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Dawn Dyanna D
Series 63
Petaluma, CA
LPL Financial
Dawn Dyanna Dhyanna is a financial advisor with LPL Financial, holding a Series 63 designation and bringing 42 years of industry experience. Her career includes significant tenures at Western International Securities, The Social Equity Group, and Financial West Group. She has a business entity for tax and investment purposes established since 2006 and has engaged in non-variable insurance activities since 1984. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers various advisory programs, financial planning, and retirement consulting, utilizing model portfolios and research to support a range of investment strategies.
Risa S
Series 65
Petaluma, CA
LPL Financial
Risa Scott Smith is a Series 65-licensed financial advisor with LPL Financial, bringing three years of industry experience. Her prior roles include positions at Western International Securities, Inc. and a teaching background at the University of Hawai'i and California State University, Chico. She has also been involved in entrepreneurial and community activities, including a brief role with San Lorenzo Bikinis and work at Bohemian Grove. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, retirement plans, and institutional clients. The firm offers a range of financial planning and advisory programs, supported by extensive research, model portfolios, and technology-driven strategies.
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