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Susan S
Series 63, Series 65
Louisville, KY
LPL Financial
Susan Stack is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. She has held roles at TCP Asset Management and United Planners Financial Services of America, among others, and is also the owner of Stack Financial Services. Outside of advisory work, she owns a real estate rental listed on VRBO. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, with advice delivered primarily by investment adviser representatives using a range of discretionary and non-discretionary strategies.
Thomas G
Series 63, Series 65
Louisville, KY
LPL Financial
Thomas Gaines III is a financial advisor with LPL Financial in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been with LPL Financial since 2005 and previously worked at Morgan Keegan & Company, LLC. In addition to his advisory role, he operates T. W. Gaines & Co., which sells fixed insurance products including long-term care, fixed annuities, and universal life insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing both proprietary and third-party investment strategies, supported by technology tools for operational and research purposes.
Niels E
Series 63, Series 65
Louisville, KY
LPL Financial
Niels Ewing is a financial advisor with LPL Financial in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has been associated with Linsco/Private Ledger Corp. since 2003 and previously worked at Wells Fargo Clearing from 1999 to 2003. He also operates a separate business under the name Ewing Financial Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions, offering a range of advisory and brokerage services through a large network of investment adviser representatives.
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