Kimberly Roethel is a financial advisor with Principal Financial Services in Oostburg, WI, holding Series 63 and Series 65 licenses and four years of industry experience. She has previously worked with Principal Securities Inc and Principal Life Insurance Company, as well as running her own firm, Roethel Financial. Outside of advisory work, she has experience in the nutritional products sector with Herbalife and operates as a travel agent for family and friends. Principal Securities provides brokerage and advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money managers through various adviser and promoter arrangements.

Randall Roethel is a financial advisor with Principal Financial Services and holds the ChFC® and Series 63 designations. He has 42 years of industry experience, including roles at Principal Life Insurance Company and Principal Securities Inc. since the 1980s, and has operated Roethel Financial since 2016. He serves as a board member of the Oostburg Chamber of Commerce and the Lakeshore Technical College Foundation and is also an individual tax preparer. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions with various promoter and referral arrangements.

Timothy Harrison is a financial advisor with Principal Financial Services who holds the CFP® and ChFC® designations and has 25 years of industry experience. He previously worked at Roethel Financial and has been associated with Principal Securities and Principal Life Insurance Company for over a decade. Outside of advising, Harrison owns Harrison Tax Service, where he prepares tax returns for individuals, and he serves on the board of the Cedarburg Education Foundation. Principal Securities provides brokerage and registered investment advisory services to a diverse client base including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.