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Dee C
Series 63, Series 66
Las Vegas, NV
Morgan Stanley
Dee Clarke is a financial advisor at Morgan Stanley in Las Vegas, NV, holding Series 63 and Series 66 licenses with 21 years of industry experience. Clarke has been with Morgan Stanley and its predecessor Morgan Stanley Smith Barney LLC since 2016. Morgan Stanley Wealth Management provides advisory programs to individuals and institutional clients, offering tailored financial planning through its Financial Advisors and Estate Planning Strategies Group. The firm manages approximately $2.74 trillion in client assets and employs structured planning tools without individual security recommendations as part of standalone financial plans.
Chris N
Series 63, Series 65
Las Vegas, NV
Morgan Stanley
Chris Norton is a financial advisor with Morgan Stanley in Las Vegas, NV, holding Series 63 and Series 65 credentials and bringing 14 years of industry experience. He has been with Morgan Stanley entities since 2013, including Morgan Stanley Private Bank, N.A. since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a variety of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning tools and modeling techniques as part of its financial planning process.
Alexander R
Series 63, Series 66
Las Vegas, NV
Morgan Stanley
Alexander Reece is a financial advisor at Morgan Stanley with 10 years of industry experience. He has held positions at Morgan Stanley Private Bank, Morgan Stanley Smith Barney, and Wells Fargo Advisors. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a wide range of advisory programs to individuals and institutional clients, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning tools and market simulations as part of its financial planning process.
Kyle T
Series 66
Las Vegas, NV
Morgan Stanley
Kyle Townsend is a financial advisor with Morgan Stanley in Las Vegas, NV, holding a Series 66 designation and 15 years of industry experience. He has worked at Morgan Stanley Private Bank, N.A. and Morgan Stanley Smith Barney LLC since 2018, following five years at RBC Wealth Management. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs, including financial planning and estate planning services, with a structured process supported by firm-approved tools and investment modeling.
Kirk Patrick R
Series 63, Series 66
Las Vegas, NV
Morgan Stanley
Kirk Patrick Richards is a financial advisor with Morgan Stanley in Las Vegas, NV, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. He previously worked at Merrill from 2013 to 2020 before joining Morgan Stanley in 2020. Outside of his advisory role, Richards is involved with the nonprofit 100 Black Men of Las Vegas, serving as a board member and officer. Morgan Stanley Wealth Management serves individual and institutional clients with a range of advisory programs, offering tailored financial planning that utilizes firm-approved tools and analysis methods. The firm manages approximately $2.74 trillion in client assets and provides services through both direct individual plans and corporate financial planning agreements.
Kenneth O
Series 63, Series 65
Las Vegas, NV
Morgan Stanley
Kenneth O'Connell IV is a financial advisor with Morgan Stanley in Las Vegas, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked with Morgan Stanley Private Bank and Morgan Stanley Smith Barney since 2010, as well as with Banc of America Insurance Services and Banc of America Investment Services since 2004. He also serves on the board of ENGAGEX, a customer engagement solutions company focused on policy review for insurance agents. Morgan Stanley Wealth Management is a large SEC-registered investment adviser and broker-dealer that provides advisory programs and tailored financial planning to individuals and institutional clients. The firm manages approximately $2.74 trillion in client assets and uses structured planning tools supported by research from its Global Investment Committee.
Lynne O
Series 63, Series 65
Las Vegas, NV
Morgan Stanley
Lynne Okazaki is a financial advisor at Morgan Stanley with 26 years of industry experience. She holds Series 63 and Series 65 designations and has been with Morgan Stanley since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a variety of advisory programs to both individual and institutional clients, emphasizing tailored financial planning supported by firm-approved tools and modeling techniques.
Kelly P
Series 66
Las Vegas, NV
Morgan Stanley
Kelly Peterson is a financial advisor at Morgan Stanley in Las Vegas, NV, holding a Series 66 designation with 10 years of industry experience. She has been with Morgan Stanley and Morgan Stanley Private Bank, National Association since 2016. Morgan Stanley Wealth Management provides a broad range of advisory programs to individuals and institutional clients, offering tailored financial planning services supported by structured discovery conversations and firm-approved planning tools.
Sarah I
Series 63, Series 66
Las Vegas, NV
Morgan Stanley
Sarah Ingmanson Battaglia is a financial advisor with Morgan Stanley in Las Vegas, NV, holding Series 63 and Series 66 credentials and bringing 16 years of industry experience. Her career includes roles at Morgan Stanley Private Bank, Fidelity Investments, Bank of America, Merrill, and A&People Corporation. Outside of finance, she is involved as a figure skating coach with the Vegas Golden Knights Skating Academy and provides Japanese to English translation consulting through A&People Corporation. Morgan Stanley Wealth Management is an SEC-registered adviser and broker-dealer serving individuals and institutions, offering tailored financial planning and wealth management services backed by extensive asset management and a structured planning process.
Jake M
CFP®, Series 66
Las Vegas, NV
Morgan Stanley
Jake Marshall is a CFP® with 16 years of industry experience, currently advising clients at Morgan Stanley in Las Vegas, NV. He previously worked at Bank of America, N.A. and Merrill, spanning over 16 years combined with those firms. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a wide array of advisory programs and financial planning services that incorporate firm-approved planning tools and investment committee insights.
Kathleen C
Series 63, Series 66
Las Vegas, NV
Morgan Stanley
Kathleen Carre is a financial advisor with Morgan Stanley in Las Vegas, holding Series 63 and Series 66 licenses and having 26 years of industry experience. She previously worked at UBS Financial Services for 12 years before joining Morgan Stanley in 2023. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients, providing a range of advisory programs that include tailored financial planning and estate planning strategies. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and economic modeling.
Eric D
Series 66
Las Vegas, NV
Morgan Stanley
Eric Doyel is a financial advisor at Morgan Stanley in Las Vegas, NV, holding a Series 66 designation with one year of industry experience. Prior to his advisory role, he has been employed at Excalibur Hotel & Casino under MGM Resorts since 2012. Morgan Stanley Wealth Management serves individual and institutional clients by providing a range of advisory programs, including tailored financial planning supported by firm-approved tools and analyses. The firm manages approximately $2.74 trillion in client assets and offers services under both direct client agreements and corporate financial planning arrangements.
Patricia F
Series 66
Las Vegas, NV
Morgan Stanley
Patricia Fontan is a financial advisor with Morgan Stanley in Las Vegas, NV, holding a Series 66 designation and bringing 27 years of industry experience. She has worked at Morgan Stanley Private Bank, National Association since 2015 and at Morgan Stanley Smith Barney since 2011. Morgan Stanley Wealth Management provides a wide range of advisory programs to individuals and institutions, focusing on tailored financial planning through its Financial Advisors and Estate Planning Strategies Group. The firm manages approximately $2.74 trillion in client assets and employs structured planning tools and models as part of its advisory process.
Walter H
Series 63, Series 65
Las Vegas, NV
Morgan Stanley
Walter Harroll is a financial advisor with Morgan Stanley in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with Morgan Stanley and its affiliated entities since 2007, including roles at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. Morgan Stanley Wealth Management serves both individual and institutional clients by offering a wide range of advisory programs and tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning tools and scenario modeling as part of its financial planning process.
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