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Ming C
Series 63, Series 66
Torrance, CA
LPL Financial
Ming Chung is a financial advisor with LPL Financial in Torrance, CA, holding Series 63 and Series 66 credentials and 22 years of industry experience. He previously worked at J.P. Morgan Securities for eight years before joining LPL Financial in 2020. Outside of his advisory role, he is involved in estate planning activities. LPL Financial serves a diverse client base including individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, supported by proprietary and third-party research, and provides both discretionary and non-discretionary portfolio management.
Roy G
Series 65, Series 63
Torrance, CA
LPL Financial
Roy Grimes is a financial advisor with LPL Financial in Torrance, CA, holding Series 65 and Series 63 licenses and bringing 21 years of industry experience. His prior roles include positions at Zions Direct, Inc., Zions Capital Advisors, Inc., and Zions Bank, where he has worked since 1999. In addition to his advisory work, he is involved in wealth and fiduciary services as a relationship manager. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, retirement plans, banks, and charitable organizations. The firm offers a range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management, supported by model portfolios, third-party subadvisors, and advanced technologies such as machine learning.
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