Roger Ryndak is a financial advisor at OSAIC with 55 years of industry experience. He holds Series 63 and Series 65 licenses and spent over five decades at Lincoln Financial Advisors Corporation before joining OSAIC in 2025. In addition to his advisory role, he operates a sole proprietorship marketing various insurance products. OSAIC serves a wide range of retail and institutional clients through a multi-advisor platform, offering brokerage and advisory services including comprehensive financial planning, managed portfolios, and retirement plan consulting. The firm emphasizes model-based asset allocation and portfolio optimization supported by risk assessment tools and offers access to third-party managers and alternative investments.

Mary Schaub is a CFP® with over 31 years of experience in the financial services industry. She currently works at Osaic and has been affiliated with Royal Alliance since 2012. In addition to her advisory role, she has operated a self-employed tax preparation business since 1999 and holds a license for fixed insurance, although she is not actively selling. Osaic Wealth serves a diverse client base, including individual investors, retirement plan sponsors, charities, and corporate clients, offering a range of brokerage and advisory services. The firm’s investment approach emphasizes model-based asset allocation and portfolio optimization with multiple strategies available through a complex affiliate network.

Michael Ruffalo is a financial advisor with OSAIC based in Downers Grove, IL, holding Series 63 and Series 65 licenses and having 24 years of industry experience. He has been with Royal Alliance since 2014 and serves as Managing Director of The Mortgage Store Co., a residential mortgage brokerage. OSAIC Wealth serves a diverse client base, including retail and institutional investors, offering brokerage and advisory services through a multi-advisor platform with an emphasis on model-based asset allocation and portfolio optimization.

Brian Ullrich is a financial advisor with OSAIC in Downers Grove, IL, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He has worked at Royal Alliance since 2012 and previously at LPL Financial and Waterstone Financial Group, Inc. He owns Ullrich Brokerage, Ltd., a sole proprietorship that provides sales and service for the employee benefits marketplace and individual insurance. OSAIC serves a diverse range of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including financial planning, managed portfolios, and retirement plan consulting. The firm emphasizes model-based asset allocation and portfolio optimization supported by risk-tolerance assessments and offers multiple investment program options through its extensive affiliate network.