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Joseph G
Series 63, Series 66
Chicago, IL
Oppenheimer
Joseph Guttilla is a financial advisor with Oppenheimer in Chicago, IL, holding Series 63 and Series 66 credentials and 28 years of industry experience. He has previously worked at Oppenheimer Asset Management Inc. and CIBC World Markets Corp. Outside of his advisory role, he is a partner in a real estate LLC and a trustee of a personal estate planning trust. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm offers a wide range of investment and retirement services, managing both discretionary and non-discretionary accounts, and maintains custody of client assets while operating its broker-dealer and advisory businesses.
Nicole K
Series 66
Chicago, IL
Oppenheimer
Nicole Kracum is a financial advisor at Oppenheimer with 10 years of industry experience. She holds the Series 66 designation and previously worked at UBS Financial Services Inc. for nine years before joining Oppenheimer in 2024. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm provides a broad range of programs and advisory services, including discretionary and non-discretionary portfolio management, consulting, and retirement services.
James A
CFP®, Series 63, Series 65
Chicago, IL
Oppenheimer
James Allen is a CFP® with 33 years of industry experience, currently serving as a financial advisor at Oppenheimer since 2020. His prior roles include positions at David A. Noyes & Co. / Sanctuary Securities, Inc., Citigroup Global Markets, and Citicorp Investment Services. Outside of his advisory work, he volunteers as a caucus member for the Village of Glencoe, IL, assisting in candidate selection for local library and park district boards. Oppenheimer is a registered investment adviser and broker-dealer that serves a diverse client base including individuals, corporations, pension plans, and charitable organizations. The firm offers a wide range of investment programs and retirement services, providing advisory solutions that include discretionary and non-discretionary management, strategic asset allocation, and tailored consulting engagements.
Jack B
Series 66
Chicago, IL
Oppenheimer
Jack Bertke is a financial advisor with Oppenheimer, holding a Series 66 designation. He began his advisory career at Oppenheimer in 2026 after completing his studies at Michigan State University. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm offers a range of investment programs and advisory services across equity, balanced, and fixed-income portfolios with both discretionary and non-discretionary management.
Andrew B
Series 66
Chicago, IL
Oppenheimer
Andrew Bloom is a financial advisor with Oppenheimer in Chicago, holding a Series 66 designation and 25 years of industry experience. His prior roles include positions at B. Riley Wealth Advisors, B. C. Ziegler And Company, Morgan Stanley, and Citigroup Global Markets. He serves as treasurer for the Highland Park Community Nursery School. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a wide range of investment and consulting services through both discretionary and non-discretionary accounts, maintaining custody of client assets while operating its broker-dealer and advisory businesses.
Henry N
Series 66
Chicago, IL
Oppenheimer
Henry Nagel is a financial advisor at Oppenheimer in Chicago, IL, holding a Series 66 designation with one year of industry experience. His work history includes roles at Equity Lifestyle Properties, Monroe Capital, and Digital Design Corporation. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers various advisory programs across equity, balanced, and fixed-income portfolios with both discretionary and non-discretionary approaches.
Danny K
Series 63, Series 66
Chicago, IL
Oppenheimer
Danny Kyle is a financial advisor at Oppenheimer with 39 years of industry experience. He has worked at Oppenheimer since 2003 and previously at CIBC World Markets Corp. for one year. His professional credentials include Series 63 and Series 66 licenses. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a broad range of programs and advisory services across equity, balanced, and fixed-income portfolios, utilizing both discretionary and non-discretionary approaches.
Michael P
CFP®, Series 66
Chicago, IL
Oppenheimer
Michael Peloquin is a CFP® with nine years of industry experience, currently serving as a financial advisor at Oppenheimer since 2017. Prior to joining Oppenheimer, he worked at Apple Inc. for three years. He is a co-trustee of his wife’s personal trust and a trustee of his own family trust, both established for estate planning purposes. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a wide range of advisory programs with both discretionary and non-discretionary services, managing diverse portfolios through strategic asset allocation, manager selection, and regular reviews.
Michael K
Series 63, Series 65
Chicago, IL
Oppenheimer
Michael Kelly Jr. is a financial advisor with Oppenheimer, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He has been with Oppenheimer since 2018 and previously worked at Wells Fargo Clearing from 2016 to 2018. Kelly also serves as a trustee for his children’s trusts. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, including high net worth clients, as well as corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a wide range of advisory programs with both discretionary and non-discretionary services, and it uniquely maintains custody of client assets while operating both advisory and broker-dealer businesses.
Richard P
Series 63, Series 65
Chicago, IL
Oppenheimer
Richard Peloquin is a financial advisor with Oppenheimer, holding Series 63 and Series 65 credentials and 48 years of industry experience. His prior work includes positions at CIBC World Markets Corp. and Fahnestock & Co. Inc., where he has been since 2003. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers various programs including asset management, consulting, and retirement services, utilizing both discretionary and non-discretionary approaches tailored to client objectives.
Gregg W
Series 66
Chicago, IL
Oppenheimer
Gregg Winter is a financial advisor at Oppenheimer with 15 years of industry experience. He holds the Series 66 designation and has previously worked at Wells Fargo Clearing and Morgan Stanley. Winter has been with Oppenheimer since 2018. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a broad range of discretionary and non-discretionary investment programs and consulting services, with a notable emphasis on maintaining custody of client assets as a qualified custodian.
Daniel S
Series 63, Series 65
Chicago, IL
Oppenheimer
Daniel Schreiner is a financial advisor at Oppenheimer with 19 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Oppenheimer since 2019, previously serving at Ameriprise Financial Services and Raymond James & Associates. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a range of programs and advisory services across equity, balanced, and fixed-income portfolios, employing both discretionary and non-discretionary management approaches.
John L
Series 63, Series 65
Chicago, IL
Oppenheimer
John Linehan is a financial advisor at Oppenheimer with 43 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Oppenheimer since 2017, following prior roles at Wells Fargo Clearing and Prudential Equity Group. He serves on the advisory board of Leo High School, a role he has held since 1998. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers a range of programs including asset management, consulting, and retirement services, with advisory services spanning equity, balanced, and fixed-income portfolios delivered on discretionary and non-discretionary bases.
Carter W
Series 65, Series 63
Chicago, IL
Oppenheimer
Carter Walsh is a financial advisor at Oppenheimer with Series 65 and Series 63 licenses and one year of industry experience. Prior to joining Oppenheimer, he worked at Morgan Stanley and SG Capital Management. His background includes roles outside of finance, including positions at Clemson University, Winnetka Park District, and New Trier High School. Oppenheimer serves individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of advisory programs with a focus on both discretionary and non-discretionary investment management, including equity, balanced, and fixed-income portfolios.
Kevin D
CFP®, Series 63, Series 65
Chicago, IL
Oppenheimer
Kevin Doney is a CFP® with 33 years of industry experience, currently serving at Oppenheimer since 2014. Before joining Oppenheimer, he worked at Mesirow Financial Investment Management, Inc. and Mesirow Financial, Inc. from 2001 to 2014. He holds Series 63 and Series 65 licenses and is based in Chicago, IL. Oppenheimer is a registered investment adviser and broker-dealer that serves a broad client base including individuals, corporations, pension plans, and charitable organizations. The firm offers a wide range of advisory programs featuring strategic and tactical asset allocation, manager selection, and both discretionary and non-discretionary investment services.
Patrick C
Series 66
Chicago, IL
Oppenheimer
Patrick Catarello is a financial advisor with Oppenheimer in Chicago, IL, holding a Series 66 designation and 19 years of industry experience. He has worked at Oppenheimer since 2011 and previously at Stifel from 2006 to 2010. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a wide range of programs and advisory services, including discretionary and non-discretionary portfolio management, consulting, and retirement planning.
Madeline P
Series 66
Chicago, IL
Oppenheimer
Madeline Pestine is a financial advisor at Oppenheimer with a Series 66 designation and no prior industry experience. Her background includes roles outside finance, such as working with the Jewish United Fund and Reverie Dance Academy. Oppenheimer serves a diverse client base including individuals, corporations, and charitable organizations, offering a wide range of advisory and brokerage services with both discretionary and non-discretionary investment management.
Hee Y
Series 63, Series 65
Chicago, IL
Oppenheimer
Hee Yang is a financial advisor at Oppenheimer with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at B. Riley Wealth Advisors, B. Riley Wealth Management, and Howe Barnes Capital Management. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations with a range of programs including discretionary and non-discretionary investment management, financial planning, and consulting services. The firm offers diverse portfolio strategies and retains custody of client assets while operating both advisory and broker-dealer businesses.
Nancy F
Series 63, Series 66
Chicago, IL
Oppenheimer
Nancy Findeisen is a financial advisor at Oppenheimer with 20 years of industry experience. She holds Series 63 and Series 66 credentials and previously worked at B. Riley Wealth Advisors and B. Riley Wealth Management. Oppenheimer is a registered investment adviser and broker-dealer that serves a diverse client base, including individuals, corporations, pension plans, and charitable organizations. The firm offers a range of investment programs and services across equity, balanced, and fixed-income portfolios, utilizing both discretionary and non-discretionary approaches.
Christopher P
CFP®, Series 66
Chicago, IL
Oppenheimer
Christopher Prince is a CFP® and Series 66 credentialed financial advisor with 11 years of industry experience. He has been with Oppenheimer in Chicago, IL, since 2014. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers a range of investment and retirement services, managing portfolios through strategic asset allocation and regular reviews while maintaining custody of client assets as a qualified custodian.
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