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Shawn B

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Shawn Baxter is a financial advisor at Prospera Financial Services, Inc. with 24 years of industry experience. He holds the Series 63 and Series 66 designations. His prior experience includes roles at Avantax Investment Services, Inc. and 1st Global Capital Corp. Prospera Financial Services, Inc. serves a diverse client base including individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors, offering investment advisory and financial planning services via multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Carolyn F

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Carolyn French is a financial advisor with Prospera Financial Services, Inc., holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. She worked at UBS Financial Services from 2008 to 2018 before joining Prospera in 2018. Outside of her advisory role, she advises family members on patents and inventions through her sole proprietorship and serves on multiple nonprofit boards, including the Shining Light Foundation, where she is president. Prospera Financial Services, Inc. is an enterprise-scale firm serving a diverse client base that includes individuals, corporate and charitable entities, and retirement plans. The firm offers a range of investment advisory and financial planning services, utilizing firm-sponsored and third-party platforms to construct and manage portfolios on both discretionary and non-discretionary bases.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Jason B

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Jason Bednarz is a financial advisor with Prospera Financial Services, Inc. in McKinney, TX. He holds Series 63 and Series 65 licenses and has 29 years of industry experience. He has been with Prospera Financial Services since 2009. Prospera Financial Services is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors across 140 offices, offering a range of investment advisory and financial planning services delivered through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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John C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

John Crook is a financial advisor with Prospera Financial Services, Inc. in Macon, GA, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. He has been with Prospera since 2015. Outside of his advisory role, Crook serves on the board of the Georgia Industrial Children's Home Foundation and is involved in entrepreneurial activities, including a land clearing business and ownership of a real estate holdings company. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion through about 207 advisors. The firm provides investment advisory and financial planning services via multiple platforms and combines firm models, third-party sub-advisers, and customizable allocations for portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Bobby B

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Bobby Boyd is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Prospera since 2007. Outside of his advisory work, he assists in his wife's internet sales business, Little Owl Products. Prospera Financial Services, Inc. is a large-scale advisory and broker-dealer firm serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through 207 advisors across about 140 offices, offering investment advisory and financial planning services via multiple platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Robert T

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Robert Thorndike Jr. is a financial advisor with Prospera Financial Services, Inc. based in Dallas, TX. He holds Series 63 and Series 65 licenses and has 42 years of industry experience. Since 2010, he has been with Prospera Financial Services. Thorndike serves on the board of the 31 Heroes Project. Prospera Financial Services is a multi-team firm managing approximately $12.4 billion across 207 advisors in about 140 offices. The firm serves individuals, high-net-worth clients, corporate and charitable entities, and retirement plans, offering investment advisory and financial planning services through various platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Tim E

Series 63

Dallas, TX

Prospera Financial Services, inc.

Tim Edwards is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding a Series 63 license and 39 years of industry experience. He has been with Prospera since 2000 and also owns PSE Wealth Management and Prospera Life & Annuity, Inc., through which he provides financial planning and insurance services. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across about 207 advisors and offers a range of investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Dax W

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Dax Williamson is a financial advisor at Prospera Financial Services, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Prospera since 2008. Outside of his advisory role, Mr. Williamson serves as a board member of Compass Community Credit Union and owns Williamson Racing, a junior drag racing team competing on the West Coast. Prospera Financial Services is an enterprise-scale adviser and dually registered broker-dealer managing approximately $12.4 billion across 207 advisors in about 140 offices. The firm serves individuals, corporate and charitable entities, and retirement plans, offering investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Linda C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Linda Cartwright is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 65 designations with 42 years of industry experience. She has been with Prospera Financial Services since 2005. Prospera Financial Services is a multi-team firm that serves individual, corporate, charitable, and retirement plan clients through a variety of advisory and brokerage services. The firm manages approximately $12.4 billion across about 207 advisors and offers portfolio construction and ongoing management using firm models, third-party sub-advisers, and customizable allocations.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Brett W

Series 66

Dallas, TX

Prospera Financial Services, inc.

Brett Walter is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding a Series 66 designation with 18 years of industry experience. He has been with Prospera since 2015. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors across 140 offices, offering a range of investment advisory and financial planning services through multiple platforms and customizable portfolio management approaches.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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James H

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

James Hines is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Prospera since 2011. Outside of his advisory role, Mr. Hines serves as Treasurer of Trail Life Troop 22 and volunteers with Beat Creek Bible Church Evergreen Ministry. Prospera Financial Services, Inc. is an enterprise-scale firm serving a diverse client base including individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors, offering investment advisory and financial planning services via multiple platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Charles S

CFP®, Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Charles Seigler Jr. is a CFP® professional with 21 years of industry experience, currently affiliated with Prospera Financial Services, Inc. since 2016. He holds Series 63 and Series 65 licenses and is based in Belmont, NC. Prospera Financial Services, Inc. is a large advisory firm serving individuals, corporate and charitable entities, and retirement plans through a network of about 207 advisors across roughly 140 offices. The firm offers a range of investment advisory and financial planning services using multiple platforms and combines firm models, third-party sub-advisers, and customizable allocations for portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Richard P

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Richard Pascuzzi is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 65 licenses with 45 years of industry experience. He has been with Prospera since 2000 and is also involved as owner and advisor of PSE Wealth Management and Prospera Life & Annuity, Inc., an insurance agency. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through 207 advisors across 140 offices, offering investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Charles E

Series 63

Dallas, TX

Prospera Financial Services, inc.

Charles Evans is a financial advisor with Prospera Financial Services, Inc. in Plano, TX, holding a Series 63 designation and bringing 52 years of industry experience. He has been with Prospera Financial Services since 2014. Prospera Financial Services is an enterprise-scale adviser and dually registered broker-dealer serving a diverse client base, including individuals, high-net-worth clients, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers a range of investment advisory and financial planning services across multiple platforms and delivery vehicles.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Sonia B

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Sonia Biasatti is a financial advisor with Prospera Financial Services, Inc. in Campbell, TX, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. She has been with Prospera since 2010. Outside of her advisory role, she owns and operates Cowless Ranch LLC, where she raises cattle. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion through 207 advisors. The firm provides investment advisory and financial planning services across multiple platforms and employs a combination of firm models, third-party sub-advisers, and customizable allocations.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Kathleen G

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Kathleen Gerhardt is a financial advisor at Prospera Financial Services, Inc. with 30 years of industry experience. She holds Series 63 and Series 65 designations and has been with Prospera since 2008. Prior to that, she has been self-employed since 1994. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across about 207 advisors and offers a range of investment advisory and financial planning services using multiple delivery platforms and customizable portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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James M

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

James Mueller is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 65 licenses with five years of industry experience. His prior roles include positions at JPMorgan Chase Bank, J.P. Morgan Securities, and Fidelity Investments. He also worked in public health and education sectors and has been involved with the Metroplex Christian Hockey Association for nearly a decade. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through over 200 advisors and offers a range of investment advisory and financial planning services across multiple delivery platforms.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Jeremy D

Series 66

Dallas, TX

Prospera Financial Services, inc.

Jeremy Day is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding a Series 66 designation and 12 years of industry experience. He has been with Prospera since 2013. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors across roughly 140 offices, offering a range of investment advisory and financial planning services delivered via multiple platforms and customizable portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Tamekia T

Series 66

Dallas, TX

Prospera Financial Services, inc.

Tamekia Thompson is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding a Series 66 designation and 17 years of industry experience. Her prior roles include positions at Wunderlich Securities, Inc., Raymond James & Associates, and the City of Memphis. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers investment advisory and financial planning services via multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Carolyn S

CFP®, Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Carolyn Sterling is a CFP® with 28 years of industry experience, currently serving at Prospera Financial Services, Inc. since 2022. She previously worked at Hd Vest Advisory and H.D. Vest Investment Securities, Inc. for over 25 years. Carolyn is also a board member and served as secretary for the Young Men's Service League in Plano, Texas. Prospera Financial Services, Inc. serves a diverse client base including individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion through about 207 advisors. The firm offers investment advisory and financial planning services across multiple platforms, constructing portfolios using a combination of firm and third-party models with discretionary or non-discretionary management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Alvin W

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Alvin Walk is a financial advisor at Prospera Financial Services, Inc. with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Morgan Stanley and Charles Schwab. Outside of his advisory role, Alvin is a musician who plays trumpet and performs with church groups. Prospera Financial Services, Inc. is an enterprise-scale firm serving a diverse client base including individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through 207 advisors and offers a range of investment advisory and financial planning services using various platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Robert A

Series 63

Dallas, TX

Prospera Financial Services, inc.

Robert Albritton Jr. is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, with 39 years of industry experience. He holds a Series 63 designation and has been with Prospera since 2000. Outside of his advisory role, he serves as a trustee and executor for two marital estates and trusts. Prospera Financial Services, Inc. is an enterprise-scale firm that manages approximately $12.4 billion across 207 advisors and about 140 offices. The firm serves individuals, corporate and charitable entities, and retirement plans, offering investment advisory and financial planning services through various platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Erin T

Series 66

Dallas, TX

Prospera Financial Services, inc.

Erin Thomas is a financial advisor at Prospera Financial Services, Inc. with two years of industry experience. She holds a Series 66 designation and has prior work experience at Tiago Title, US Realty Co, CMC Strategies, and Spring Creek Academy. Outside of her advisory role, she works part-time delivering groceries for Shipt and Instacart. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across 207 advisors and offers investment advisory and financial planning services through various platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Mccall D

CFP®, Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Mccall Dyke is a CFP® professional with 22 years of industry experience, currently affiliated with Prospera Financial Services, Inc. based in Dallas, TX. She has worked at Summit Financial Group Inc and Summit Brokerage Services, Inc., and has maintained a long-term role at McGuire-Dyke Investment Group since 2003. Outside of advising, she owns and operates Hello Sunshine Children's Boutique, dedicating a significant portion of her time to this non-investment business. Prospera Financial Services, Inc. serves a diverse clientele including individuals, corporations, charities, and retirement plans, managing approximately $12.4 billion across roughly 207 advisors. The firm offers a range of advisory and financial planning services utilizing multiple platforms and models, with portfolios managed on both discretionary and non-discretionary bases.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Christopher P

Series 66

Dallas, TX

Prospera Financial Services, inc.

Christopher Pascuzzi is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding a Series 66 designation with 19 years of industry experience. He has been with Prospera since 2008. Additionally, he owns PSE Wealth Management and serves as an agent for Prospera Life & Annuity, Inc., both of which provide financial planning, investment-related services, and insurance products. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across 207 advisors and offers a range of investment advisory and financial planning services through multiple delivery platforms and customizable portfolio strategies.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Casey W

Series 63

Dallas, TX

Prospera Financial Services, inc.

Casey Waits is a financial advisor at Prospera Financial Services, Inc. in Frisco, TX, holding a Series 63 designation with 30 years of industry experience. He has been with Prospera since 2000. Outside of his advisory role, Mr. Waits serves as Treasurer for a local nonprofit affiliated with the Frisco Mayor’s office. Prospera Financial Services is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across about 207 advisors and offers investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Ari B

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Ari Baum is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Prospera since 2014. Outside of his advisory role, Baum serves on the finance committee of Magen David Yeshiva, is a board member and treasurer for the Council of Jewish Organizations of Flatbush, and coaches track and field at Yeshiva of Flatbush High School. He also consults for Alphasights Consulting on financial planning and industry trends. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer managing approximately $12.4 billion across a diverse client base including individuals, corporate and charitable entities, and retirement plans. The firm offers investment advisory and financial planning services through multiple delivery platforms, combining firm models, third-party sub-advisers, and customizable allocations.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Christopher W

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Christopher Wigington is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. He has been with Prospera Financial Services since 2014. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors across roughly 140 offices, offering a range of investment advisory and financial planning services through multiple platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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April H

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

April Harper is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 66 credentials and bringing 17 years of industry experience. She has been with Prospera since 2008. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers a range of investment advisory and financial planning services across multiple platforms.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Kenneth P

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Kenneth Price is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 65 designations with 29 years of industry experience. He has been with Prospera since 2009. Outside of his advisory role, he is a co-owner of PricePerkins LLC, an insurance agency, and volunteers for Staples Mill Road Baptist Church in Glen Allen, VA. Prospera Financial Services, Inc. is a multi-team firm serving individuals, including high-net-worth clients, corporate and charitable entities, and retirement plans. The firm offers a range of investment advisory and financial planning services through multiple platforms, combining firm models, third-party sub-advisers, and customizable allocations.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Hilary P

CFP®, Series 63

Dallas, TX

Prospera Financial Services, inc.

Hilary Pluemer is a CFP® with 37 years of industry experience and has been with Prospera Financial Services, Inc. since 2015. She is based in Dallas, TX, and also owns a business consulting firm that provides services to a retail clothing store. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion through about 207 advisors across roughly 140 offices. The firm offers a variety of investment advisory and financial planning services through multiple platforms and combines firm models, third-party sub-advisers, and customizable allocations for portfolio construction and management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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James R

CFP®, Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

James Ryan is a CFP® certified financial advisor with 33 years of industry experience, currently serving at Prospera Financial Services, Inc. since 2020. Prior to that, he worked at Wells Fargo Advisors for eight years. Prospera Financial Services is a multi-team enterprise-scale adviser and dually registered broker-dealer managing approximately $12.4 billion for a diverse client base that includes individuals, corporations, charitable entities, and retirement plans. The firm offers a range of investment advisory and financial planning services through various platforms and employs a combination of firm models, third-party sub-advisers, and customizable allocations.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Michael G

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Michael Gomez is a financial advisor with Prospera Financial Services, Inc. in Lubbock, TX, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been with Prospera Financial Services since 2005. Prospera Financial Services is an enterprise-scale adviser and dually registered broker-dealer serving a diverse client base including individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors, offering investment advisory and financial planning services across multiple platforms with customizable portfolio construction and ongoing oversight.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Michael A

Series 66

Dallas, TX

Prospera Financial Services, inc.

Michael Arnold is a Series 66-licensed financial advisor with 28 years of industry experience. He has been with Prospera Financial Services, Inc. since 2015. Outside of his advisory role, Arnold serves on the Lea County Planning and Zoning Board and volunteers with the Lea County Sheriffs Posse. Prospera Financial Services, Inc. is an enterprise-scale adviser and broker-dealer managing approximately $12.4 billion through about 207 advisors across roughly 140 offices. The firm serves a diverse client base including individuals, corporate and charitable entities, and retirement plans, offering a range of investment advisory and financial planning services through multiple platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Richard F

CFP®, Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Richard Fennema is a CFP® professional with 31 years of industry experience, currently serving at Prospera Financial Services, Inc. since 2014. He holds Series 63 and Series 65 licenses. Outside of financial advising, he is a part owner of RF Native LLC and AR & K Inc., and serves as a board member of the Villas by West Village Homeowners' Association. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer that manages approximately $12.4 billion across 207 advisors. The firm serves individuals, corporate and charitable entities, and retirement plans using a variety of advisory platforms and a combination of firm and third-party models.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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David S

Series 63

Dallas, TX

Prospera Financial Services, inc.

David Stringer is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding a Series 63 designation and 40 years of industry experience. He has been with Prospera since 2000 and also owns PSE Wealth Management and Prospera Life & Annuity, Inc., providing financial planning and insurance services. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through 207 advisors across about 140 offices, offering a range of investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Michael B

CFP®, Series 63

Dallas, TX

Prospera Financial Services, inc.

Michael Bless is a CFP® with 41 years of industry experience, currently serving as a financial advisor at Prospera Financial Services, Inc. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of his advisory role, he owns and maintains an Arabian horse farm. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer managing approximately $12.4 billion across 207 advisors. The firm serves individuals, corporate and charitable clients, and retirement plans, offering a range of investment advisory and financial planning services through multiple platforms and customizable portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Jana W

CFP®, Series 63

Dallas, TX

Prospera Financial Services, inc.

Jana Waters is a Certified Financial Planner® with 26 years of experience at Prospera Financial Services, Inc., where she has worked since 2000. She holds a Series 63 license and is based in Southlake, Texas. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving a diverse client base, including high-net-worth individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors across roughly 140 offices, offering investment advisory and financial planning services via multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Robert C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Robert Cecil Jr. is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 65 licenses with 31 years of industry experience. He has been with Prospera since 2000 and has operated Robert Cecil & Associates, Inc. dba Cecil & C since 1982. Additionally, he owns CecilCo, an independent retirement plan consulting service providing benefits and retirement plan administration to various companies. Prospera Financial Services, Inc. serves a diverse client base including individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion through about 207 advisors across 140 offices. The firm offers investment advisory and financial planning services through multiple delivery vehicles and combines firm models, third-party sub-advisers, and customizable allocations for portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Wesley S

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Wesley Shindler is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Prospera since 2000. Outside of his advisory role, Shindler is an owner of two trucking companies involved in leasing cabs and tractors. Prospera Financial Services is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion across 207 advisors. The firm offers a range of investment advisory and financial planning services through multiple platforms and combines firm models, third-party sub-advisers, and customizable allocations to construct and manage portfolios.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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David L

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

David Lynn is a financial advisor with Prospera Financial Services, Inc. in La Jolla, CA, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He previously worked at Morgan Stanley and Morgan Stanley Private Bank from 2010 to 2019 before joining Prospera in 2019. Prospera Financial Services, Inc. is an enterprise-scale firm serving a diverse client base including high-net-worth individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers investment advisory and financial planning services via multiple platforms and customizable portfolio strategies.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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John C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

John Cervantes is a financial advisor with Prospera Financial Services, Inc. in Matthews, NC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Prospera since 2013. He serves on the board of the Pine Lake Country Club in Mint Hill, NC. Prospera Financial Services is an enterprise-scale adviser and broker-dealer managing approximately $12.4 billion through about 207 advisors across 140 offices. The firm serves a diverse client base, including individuals, corporate and charitable entities, and retirement plans, offering investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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David Y

Series 63

Dallas, TX

Prospera Financial Services, inc.

David Yarbrough is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX. He holds a Series 63 designation and has 42 years of industry experience. He has been with Prospera Financial Services since 2000. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers investment advisory and financial planning services across multiple platforms and customizable portfolio options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Joel C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Joel Corbin is a financial advisor with Prospera Financial Services, Inc. in Lubbock, TX, holding Series 63 and Series 65 credentials and 36 years of industry experience. He has been with Prospera since 2005. Mr. Corbin serves as a board member of the Lubbock Kappa Alpha House Corporation. Prospera Financial Services is an enterprise-scale advisory and broker-dealer firm managing approximately $12.4 billion across about 207 advisors in 140 offices. The firm serves individual, corporate, charitable, and retirement plan clients, offering investment advisory and financial planning services through multiple platforms with discretionary and non-discretionary portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Michael T

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Michael Taylor is a financial advisor at Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 66 licenses with 19 years of industry experience. He has been with Prospera since 2012. Outside of his advisory role, Taylor serves as owner, CEO, and board member of Tavesco Incorporated, a holding company for real estate investments. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer managing approximately $12.4 billion through 207 advisors across about 140 offices. The firm serves a diverse client base, including individuals, corporate and charitable entities, and retirement plans, offering a range of investment advisory and financial planning services through multiple platforms and customizable portfolio management options.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Austin C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Austin Collins is a financial advisor with Prospera Financial Services, Inc. in Dallas, TX, holding Series 63 and Series 65 credentials. He has one year of industry experience, including roles at Cambridge Investment Research and Cobra Trading. Outside of advisory work, he has held positions in food and beverage services and quality assurance contracting. Prospera Financial Services, Inc. is a multi-team enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans. It manages approximately $12.4 billion through over 200 advisors, offering diversified investment advisory and financial planning services across multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Allen C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Allen Coskrey is a financial advisor at Prospera Financial Services, Inc. in Fort Worth, TX, with 35 years of industry experience. He has been with Prospera since 2004 and holds Series 63 and Series 65 designations. Outside of advisory work, he is the owner of PBR Bucking Bulls. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers investment advisory and financial planning services across various platforms and models.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Jessica E

Series 66

Dallas, TX

Prospera Financial Services, inc.

Jessica Ebuen is a financial advisor at Prospera Financial Services, Inc. with 12 years of industry experience. She holds the Series 66 designation and previously worked at The Huntington Investment Company for 10 years before joining Prospera in 2021. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans, managing approximately $12.4 billion through about 207 advisors. The firm offers a range of investment advisory and financial planning services utilizing multiple delivery platforms and combines firm models, third-party sub-advisers, and customizable allocations for portfolio management.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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