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Acie F

Series 63, Series 66

Houston, TX

LPL Financial

Acie French is a financial advisor at LPL Financial with 26 years of industry experience, including 21 years at LPL. He holds the Series 63 and Series 66 designations. His background includes non-variable insurance sales as an additional business activity. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, corporations, and charitable organizations. The firm provides financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing a range of model portfolios and research resources.

College savings (529s, UTMA, etc.)
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Scott Y

Series 63, Series 65

Houston, TX

LPL Financial

Scott Yates is a financial advisor with LPL Financial in Houston, TX, holding Series 63 and Series 65 credentials and bringing 14 years of industry experience. He has been with LPL Financial since 2011 and also has over two decades of experience at Client Management Services. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad range of clients, including individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers various advisory programs, financial planning, and brokerage services through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Elliott F

Series 66

Houston, TX

LPL Financial

Elliott Fell is a financial advisor at LPL Financial in Houston, TX, holding a Series 66 designation with 18 years of industry experience. He has been with LPL Financial since 2012. Outside of his advisory role, he is involved with Wallstreet Texas, a separate DBA, and operates Fell and Co., which engages in investment-related activities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network. The firm offers a range of advisory programs, retirement consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by proprietary research and third-party strategies.

College savings (529s, UTMA, etc.)
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Claudia V

Series 63, Series 65

Houston, TX

LPL Financial

Claudia Vasquez is a financial advisor with LPL Financial in Houston, TX, holding Series 63 and Series 65 credentials and 29 years of industry experience. She has been with LPL Financial since 2009. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a broad range of advisory programs, financial planning, and brokerage services supported by research, model portfolios, and various investment strategies.

College savings (529s, UTMA, etc.)
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Carlos R

Series 63, Series 65

Houston, TX

LPL Financial

Carlos Rubio is a financial advisor with LPL Financial in Houston, TX, holding Series 63 and Series 65 licenses and 21 years of industry experience. His prior roles include positions at Northwestern Mutual Wealth Management Company and investment management firms such as Douglas Dawson. Rubio is also the owner of Sonora Outfitters, LLC, a non-investment-related business. LPL Financial is a SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs with both discretionary and non-discretionary management, utilizing research from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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M E

Series 63, Series 66

Houston, TX

LPL Financial

M Ehrig is a financial advisor with LPL Financial in Houston, TX, holding Series 63 and Series 66 designations and bringing 26 years of industry experience. Ehrig has been with LPL Financial since 2016. Outside of advisory work, Ehrig is involved with Wallstreet Texas, a non-variable insurance business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a large national network of investment adviser representatives. The firm provides a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

College savings (529s, UTMA, etc.)
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