Stephen Serati is a financial advisor at OSAIC with 37 years of industry experience. He holds Series 66 and Series 63 credentials and has previously worked at Securities America Advisors, Inc. and SSN Advisory, Inc. Serati is also a partner in Millenia Investments, a business involved in securities and variable life and equity indexed annuity sales. OSAIC serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services supported by asset-allocation tools and access to third-party money managers and managed-account solutions.

Terry Stamper is a CFP® professional with 14 years of industry experience, currently affiliated with OSAIC. Prior to joining OSAIC, Stamper worked at Spc for 12 years. Outside of financial advising, he owns and operates agricultural enterprises, including a grain farm and a company specializing in field tile drainage systems. He also provides financial planning services through Engler, Garrow & Roth, Ltd., focusing on risk management, insurance analysis, budgeting, retirement, and estate planning. OSAIC serves a diverse client base, including individual investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services, financial planning, and access to multiple investment platforms with portfolio construction supported by proprietary tools and third-party managers.

Bradley Schott is a financial advisor at OSAIC with 35 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including Investacorp and Securities America Advisors. OSAIC serves a broad mix of retail and institutional clients, offering integrated brokerage and investment advisory services through a large network of advisers and multiple platforms. The firm uses asset-allocation tools, risk-tolerance assessments, and automated rebalancing to construct diversified portfolios that include a variety of investment types.

Paul Penzel is a CFP® with 41 years of industry experience. He is currently with OSAIC, joining the firm in 2024, and previously spent over two decades at Securities America Advisors. Penzel also maintains a long-standing investment management business under his own name. OSAIC serves a diverse client base, including retail and institutional investors, offering integrated brokerage and advisory services through a large network of affiliated financial advisers and multiple platforms. The firm employs various investment tools and third-party solutions to construct portfolios across a wide range of asset classes.

Jose Mateo is a financial advisor with OSAIC in Punta Gorda, FL, holding Series 65 and Series 63 licenses and with 28 years of industry experience. He previously worked at Securities America Advisors, Inc. and Investacorp Advisory Services. Mateo is owner and president of J.Mateo Financial, Inc., an S-Corporation that supports administrative functions for his securities business, and he is involved in fixed insurance sales. OSAIC Wealth, Inc. serves a wide range of clients including individual investors, pension plans, corporations, and charitable organizations through a large network of advisors and multiple platforms. The firm provides integrated brokerage and advisory services, utilizing asset-allocation tools and third-party managers to offer diversified portfolios across various investment types.

Anthony Tee is a financial advisor with OSAIC who holds Series 63 and Series 65 licenses and has 34 years of experience in the industry. He previously spent 11 years at SagePoint Financial before joining OSAIC in 2023. He is also licensed as a Florida Insurance Producer and is able to offer non-securities insurance products to his clients. OSAIC serves a diverse client base, including individuals, high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides integrated brokerage and investment advisory services, utilizing asset-allocation tools, risk-tolerance questionnaires, and automated rebalancing to create portfolios that may include a range of investment types, managed on either a discretionary or non-discretionary basis.