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Cynthia M

Series 63, Series 65

Farmington, MO

Lanark Financial, Inc.

Cynthia Minnis is a financial advisor with NBC Securities, Inc., holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. Her career includes long-term roles at Conservative Financial Services, Inc. and American Express Financial Advisors. Outside of finance, she owns and performs with a music business, Cindy Minnis Music. Lanark Financial, Inc. provides investment advisory, financial planning, and portfolio management services to individuals, trusts, businesses, and institutional clients through multiple fee-based programs and managed-account platforms, employing both fundamental and technical analysis in its approach.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Blake N

Series 66

Farmington, MO

Lanark Financial, Inc.

Blake Nephew is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding a Series 66 designation and eight years of industry experience. He previously worked at Edward Jones and U.S. Bancorp Investments, Inc. He serves as a director on the board of the Rotary Club of St. Francois County. NBC Securities operates as a multi-team firm serving a diverse client base. The firm offers investment advisory services and employs a range of fee-based advisory programs and managed-account platforms, utilizing both fundamental and technical analysis along with discretionary and non-discretionary management options.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Lisa S

CFP®, Series 63, Series 65

Farmington, MO

Lanark Financial, Inc.

Lisa Sumpter is a CFP® professional affiliated with NBC Securities, Inc. who has 25 years of industry experience. She has worked at First State Financial Management since 2007. Outside of her advisory role, she is a partner in a cattle farming venture with her husband. Lanark Financial, Inc., the firm associated with NBC Securities, provides investment advisory services, financial planning, and portfolio management to individuals, trusts, businesses, and institutional clients. The firm offers multiple advisory programs and employs both fundamental and technical analysis, managing accounts on discretionary or non-discretionary bases.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Malia T

Series 66

Farmington, MO

Lanark Financial, Inc.

Malia Toman is a financial advisor with Lanark Financial, Inc. She holds a Series 66 designation and has two years of industry experience. Her prior roles include positions at First State Financial Management and Town & Country Bank, as well as work in higher education administration and public service. Lanark Financial, Inc. provides investment advisory services, financial planning, and portfolio management to individuals, ERISA-qualified accounts, trusts and estates, businesses, and other institutional clients. The firm offers multiple fee-based advisory programs and managed-account platforms, combining fundamental and technical analysis with discretionary and non-discretionary management approaches.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Neil B

Series 63, Series 65

Farmington, MO

Lanark Financial, Inc.

Neil Bales is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. His prior roles include positions at Wells Fargo Clearing and Wells Fargo Advisors LLC, where he worked for a combined 12 years. Lanark Financial, Inc. provides investment advisory, financial planning, and portfolio management services to individuals, ERISA‑qualified accounts, trusts and estates, businesses, and institutional clients. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, offering multiple fee-based advisory programs and employing a combination of discretionary and non-discretionary account management approaches.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Brian G

Series 63, Series 66

Farmington, MO

Lanark Financial, Inc.

Brian Gallagher is a financial advisor with NBC Securities, Inc. He holds Series 63 and Series 66 licenses and has 13 years of industry experience. He has worked at First State Financial Management since 2016. Lanark Financial, Inc. provides investment advisory services, financial planning, and portfolio management to individuals, ERISA-qualified accounts, trusts and estates, businesses, and institutional clients. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, offering multiple fee-based advisory programs and managed-account platforms with discretionary and non-discretionary options.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Joseph W

Series 66

Farmington, MO

Lanark Financial, Inc.

Joseph Woodard is a financial advisor with NBC Securities, Inc. He holds a Series 66 designation and has four years of industry experience. His prior roles include positions at First State Financial Management and two State Farm agencies. Lanark Financial, Inc. provides investment advisory services, financial planning, and portfolio management to individuals, ERISA-qualified accounts, trusts and estates, businesses, and institutional clients. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, offering multiple fee-based advisory programs and managed-account platforms that utilize discretionary manager selection, model portfolios, and overlay management.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Brett E

Series 63, Series 66

Farmington, MO

Lanark Financial, Inc.

Brett Ellis is a financial advisor at NBC Securities, Inc. with three years of industry experience. He holds Series 63 and Series 66 designations. His previous experience includes roles at Ellis Precision LLC and Northwestern Mutual Investment Services LLC. NBC Securities, Inc. is part of Lanark Financial, Inc., which provides investment advisory services, financial planning, and portfolio management to a wide range of clients including individuals, trusts, businesses, and institutional investors. The firm offers multiple fee-based advisory programs and managed-account platforms, employing both discretionary and non-discretionary management strategies.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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