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Daniel J
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Daniel Johnson is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 credentials and 29 years of industry experience. He has worked at City National Bank since 2018 and previously spent nearly two decades at Merrill and nine years at Bank of America. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a variety of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles.
Olga K
Series 66
Beverly Hills, CA
RBC Capital Markets
Olga Kapitskaya is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and 18 years of industry experience. She has worked at City National Bank, Bank of America, and Merrill Lynch. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with tailored advisory programs that include portfolio management, financial planning, and brokerage services. The firm offers a range of investment strategies using both in-house and third-party managers, supported by RBC’s extensive capital-markets resources.
Daniel P
Series 66
Beverly Hills, CA
RBC Capital Markets
Daniel Prichard is a financial advisor at RBC Capital Markets with two years of industry experience. He holds the Series 66 designation and has worked previously at City National Bank, El Capitan Advisors, and Kayne Anderson Rudnick. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services, utilizing a combination of in-house and third-party investment managers tailored to clients’ risk profiles.
Alexandria H
Series 66
Beverly Hills, CA
RBC Capital Markets
Alexandria Hill is a financial advisor at RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation. She has prior experience working at Aerospacelab and Northrup Grumman. Alexandria is early in her financial advisory career. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs providing portfolio management, financial planning, and brokerage services tailored to each client’s risk profile.
Elizabeth J
CFP®, Series 66
Beverly Hills, CA
RBC Capital Markets
Elizabeth Johnston is a CFP® with 11 years of experience in financial advisory roles. She is currently with RBC Capital Markets, where she has worked since 2018, including her current position since 2021. Her prior experience includes roles at Beacon Pointe Insurance Services, Beacon Pointe Advisors, City National Bank, Bank of America, and Merrill. Outside of finance, she is involved in several creative and entrepreneurial activities, including working at a wedding dress salon, acting, running a motherhood blog, and operating an Etsy store for embroidered items. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base ranging from individual investors to institutional clients, offering advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services. The firm tailors investment strategies based on client risk profiles and integrates multiple in-house and third-party managers, with additional features such as tax management and responsible-investing options.
Bradley F
Series 66
Beverly Hills, CA
RBC Capital Markets
Bradley Finnigan is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and 24 years of industry experience. His career includes roles at City National Bank, Morgan Stanley Private Bank, Morgan Stanley, and UBS Financial Services. He serves on the board of the Burbank Youth Basketball Foundation, supporting the Burbank High School Basketball Team through fundraising and program organization. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individuals, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented via in-house and third-party managers, supported by RBC’s capital markets and asset management capabilities.
Scott S
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Scott Sangerman is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has worked with CIty National Bank since 2016 and with RBC Capital Markets Corporation since 2008. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of wrap fee advisory programs with customized portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
Samantha A
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Samantha Angueira is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 credentials and seven years of industry experience. Prior to joining RBC in 2020, she worked at Morgan Stanley for four years. Outside of her advisory role, she is involved in dog walking and sitting as an independent contractor and operates a YouTube channel focused on restaurant reviews and unboxing videos. RBC Wealth Management serves a wide range of clients, including individual investors, institutions, and charitable organizations, offering tailored advisory programs and portfolio management through a combination of in-house and third-party investment managers.
Anthony C
Series 63, Series 66
Beverly Hills, CA
RBC Capital Markets
Anthony Consiglio is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 66 licenses. He has 15 years of industry experience, including prior roles at Merrill and Morgan Stanley. RBC Wealth Management serves a diverse client base ranging from individual investors to institutions, offering tailored investment strategies through various advisory programs and portfolio management services. The firm utilizes both in-house and third-party investment managers and provides integrated capital markets and lending capabilities.
Mark G
Series 66
Beverly Hills, CA
RBC Capital Markets
Mark Grueninger is a financial advisor with RBC Capital Markets, holding a Series 66 designation and 25 years of industry experience. His prior firms include UBS Financial Services, Merrill, and Banc of America Investment Services. Outside of advisory work, he is involved in several real estate partnerships as a silent or passive investor in commercial properties in California. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse clientele including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs with customizable portfolio management strategies using a combination of in-house and third-party investment managers.
Jeffrey H
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Jeffrey Horn is a financial advisor with RBC Capital Markets and City National Bank, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has been with RBC Capital Markets since 2009 and City National Bank since 2016. Outside of advisory services, he is an active owner of a private equity investment partnership. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients' risk profiles.
Miles D
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Miles Dismond is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 designations and two years of industry experience. Before joining RBC Capital Markets in 2024, he worked at Wells Fargo and has held various roles across several firms, including a tutoring business, Study Smart Tutors. RBC Wealth Management serves individual investors, institutional clients, pension plans, corporations, and charitable organizations, offering advisory programs with discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm uses tailored investment strategies implemented through a combination of in-house and third-party managers and provides access to alternative investments and integrated capital-markets capabilities.
Jose B
Series 63, Series 66
Beverly Hills, CA
RBC Capital Markets
Jose Becerra is a financial advisor at RBC Capital Markets with seven years of industry experience. He holds Series 63 and Series 66 licenses. His prior experience includes roles at Stifel Nicolaus & Co Inc, Enterprise Holdings, Inc., Amazon Com Services, The Vanguard Group, Inc., V2 Lighting Group, Inc., and San Jose State University. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a wide range of clients including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies implemented through both in-house and third-party managers.
Luis L
Series 63, Series 66
Beverly Hills, CA
RBC Capital Markets
Luis Luna is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. He has been with RBC Capital Markets since 2012. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of wrap fee advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ Advisory Risk Profiles.
Shane M
Series 66
Beverly Hills, CA
RBC Capital Markets
Shane Monaco is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Oppenheimer and in talent and literary management at Seven Summits Pictures & Management and Authentic Talent & Literary Management. RBC Wealth Management serves a diverse client base, including individual investors, institutions, and charitable organizations, offering tailored portfolio management and financial planning through multiple advisory programs with both discretionary and non-discretionary options.
Michael L
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Michael Ladge is a financial advisor with RBC Capital Markets, LLC, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. His career includes positions at City National Bank, Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Citigroup Global Markets, and UBS Financial Services. Outside of finance, he serves as an advisor to the I-Can Youth Foundation and is involved with several ventures including video game development and athlete representation. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, and charitable organizations, offering tailored advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services. The firm utilizes a mix of in-house and third-party investment managers and provides integrated solutions including tax management, alternative investments, and responsible-investing options.
George C
Series 66
Beverly Hills, CA
RBC Capital Markets
George Castrillon is a financial advisor at RBC Capital Markets with 15 years of industry experience. He holds a Series 66 designation and has worked previously at Bank of America and Merrill Lynch. Castrillon has been with City National Bank and RBC Capital Markets since 2017. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs providing portfolio management, financial planning, and brokerage services, with investment strategies tailored to clients' risk profiles.
Mauris A
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Mauris Azizi is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. His prior roles include positions at Merrill and Bank of America. Outside of advisory work, he is a limited partner in a for-profit LLC focused on property renovation and sales in the Los Angeles area. RBC Wealth Management serves a broad client base including individuals, institutions, and charitable organizations, offering tailored investment strategies through a variety of wrap fee advisory programs and utilizing both in-house and third-party investment managers.
Marcel T
Series 66
Beverly Hills, CA
RBC Capital Markets
Marcel Tenberge is a financial advisor at RBC Capital Markets with 24 years of industry experience. He holds a Series 66 designation and has worked previously at Bank of America and Merrill. Outside of his advisory role, he serves as a trustee for the Larreau Family Trust. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs and tailors investment strategies to client risk profiles using a combination of in-house and third-party managers.
Brett B
Series 66
Beverly Hills, CA
RBC Capital Markets
Brett Bartman is a financial advisor at RBC Capital Markets with 24 years of industry experience. He holds the Series 66 designation and has worked at RBC Capital Markets since 2008 and City National Bank since 2016. Outside of his advisory role, Bartman is a passive owner in several family and business partnerships, including ventures in the fitness and restaurant industries. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers various wrap fee advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to client risk profiles through a combination of in-house and third-party investment solutions.
David H
Series 66
Beverly Hills, CA
RBC Capital Markets
David Haehnel is a financial advisor at RBC Capital Markets with 13 years of industry experience. He holds a Series 66 designation and has worked at RBC Capital Markets since 2012 and City National Bank since 2016. Outside of his advisory role, Haehnel serves as secretary and board member of the Los Verdes Men's Golf Club and is involved with the Riviera Little League as a player agent. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutions, pension plans, corporations, and charitable organizations with a variety of advisory programs that offer discretionary and non-discretionary portfolio management, financial planning, and brokerage services. The firm customizes strategies based on clients’ Advisory Risk Profiles and utilizes a mix of in-house and third-party investment managers and model providers.
Anthony W
Series 66
Beverly Hills, CA
RBC Capital Markets
Anthony Wright is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and seven years of industry experience. Prior to joining RBC Capital Markets in 2024, he worked at Wells Fargo Clearing and Wells Fargo Advisors from 2018 to 2023. Outside of his advisory role, he serves as an assistant coach at San Fernando High School and is a notary public in California. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs that include portfolio management, financial planning, and brokerage services. The firm offers tailored investment strategies using both in-house and third-party managers, supported by a broad capital markets platform and affiliated asset management capabilities.
Annelyn L
Series 66
Beverly Hills, CA
RBC Capital Markets
Annelyn Lanuza is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and bringing 29 years of industry experience. She worked at Merrill Lynch, Pierce, Fenner & Smith, Inc. for 17 years before joining RBC Capital Markets in 2017. Outside of her advisory work, she owns and actively manages a studio rental property. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, and brokerage services tailored to clients’ risk profiles using a mix of in-house and third-party investment managers.
Abby D
Series 66
Beverly Hills, CA
RBC Capital Markets
Abby Delmas is a financial advisor at RBC Capital Markets with a Series 66 designation and one year of industry experience. Her prior roles include positions at Mass Mutual Investors Services, MassMutual Life Insurance Co, and Benn Brocksome and Associates. Outside of financial services, she has work experience in the food and beverage sector, including at JanJou Patisserie and Caffiena Roasting Company. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base ranging from individual investors to institutional and charitable organizations. The firm offers multiple wrap fee advisory programs and customizes investment strategies using both in-house and third-party managers, incorporating features such as tax management and responsible investing screens.
Nona A
Series 63, Series 66
Beverly Hills, CA
RBC Capital Markets
Nona Agbo is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 66 licenses and having 19 years of industry experience. Her prior roles include positions at Wells Fargo Clearing, Gerber Kawasaki Wealth & Investment Management, J.P. Morgan Securities, and Merrill. RBC Wealth Management serves a diverse client base, including individual investors, institutions, and charitable organizations, offering a range of advisory programs with tailored investment strategies and comprehensive portfolio management services.
Sirus T
Series 66
Beverly Hills, CA
RBC Capital Markets
Sirus Turkzadeh is a financial advisor at RBC Capital Markets with eight years of industry experience. He holds a Series 66 designation and has worked at City National Bank, Bank of America, Merrill, and Morgan Stanley in various roles. Outside of advising, he owns a sole proprietorship involved in shoe reselling, serves as president and board member of the Supercar Wishes Foundation, a charitable organization, and is faculty at Columbia University. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors and institutions. The firm offers a variety of advisory programs and implements investment strategies tailored to clients’ risk profiles, leveraging both in-house and third-party managers along with alternative investment options.
Carol L
Series 63, Series 66
Beverly Hills, CA
RBC Capital Markets
Carol Lewis is a financial advisor at RBC Capital Markets with 30 years of industry experience. She has held her current role since 2008. Lewis holds Series 63 and Series 66 designations. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various advisory programs with tailored portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
William B
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
William Brown is a financial advisor with RBC Capital Markets based in Beverly Hills, CA. He holds Series 63 and Series 65 licenses and has 53 years of industry experience. Since 2014, he has worked with RBC Capital Markets and, starting in 2016, with City National Bank. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a variety of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to each client’s risk profile.
Richard P
Series 66
Beverly Hills, CA
RBC Capital Markets
Richard Petrie is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and 17 years of industry experience. He previously worked at Merrill Lynch from 2005 to 2018 before joining RBC Capital Markets in 2018. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, supported by RBC’s capital-markets capabilities and affiliated asset managers.
Hormoz S
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Hormoz Saleh is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 licenses and possessing 45 years of industry experience. His prior roles include positions at City National Bank and Morgan Stanley Private Bank, among others. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through a combination of internal and third-party managers, supported by a capital-markets platform and affiliated asset management capabilities.
Edith R
Series 66
Beverly Hills, CA
RBC Capital Markets
Edith Remington is a financial advisor at RBC Capital Markets with six years of industry experience. She holds a Series 66 designation and has been with RBC Capital Markets since 2006. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a variety of advisory programs and tailors investment strategies based on each client’s risk profile, utilizing both in-house and third-party managers.
Tiffany L
Series 66
Beverly Hills, CA
RBC Capital Markets
Tiffany Ledesma is a financial advisor at RBC Capital Markets with 20 years of industry experience. She holds a Series 66 designation and has worked previously at Oppenheimer and D.A. Davidson & Co. before joining RBC in 2025. RBC Wealth Management serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles using both in-house and third-party investment managers.
Adam K
Series 66
Beverly Hills, CA
RBC Capital Markets
Adam Kreutner is a financial advisor at RBC Capital Markets with 19 years of industry experience. He holds a Series 66 designation and has worked previously at UBS Financial Services and City National Bank. Outside of his advisory role, he has engaged in freelance writing, modeling, and acting. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients by offering a range of advisory programs that provide portfolio management, financial planning, custody, and brokerage services. The firm uses customized strategies based on clients’ risk profiles and integrates both in-house and third-party managers with options for tax management and responsible investing.
Ethan M
Series 66
Beverly Hills, CA
RBC Capital Markets
Ethan Mendelson is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding a Series 66 designation and having 10 years of industry experience. He has been with RBC Capital Markets since 2015. RBC Wealth Management, a division of RBC Capital Markets, offers advisory and brokerage services to a diverse client base that includes individual investors, institutions, pension plans, corporations, and charitable organizations. The firm provides customized portfolio management and financial planning through various wrap fee programs, utilizing both in-house and third-party investment managers.
Joseph S
Series 66
Beverly Hills, CA
RBC Capital Markets
Joseph Sulentor is a financial advisor at RBC Capital Markets with 23 years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. Outside of his advisory role, he serves as an advisory council member for Holy Trinity Catholic Church and is a partner in a restaurant business. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers tailored advisory programs that combine discretionary and non-discretionary portfolio management with financial planning and custody services, utilizing both in-house and third-party investment managers.
Benjamin S
Series 66
Beverly Hills, CA
RBC Capital Markets
Benjamin Sauer is a financial advisor at RBC Capital Markets with 18 years of industry experience. He holds the Series 66 designation and previously worked at UBS Financial Services for 11 years before joining RBC in 2025. RBC Wealth Management serves a diverse client base, including individual investors, institutional clients, and charitable organizations. The firm offers a variety of advisory programs with tailored investment strategies implemented through both in-house and third-party managers, supported by RBC’s extensive capital markets and affiliated asset management capabilities.
Roy L
Series 66
Beverly Hills, CA
RBC Capital Markets
Roy Lochtenberg is a financial advisor at RBC Capital Markets with seven years of industry experience and holds a Series 66 designation. His prior roles include positions at City National Bank, JPMorgan Chase Bank, UBS Financial Services, and Morgan Stanley. Outside of his advisory work, he has experience in the solar energy sector through his involvement with Xero Solar. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies supported by in-house and third-party managers, integrating services such as portfolio management, financial planning, and custody.
Amanda S
Series 66
Beverly Hills, CA
RBC Capital Markets
Amanda Sabo is a financial advisor with RBC Capital Markets, holding a Series 66 designation and 12 years of industry experience. She has been with RBC Capital Markets since 2017 and previously worked at Morgan Stanley from 2011 to 2017. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various advisory programs with discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services, utilizing a range of investment managers and strategies tailored to clients’ risk profiles.
Marc L
Series 66
Beverly Hills, CA
RBC Capital Markets
Marc Lipson is a financial advisor with RBC Capital Markets, holding a Series 66 designation and bringing 20 years of industry experience. His previous roles include positions at Merrill, Bank of America, N.A., and City National Bank. He is the owner of TTC Holdings, a holding company acquiring interest in a privately held professional sports team, and serves on the Board of Directors for the West Los Angeles Little League. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations, offering a range of advisory programs and tailored portfolio management services. The firm utilizes both in-house and third-party investment managers and provides integrated capital markets capabilities along with alternative investment options.
Jon J
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Jon Jacobson is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 65 licenses and possessing 31 years of industry experience. His career includes positions at City National Bank, RBC Capital Markets Corporation, and Citigroup Global Markets. He serves as an officer for the Edward G. Lewis and Marie E. Lewis Charitable Foundation, where he assists with asset allocation and investment management. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individuals, institutions, and charitable organizations, offering tailored investment strategies through various advisory programs and utilizing in-house and third-party investment managers.
Nicholas C
Series 63, Series 66
Beverly Hills, CA
RBC Capital Markets
Nicholas Ciriello is a financial advisor with RBC Capital Markets in Beverly Hills, CA, holding Series 63 and Series 66 designations and 26 years of industry experience. He has previously worked at Merrill Lynch, Pierce, Fenner & Smith Inc. and Bank of America, N.A. Outside of his advisory role, he is involved in subleasing office space in Los Angeles. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm provides various advisory programs with tailored investment strategies and combines in-house and third-party managers to implement portfolios.
Osiris S
Series 66
Beverly Hills, CA
RBC Capital Markets
Osiris St. Brown is a financial advisor at RBC Capital Markets with a Series 66 designation and one year of industry experience. His prior work includes roles at Cane Protein and Maxim Flexpac, as well as six years dedicated to full-time education. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various advisory programs and customizes investment strategies based on clients' risk profiles, utilizing both in-house and third-party managers along with a range of portfolio management options.
Brian D
Series 63, Series 65
Beverly Hills, CA
RBC Capital Markets
Brian Dent is a financial advisor at RBC Capital Markets with 28 years of industry experience. He has worked at UBS Financial Services Inc and City National Bank before joining RBC Capital Markets. Dent holds Series 63 and Series 65 licenses. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual and institutional investors. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services, utilizing both in-house and third-party investment managers.
Douglas C
CFA®, Series 63
Beverly Hills, CA
RBC Capital Markets
Douglas Christopher is a CFA® charterholder with 34 years of industry experience. He is currently with RBC Capital Markets, where he has worked since 2022. His prior roles include positions at San Pasqual Fiduciary Trust Co., Phillips Fractor & Co., Powers Associates, D.A. Davidson & Co., and Crowell, Weedon & Co. Christopher serves as a board member and secretary for Village Church Burbank. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs offering portfolio management, financial planning, custody, and brokerage services. The firm employs tailored strategies using both in-house and third-party managers and integrates capital-markets capabilities including alternative investments and lending solutions.
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