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Dominick R
Series 63, Series 66
San Jose, CA
LPL Financial
Dominick Ruiz is a financial advisor with LPL Financial in San Jose, CA, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. His prior roles include positions at Cadaret, Grant & Co., Inc., Strategic Wealth Advisors Group, LLC, Wells Fargo Clearing, Chase Investment Services Corp., and Banc of America Investment Services, Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm supports a wide range of investment strategies and provides various advisory platforms alongside non-advisory financial services.
Patrick B
Series 63, Series 65
San Jose, CA
LPL Financial
Patrick Bennett is a financial advisor at LPL Financial with 29 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Cadaret, Grant & Co., Inc., Wells Fargo Advisors, Merrill, Banc of America Investment Services, and Citigroup Global Markets. Outside of his advisory work, he coaches lacrosse in Woodside, CA. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, third-party asset management, and institutional platforms, supporting advisors with research-driven tools and a broad suite of financial products.
Brian M
Series 63, Series 66
San Jose, CA
LPL Financial
Brian Marquez is a financial advisor with LPL Financial in San Jose, CA, holding Series 63 and Series 66 credentials and 19 years of industry experience. His prior work includes roles at Cadaret, Grant & Co., Inc., and a decade at J.P. Morgan Chase Bank NA and J.P. Morgan Securities. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions supported by technology tools and oversees significant discretionary assets through a large network of advisors.
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