George Mendoza is a financial advisor with OSAIC, holding a Series 63 designation and over 30 years of industry experience. He has worked with Regal Advisory Services, Inc. for the past decade while maintaining a long-term association with OSAIC. Outside of his advisory roles, Mendoza owns and operates a tax preparation service and is involved in selling fixed annuities and life insurance for estate planning purposes through his own financial corporation. OSAIC serves a diverse client base including retail and institutional investors, offering a range of integrated brokerage and advisory services supported by advanced asset-allocation tools and multiple third-party platforms. The firm’s complex organizational structure includes numerous mergers and private-equity involvement, providing access to a wide array of investment and managed-account solutions.

Clive McKay is a CFP® professional with 34 years of industry experience, currently serving as a financial advisor at OSAIC since 2024. His prior experience includes roles at Securities America Advisors, Inc., Investacorp Advisory Services, and Ameriprise Financial Services. He is involved as a solicitor referring prospective clients to LTAM’s website and assists clients in gathering information for estate planning services provided by a law firm. OSAIC serves a broad mix of retail and institutional clients through a large network of affiliated advisors, offering integrated brokerage and investment advisory services along with comprehensive financial planning and retirement consulting. The firm employs a range of portfolio construction tools and third-party platforms to deliver tailored investment solutions.