John Rossi is a financial advisor at Prospera Financial Services, Inc. in Houston, TX, with 19 years of industry experience. He held a position at UBS Financial Services Inc. for eight years before joining Prospera in 2021. Rossi serves as treasurer on the board of a local political action committee focused on legal fundraising and also holds a treasurer role with the Strake Jesuit Dads Club. Prospera Financial Services is a multi-team firm managing approximately $12.4 billion in assets across about 207 advisors and 140 offices. The firm serves a diverse client base including individuals, corporate and charitable entities, and retirement plans, offering a range of advisory and financial planning services through multiple platforms and models.

James Smith is a financial advisor at Prospera Financial Services, Inc. in Houston, TX, holding Series 63 and Series 65 licenses with 45 years of industry experience. He previously worked at UBS Financial Services Inc. for 10 years before joining Prospera in 2019. Outside of his advisory role, Mr. Smith is an insurance agent and serves as a trustee for the Newman Living Trust. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving a diverse client base, including high-net-worth individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors across 140 offices, offering investment advisory and financial planning services through multiple platforms and customizable portfolio solutions.

Michael Kaplan is a financial advisor with Prospera Financial Services, Inc. in Houston, TX, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney, serving clients for over a decade. Outside of his advisory role, Kaplan owns and operates a travel insurance agency and is involved in buying and selling gold, silver, metals, and fine watches. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, high-net-worth clients, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across 207 advisors and offers investment advisory and financial planning services through multiple platforms and customizable portfolio management options.