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Roy M
Series 63, Series 66
Bristol, TN
LPL Financial
Roy Mann Jr. is a financial advisor with LPL Financial based in Bristol, TN, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. He has been with LPL Financial since 2007. Outside of his advisory work, he is involved in live musical performance as a singer. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, utilizing model portfolios, third-party subadvisors, and customized strategies.
James B
Series 63, Series 66
Bristol, TN
LPL Financial
James Baker is a financial advisor with LPL Financial in Bristol, Tennessee, holding Series 63 and Series 66 designations and 27 years of industry experience. He worked at Edward Jones from 2000 to 2018 before joining LPL Financial in 2018. Outside of his advisory role, Baker is an author of children's books. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset management, supported by advisor-facing operational and research tools.
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