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Matthew S
Series 66
Rye Brook, NY
Guardian Life
Matthew Spergel is a Series 66-licensed financial advisor with Guardian Life, based in Rye Brook, NY, and has six years of industry experience. He previously worked at Kaufman Borgeest & Ryan LLP for 12 years and currently serves as Co-Treasurer of the Naramake PTA. Additionally, he refers personal injury plaintiffs to law firms as part of his legal activities. He works with Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, which offers brokerage and advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm provides a range of tailored financial planning and investment management solutions, combining advisor-led discretionary management with model-based strategies and access to proprietary and third-party platforms.
George P
Series 66
Rye Brook, NY
Guardian Life
George Papanicolaou is a financial advisor with Guardian Life and holds a Series 66 designation. He has five years of industry experience, including roles at Park Avenue Securities and Guardian Life Insurance Company. Outside of his advisory work, he is involved in managing a family LLC focused on commercial real estate ownership. Park Avenue Securities LLC, a wholly owned subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm employs a combination of advisor-led discretionary management and model-based strategies, providing clients access to proprietary and third-party advisory solutions along with integrated lending and insurance products.
John L
Series 63, Series 65
Rye Brook, NY
Guardian Life
John Lang is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 designations and bringing 29 years of industry experience. He has been with Guardian Life since 2016 and Park Avenue Securities since 2022. Outside of his advisory roles, Lang is involved in several insurance and corporate benefits businesses, including ownership in Cambium Protection LLC and partnerships in other entities related to insurance. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, businesses, and charitable organizations. The firm offers a range of tailored financial planning and investment management solutions, combining advisor-led discretionary management with model-based strategies and a variety of proprietary and third-party platforms.
Jordan C
Series 66
Rye Brook, NY
Guardian Life
Jordan Ceraso is a financial advisor with Guardian Life and Park Avenue Securities, holding a Series 66 designation and 12 years of industry experience. His work history includes multiple roles at both firms since 2015. Outside of these roles, he also offers insurance products beyond Guardian Life when appropriate. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and advisory services to individuals, corporate clients, and organizations. The firm offers a range of financial planning and investment management solutions, including discretionary and model-based strategies, as well as specialized advisory and consulting services.
Jeffrey N
Series 63, Series 65
Rye Brook, NY
Guardian Life
Jeffrey Neeck is a financial advisor at Guardian Life with 28 years of industry experience. He holds Series 63 and Series 65 credentials and has worked primarily with Guardian Life and its affiliated entities since 1997. His outside business activities include ownership interests in a general agency and involvement with Silver Lining P&C Alliance. Guardian Life’s subsidiary, Park Avenue Securities LLC, offers brokerage and investment advisory services to a range of clients including individuals, retirement plan sponsors, and charitable organizations. The firm combines advisor-led discretionary management with model-based strategies and provides access to proprietary and third-party advisory solutions.
Reino T
Series 63, Series 65
Rye Brook, NY
Guardian Life
Reino Truumees is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has worked at both Guardian Life and Park Avenue Securities since 2010. Outside of his advisory role, he serves as Treasurer of the Estonian-American Amateur Athletes, Inc., a nonprofit organization. Park Avenue Securities, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a range of financial planning, investment management, and consulting services, combining advisor-led discretionary management with model-based strategies and access to proprietary and third-party investment platforms.
Brandi R
Series 63, Series 65
Rye Brook, NY
Guardian Life
Brandi Rogers is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and having one year of industry experience. Her prior roles include positions at Northwestern Mutual, Empire Portfolio Group, and Charter Communications. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a range of financial planning and consulting services, combining advisor-led discretionary management with model-based strategies and digital advisory solutions.
Alejandro A
Series 66
Rye Brook, NY
Guardian Life
Alejandro Azuaje is a financial advisor at Guardian Life with nine years of industry experience. He holds a Series 66 designation and has worked in various roles at Guardian Life and Park Avenue Securities since 2017. Park Avenue Securities LLC, a wholly owned subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, businesses, retirement plan sponsors, and charitable organizations. The firm combines advisor-led discretionary management with model-based strategies and provides access to proprietary wrap programs, third-party advisory solutions, and a digital advisory platform.
Gregory G
CFP®, Series 63, Series 65
Rye Brook, NY
Guardian Life
Gregory Galef is a CFP® with 24 years of industry experience, currently serving with Guardian Life and Park Avenue Securities in Rye Brook, NY. He has been affiliated with both firms since 2002. Outside of his primary advisory role, he acts as a co-trustee for two family trusts. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to a diverse client base, including individuals, retirement plan sponsors, and charitable organizations. The firm offers financial planning, discretionary and model-based management strategies, and access to proprietary and third-party advisory solutions.
Adam R
Series 63, Series 65
Rye Brook, NY
Guardian Life
Adam Rolewicz is a financial advisor with Guardian Life who holds Series 63 and Series 65 designations and has 25 years of industry experience. He has worked at Guardian Life and Park Avenue Securities since 2001. Outside of his advisory work, he is involved with The Opus Foundation, which raises funds for local charitable organizations through events such as golf outings and wine tastings. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management and a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies, along with access to proprietary and third-party advisory solutions.
Craig S
Series 63, Series 65
Rye Brook, NY
Guardian Life
Craig Slaughter is a financial advisor at Guardian Life with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Guardian Insurance & Annuity Company and Park Avenue Securities since 2002. He also sells insurance products from carriers other than Guardian. Park Avenue Securities LLC, a wholly owned subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, institutions, and charitable organizations. The firm combines advisor-led discretionary management with model-based strategies and provides access to proprietary and third-party investment solutions.
Sotirios P
Series 63, Series 65
Rye Brook, NY
Guardian Life
Sotirios Panageas is a financial advisor with Guardian Life and holds Series 63 and Series 65 licenses. He has 37 years of industry experience, including ten years at Guggenheim Securities and his current role at Park Avenue Securities, a subsidiary of Guardian Life. Park Avenue Securities offers brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm combines advisor-led discretionary management with model-based strategies and provides access to proprietary programs, third-party advisory solutions, and integrated lending options.
Scot K
CFP®, Series 63, Series 65
Rye Brook, NY
Guardian Life
Scot Karr is a CFP® professional with over 40 years of industry experience, currently serving at Guardian Life and Park Avenue Securities. His career includes long-term roles at both firms, dating back to 2007. Outside of his advisory work, he serves on the board of the Whippoorwill Ridge Homeowners Association. Park Avenue Securities LLC, a wholly owned subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies, along with access to proprietary and third-party advisory solutions.
Scott K
Series 63, Series 65
Rye Brook, NY
Guardian Life
Scott Kaplan is a financial advisor with Guardian Life in Rye Brook, NY, holding Series 63 and Series 65 credentials and possessing 24 years of industry experience. He has worked at Guardian Life and Park Avenue Securities since 2010 and has been affiliated with Westchester Advisory Group since 2001. Kaplan serves on the BlackRock Models Advisory Council and advises Lancaster Systematic Inc. and the Tristate Capital Private Bank Client Advisory Board. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management and a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies, along with tailored client relationships that include financial planning, consulting, and access to proprietary and third-party investment solutions.
Kevin M
CFA®, Series 63
Rye Brook, NY
Guardian Life
Kevin Manning is a CFA® charterholder with 18 years of industry experience. He is currently affiliated with Guardian Life and Park Avenue Securities, where he has worked in various capacities since 2005. Outside of his advisory roles, he serves as a trustee for multiple family trusts and acts as an executor for an estate. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm combines advisor-led discretionary management with model-based strategies and provides access to insurance products, alternative investments, and a range of financial planning and consulting services.
Ross B
Series 66
Rye Brook, NY
Guardian Life
Ross Beck is a financial advisor at Guardian Life with a Series 66 designation and one year of industry experience. He has held roles at Park Avenue Securities and Guardian Life Insurance Company since 2025. Outside of finance, Beck has been involved in youth and amateur hockey organizations, including USA Hockey and the North American Hockey League. Guardian Life’s subsidiary, Park Avenue® Wealth Management, serves individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies, supported by proprietary and third-party platforms, along with a range of financial planning and consulting services.
Matthew B
Series 66
Rye Brook, NY
Guardian Life
Matthew Brady is a Series 66 licensed advisor with Guardian Life and Park Avenue Securities, where he has worked since 2012. He has 13 years of experience in the financial industry. Outside of his advisory work, he serves as a freshmen basketball coach at Ridgefield High School. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, and charitable organizations. The firm combines advisor-led discretionary management with model-based strategies and provides access to proprietary and third-party investment solutions.
Lyle D
Series 63
Rye Brook, NY
Guardian Life
Lyle Domenitz is a financial advisor with Guardian Life, holding a Series 63 designation and over 33 years of industry experience. He has worked with Park Avenue Securities and Guardian Life Insurance Company for the past decade. Domenitz is involved in outside insurance sales and holds ownership interests in several business entities related to insurance and benefits. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporations, retirement plan sponsors, and charitable organizations. The firm offers a range of financial planning and investment management solutions through advisor-led discretionary management and model-based strategies, supported by proprietary and third-party platforms.
Jeffrey W
CFA®, Series 63, Series 66
Rye Brook, NY
Guardian Life
Jeffrey Wertheim is a CFA® charterholder with 15 years of industry experience, currently serving as a financial advisor at Guardian Life. He has been associated with Park Avenue Securities and Guardian Life since 2015. In addition to his advisory role, he is an independent agent selling insurance-based products not offered through Guardian. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management and a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies through proprietary programs and third-party platforms.
Anthony D
ChFC®, Series 63, Series 65
Rye Brook, NY
Guardian Life
Anthony Domino Jr. is a financial advisor with Guardian Life, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 41 years of industry experience and has been with Guardian Life since 1985. He serves on the board of The American College and is involved in marketing genomic cancer profiling through Wamberg Genomic Advisors. Guardian Life’s subsidiary, Park Avenue® Wealth Management, provides brokerage and investment advisory services to individuals, including high-net-worth clients, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led and model-based investment strategies, alongside access to proprietary programs, third-party advisory solutions, and insurance products.
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