Francis Mitchell is a financial advisor at OSAIC with 39 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at American Portfolios, Ameriprise Advisor Services, Inc., and Merrill. OSAIC Wealth serves a diverse client base including retail and institutional investors, offering brokerage and advisory services with a focus on model-based asset allocation and portfolio optimization supported by multiple program options and affiliated relationships.

Howard Rothstein is a financial advisor at OSAIC with 25 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at American Portfolios Financial Services, Inc. and SouthEast Investments, N.C., Inc. Outside of his advisory role, he works part-time for Uber Eats in food and package delivery. OSAIC serves a broad range of retail and institutional clients through a multi-advisor platform offering comprehensive financial planning, brokerage, and advisory services. The firm’s investment approach includes model-based asset allocation, portfolio optimization, and access to third-party money managers and proprietary strategies.