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Amy O

Series 66

Redlands, CA

Prospera Financial Services, inc.

Amy Ochs is a financial advisor with Prospera Financial Services, Inc. She holds a Series 66 designation and has two years of industry experience. Prior to joining Prospera, she worked at Wells Fargo Advisors for seven years and Anderson Clinical Research for five years. Prospera Financial Services, Inc. is a multi-team firm that serves individual, corporate, charitable, and retirement plan clients. The firm manages approximately $12.4 billion through over 200 advisors, offering investment advisory and financial planning services across various platforms and delivery vehicles.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Joan H

Series 63, Series 66

Redlands, CA

Prospera Financial Services, inc.

Joan Hsu is a financial advisor at Prospera Financial Services, Inc. with 25 years of industry experience. She previously worked at Wells Fargo Advisors for 10 years before joining Prospera. She holds Series 63 and Series 66 licenses. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer managing approximately $12.4 billion across a diverse client base, including individuals, corporate and charitable entities, and retirement plans. The firm offers a range of investment advisory and financial planning services through multiple delivery platforms and combines firm models, third-party sub-advisers, and customizable allocations to manage client portfolios.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Christopher P

Series 63, Series 65

Redlands, CA

Prospera Financial Services, inc.

Christopher Palmer is a financial advisor with Prospera Financial Services, Inc., holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He worked for Wells Fargo Advisors for 10 years prior to joining Prospera. Outside of his advisory role, he is involved in managing family business interests, including serving as a director and secretary of Palmer General Corporation, which is in the process of selling a family ranch, and co-owning Sabinas Mountain Ranch, where he engages in farming activities. Prospera Financial Services is a large enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion across about 207 advisors and offers a range of investment advisory and financial planning services using multiple platforms and models tailored to client needs.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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