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Sara N

Series 63, Series 66

Santa Fe, NM

Raymond James & Associates

Sara Neuhaus is a financial advisor at Raymond James & Associates with 25 years of industry experience. She holds Series 63 and Series 66 designations and has been with Raymond James & Associates since 2005. The firm is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. It serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Aric V

Series 63, Series 65

Santa Fe, NM

Raymond James & Associates

Aric Vickrey is a financial advisor with Raymond James & Associates in Santa Fe, NM, holding Series 63 and Series 65 designations and possessing 11 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, providing financial planning and non-discretionary investment consulting supported by a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Robert J

Series 63, Series 65, Series 66

Santa Fe, NM

Raymond James & Associates

Robert Jones is a financial advisor with Raymond James & Associates who holds Series 63, 65, and 66 designations and has 35 years of industry experience. His prior work includes eight years at Wells Fargo Clearing and four years at Wells Fargo Advisors, LLC. He is based in Santa Fe, NM. Raymond James & Associates, Inc. is a large dually registered broker-dealer and SEC-registered investment adviser managing about $501 billion in assets. The firm serves a diverse clientele including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Charles F

Series 66

Santa Fe, NM

Raymond James & Associates

Charles Figg is a financial advisor with Raymond James & Associates in Santa Fe, NM, holding a Series 66 designation and 18 years of industry experience. His background includes roles at Waddell & Reed and Newton, LLC, as well as ongoing work with various insurance carriers. He also serves as Vice President of Marketing for the Northern New Mexico Human Resources Association. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutions, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional advisory services supported by affiliated research and a variety of portfolio management strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Lisa B

ChFC®, Series 63, Series 65

Santa Fe, NM

Raymond James & Associates

Lisa Barrantes Delossantos is a financial advisor with Raymond James & Associates in Santa Fe, NM, holding the ChFC® designation and Series 63 and 65 licenses. She has 27 years of industry experience, including 10 years at Wells Fargo Clearing before joining Raymond James in 2014. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, offering financial planning, non-discretionary investment consulting, and institutional advisory services supported by a broad network of advisers and a range of portfolio management styles.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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