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Graham N

Series 63, Series 65

Clinton, NY

LPL Financial

Graham Nelson is a financial advisor with LPL Financial in Clinton, NY, holding Series 63 and Series 65 registrations and bringing 26 years of industry experience. He has worked at LPL Financial since 2019 and has been involved with Mohawk Valley Capital Management since 2004. In addition to his advisory role, Nelson owns a construction business, McGinnis Nelson Construction Inc. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, financial planning services, and utilizes both discretionary and non-discretionary management approaches supported by research from internal and third-party sources.

College savings (529s, UTMA, etc.)
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Allison M

Series 63

Clinton, NY

LPL Financial

Allison Major is a financial advisor with LPL Financial in Clinton, NY, holding a Series 63 designation and 17 years of industry experience. Prior to joining LPL Financial in 2019, she worked for Cadaret, Grant & Co., Inc. for 11 years and has been involved with Mohawk Valley Capital Management since 2004. LPL Financial serves individual investors, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, including discretionary and non-discretionary management supported by internal and third-party research.

College savings (529s, UTMA, etc.)
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Peter F

Series 66

Clinton, NY

LPL Financial

Peter Franz is a financial advisor with LPL Financial, holding a Series 66 designation and 19 years of industry experience. He has worked at LPL Financial since 2019 and previously spent a decade with Cadaret, Grant & Co., Inc. Franz also operates a tax preparation and accounting practice under Franz Tax & Investments. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, providing both discretionary and non-discretionary management supported by model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
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Schuyler D

CFP®, Series 63, Series 65

Clinton, NY

LPL Financial

Schuyler Dombroske is a CFP® professional with 30 years of experience in the financial services industry. He is currently with LPL Financial and also operates Mohawk Valley Capital Management, where he has been involved since 2010. Prior to joining LPL Financial in 2019, he worked at Cadaret, Grant & Co., Inc. for nine years. Outside of his advisory work, he serves as the president of the Salt City Dart League and is a staff writer for INSIDERBASEBALL.COM. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm provides a range of advisory programs, retirement plan consulting, and brokerage services, utilizing model portfolios and research from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Michael H

Series 63, Series 65

Clinton, NY

LPL Financial

Michael Hennessy is a financial advisor with LPL Financial in Clinton, NY, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at LPL Financial since 2019 and previously with Cadaret, Grant & Co., Inc. from 2012 to 2019. Hennessy operates MJ Hennessy & Associates and Mohawk Valley Capital Management as DBAs for his LPL business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, with a focus on discretionary and non-discretionary management supported by research, model portfolios, and diverse investment strategies.

College savings (529s, UTMA, etc.)
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