board of Elections. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform that combines advisory services with active sales of other financial products.
Charles T
Series 63, Series 65
White Plains, NY
LPL Enterprise
Charles Taylor is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and nine years of industry experience. His prior roles include positions at Prudential Insurance Company of America and DAVID LERNER ASSOCIATES INC. Taylor has an ownership interest in a short-term rental business in Southern Vermont. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients by providing financial planning, consulting, advisory services, and access to model portfolios and third-party asset management through an integrated platform.
Anthony M
Series 63, Series 65
White Plains, NY
LPL Enterprise
Anthony Mastronicola is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has spent over three decades at Prudential Insurance Company of America and Pruco Securities, LLC prior to joining LPL Enterprise. In addition to his advisory role, Mastronicola sells home and auto insurance through several property and casualty insurance providers. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional investors. The firm offers financial planning, advisory services, model portfolios, third-party asset management, and access to brokerage and insurance products through its integrated platform.
Anthony P
Series 63
White Plains, NY
LPL Enterprise
Anthony Pauline is a financial advisor at LPL Enterprise with 38 years of industry experience. He holds a Series 63 designation and has a long tenure at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he is an NFL Draft analyst and author. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm provides a range of advisory and brokerage services, utilizing model portfolios, third-party asset management, and integrated financial product offerings.
David C
Series 63, Series 66
White Plains, NY
LPL Enterprise
David Carraturo is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and over 32 years of industry experience. His prior roles include positions at Citigroup, Prudential Insurance Company of America, Pruco Securities, LLC, and IRC Securities LLC. Outside of advising, he is involved in creative pursuits as an author, artist, musician, and background actor, and is a business owner of Bucket Hat Media, LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to managed portfolios through advisory and brokerage channels. The firm combines advisor programs with sales of financial products and participates in lending programs while working with third-party asset managers and trust custodians.
Steven K
Series 63, Series 65
White Plains, NY
LPL Enterprise
Steven Kalt is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He worked at Pruco Securities, LLC for 34 years before joining LPL Enterprise in 2024. Outside of his advisory role, he is involved with Oberman Companies in a property and casualty-related business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management programs through both advisory and brokerage channels.
Aidan D
Series 66
White Plains, NY
LPL Enterprise
Aidan Dervisevic is a financial advisor with LPL Enterprise holding a Series 66 designation and no prior industry experience. His background includes roles outside finance such as work at Think Mortgage, a restaurant, and various educational positions. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, model wealth portfolios, third-party asset management, and access to a broad range of financial products supported by an integrated platform.
Javier L
CFP®, Series 63, Series 65
White Plains, NY
LPL Enterprise
Javier Lugo is a CFP® professional with 17 years of experience in the financial services industry. He currently works at LPL Enterprise and has prior experience with Prudential Insurance Company of America and Pruco Securities, LLC. Lugo also serves as a financial planner on a team at Pesce Financial, a DBA for his LPL business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model portfolio management, and access to brokerage and insurance products through an integrated platform.
Frank V
Series 66, Series 63
White Plains, NY
LPL Enterprise
Frank Vella is a financial advisor at LPL Enterprise with 36 years of industry experience. He holds Series 66 and Series 63 licenses and has previously worked at Bay Crest Partners LLC and Chimera Securities. In addition to his advisory role, Frank is involved in non-variable insurance activities through an affiliated agency. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, advisory, and brokerage services, utilizing model portfolios, third-party asset managers, and insurance products through an integrated platform.
John D
Series 66, Series 63
White Plains, NY
LPL Enterprise
John Davis is a financial professional at LPL Enterprise with one year of industry experience. He holds Series 63 and Series 66 licenses and previously worked at State Farm, National Securities Corp, New York Life, and G4S. His other business activities include working as a non-variable insurance professional through an affiliated insurance agency. LPL Enterprise serves a broad client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, model portfolio programs, third-party asset management, and access to a range of brokerage and insurance products via an integrated platform.
Thomas D
Series 66
White Plains, NY
LPL Enterprise
Thomas Dooney is a financial advisor at LPL Enterprise with a Series 66 designation and 10 years of industry experience. He has previously worked at firms including Oppenheimer, Hornor Townsend & Kent LLC, Penn Mutual Life Insurance Company, Equitable Advisors, Axa Advisors, and Morgan Stanley. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and other institutional clients. The firm offers financial planning, consulting, access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.
Eileen F
Series 63, Series 66
White Plains, NY
LPL Enterprise
Eileen Frohman is a financial advisor with LPL Enterprise in White Plains, NY, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. Her prior roles include positions at Prudential Insurance Company of America, Fisher Investments, Merrill, and John Hancock Funds. She also acts in a fiduciary capacity in a trustee role. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.
Timothy R
Series 66
White Plains, NY
LPL Enterprise
Timothy Romagnoli is a financial advisor with LPL Enterprise LLC and holds the Series 66 designation. He has one year of industry experience, including prior work at PRUCO Securities, LLC. Outside of finance, he operates Romagnoli Remodeling and has previously been involved in the coffee business. LPL Enterprise serves a diverse client base ranging from individuals and retirement plans to institutional clients, offering financial planning, advisory services, and access to various investment and insurance products through an integrated platform.
Dana W
Series 63, Series 66
White Plains, NY
LPL Enterprise
Dana West is a financial advisor at LPL Enterprise with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he volunteers with the Binghamton University Alumni Association as an active board member and leads its Westchester Chapter, in addition to serving in volunteer roles with the Greater Hudson Valley Council of BSA Scouts USA. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform combining advisory and brokerage services.
John M
Series 63
White Plains, NY
LPL Enterprise
John Maracich is a financial advisor with LPL Enterprise and holds a Series 63 designation, with 11 years of industry experience. He has prior experience at Prudential Insurance Company of America and Pruco Securities, LLC. He is also listed as acting in a fiduciary capacity for two trusts. LPL Enterprise serves a broad mix of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a wide range of brokerage and insurance products.
Lawrence S
ChFC®, Series 63, Series 65
White Plains, NY
LPL Enterprise
Lawrence Shafier is a financial advisor with LPL Enterprise, holding the ChFC® designation and Series 63 and 65 licenses, and has 39 years of industry experience. He has worked with Prudential Insurance Company of America since 1986 and joined LPL Enterprise in 2024. Outside of his advisory work, he serves as a board member for Kehilat Nitzanim, a synagogue in White Plains, NY. LPL Enterprise serves a diverse clientele, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management. The firm integrates advisory programs with brokerage and insurance products through an affiliated platform.
David D
CFP®, Series 63, Series 65
White Plains, NY
LPL Enterprise
David Diehl Jr. is a CFP® professional with 30 years of industry experience, currently serving at LPL Enterprise since 2024. Prior to this, he worked at Prudential Insurance Company of America and Pruco Securities, LLC for over 29 years each. Outside of his advisory role, he regularly delivers Sunday morning sermons at a church in White Plains, NY. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform that combines advisory services with other financial product sales.
Nicholas C
Series 63, Series 66
White Plains, NY
LPL Enterprise
Nicholas Campagnone is a financial advisor at LPL Enterprise with Series 63 and Series 66 designations. He has one year of industry experience and previously worked at Fidelity Investments and Fidelity Brokerage Services LLC. Outside of finance, he has been involved with youth sports as part of the Game Breaker Lacrosse Camps. LPL Enterprise serves a range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, asset management, and access to various investment products via an integrated platform that combines advisory programs with insurance and lending services.
Kyle W
Series 63, Series 66
White Plains, NY
LPL Enterprise
Kyle Woodward is a financial advisor at LPL Enterprise with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Prudential Insurance Company of America and Pruco Securities, LLC. Woodward serves on the board of the Westchester/Putnam County chapter of Ducks Unlimited, a nonprofit organization focused on conservation, where he helps organize fundraisers and chapter meetings. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management, combining advisory programs with brokerage and insurance product sales through an integrated platform.
Rachelle G
Series 63
White Plains, NY
LPL Enterprise
Rachelle Gayer is a financial advisor with LPL Enterprise, holding a Series 63 designation and bringing nine years of industry experience. Her career includes roles at Prudential Insurance Company of America and Pruco Securities, LLC, as well as an extensive prior tenure with Carl Fischer / Theodore Presser. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, consulting, and access to various advisory programs and insurance products through its integrated platform.
James C
Series 66, Series 63, Series 65
White Plains, NY
LPL Enterprise
James Craco Jr. is a financial advisor with LPL Enterprise LLC, holding Series 66, Series 63, and Series 65 licenses and 27 years of industry experience. His prior roles include positions at Sentinel Asset Management, Colonial Life, Oppenheimer, Credit Agricole Securities, and TD Securities. He is also involved in a non-variable insurance business related to his advisory work. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering services through advisory and brokerage channels. The firm combines financial planning, model portfolio management, third-party asset management, and insurance product sales within an integrated platform.
Avi L
CFP®, Series 63, Series 66
White Plains, NY
LPL Enterprise
Avi Levine is a financial advisor at LPL Enterprise with ten years of industry experience. He holds the CFP® designation along with Series 63 and Series 66 licenses. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC for ten years. Levine also provides group benefits quoting services through an independent arrangement with Glenn Levine Insurance and Financial Services. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset managers. The firm combines adviser programs with brokerage and insurance products, supported by an integrated platform and a range of investment and lending services.
Eric R
Series 66
White Plains, NY
LPL Enterprise
Eric Ramirez Lira is a financial advisor with LPL Enterprise, holding a Series 66 designation. He has been with LPL Enterprise since 2025 and previously worked with Matt Miller Events and the White Plains Public School System. He is also involved with Matt Miller Events as an outside employment activity. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, and institutional clients, providing financial planning, advisory, and brokerage services through an integrated platform that combines adviser programs with the sale of other financial products.
Brian M
Series 66
White Plains, NY
LPL Enterprise
Brian Marchini is a Series 66 licensed financial advisor with four years of industry experience. He is currently with LPL Enterprise and previously worked at Money Concepts Capital Corp. In addition to his financial career, he has been employed at New York University’s Tisch School of the Arts since 2019 and conducts speaking engagements and seminars. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering a range of advisory and brokerage services. The firm combines adviser programs with active sales of financial products and utilizes model portfolios and third-party strategists in its investment approach.
Anil T
Series 63, Series 65
White Plains, NY
LPL Enterprise
Anil Tatta is a financial advisor at LPL Enterprise with 17 years of industry experience. He holds Series 63 and Series 65 credentials. His prior experience includes roles at Morgan Stanley from 2009 to 2022 and CitiGroup Global Markets Inc from 2022 to 2024. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services through an integrated platform that includes access to model portfolios, third-party asset management, and insurance products.
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