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Carolyn B

Series 63, Series 66

Dubuque, IA

Lanark Financial, Inc.

Carolyn Bennett is a financial advisor at Lanark Financial, Inc. in Dubuque, IA, with 43 years of industry experience. She holds the Series 63 and Series 66 designations and has been with NBC Securities, Inc. since 2015. Lanark Financial provides investment management, financial planning, and related advisory services to a diverse client base including individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in assets across multiple advisor teams and offers a range of program-based accounts while utilizing both discretionary and non-discretionary management strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
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John H

Series 63, Series 66

Dubuque, IA

Lanark Financial, Inc.

John Hackett is a financial advisor with Lanark Financial, Inc. based in Dubuque, IA. He holds Series 63 and Series 66 licenses and has 50 years of industry experience. Since 2015, he has been associated with NBC Securities, Inc. through Lanark Financial. Lanark Financial provides investment management, financial planning, and advisory services to individuals, retirement plans, trusts, foundations, municipalities, and institutional clients. The firm manages approximately $1.78 billion in assets across multiple advisor teams and offers a combination of discretionary and non-discretionary arrangements.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
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William B

Series 66

Dubuque, IA

Lanark Financial, Inc.

William Bennett is a financial advisor at Lanark Financial, Inc. based in Dubuque, IA. He holds the Series 66 designation and has been in the industry since 2024, including experience at NBC Securities and a background working with the City of Sartell and St. Cloud State University. Lanark Financial provides investment management, financial planning, and advisory services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in assets across multiple advisor teams and offers discretionary and non-discretionary account options with access to various third-party and affiliated sub-advisers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
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Anthony K

Series 63, Series 66

Dubuque, IA

Lanark Financial, Inc.

Anthony Keppler is a financial advisor with Lanark Financial, Inc. in Dubuque, IA, holding Series 63 and Series 66 licenses and possessing 44 years of industry experience. He has been associated with NBC Securities, Inc. since 2015. Outside of his advisory work, he is involved in farm land rental and owns a guest house offering maintenance and guest services. Lanark Financial provides investment management and financial planning services to individuals, retirement plans, trusts, foundations, municipalities, and other institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and uses a combination of discretionary and non-discretionary arrangements along with various program-based accounts.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) General estate planning guidance
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