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Nathan H
Series 63
Germantown, TN
RBC Capital Markets
Nathan Hooker is a financial advisor with RBC Capital Markets, holding a Series 63 designation and bringing 29 years of industry experience. He previously worked at Wells Fargo Clearing and Legg Mason Wood Walker, Incorporated. Outside of his advisory role, he serves on the board of directors for Ridgeway Country Club in Germantown, Tennessee. RBC Wealth Management, a division of RBC Capital Markets, LLC, provides a range of advisory programs and financial services to individuals, institutions, pension plans, corporations, and charitable organizations. The firm customizes investment strategies based on client risk profiles and employs both in-house and third-party managers, offering various portfolio structures and alternative investment options.
Christopher H
CFP®, Series 63, Series 65
Germantown, TN
RBC Capital Markets
Christopher Hebert is a CFP®-designated financial advisor with 19 years of industry experience. He is currently with RBC Capital Markets, having joined in 2023 following prior roles at Cetera and Shoemaker Financial. Outside of his advisory work, Hebert volunteers as a youth baseball coach for the Germantown Rays 11U team. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm offers tailored portfolio management and financial planning services through multiple advisory programs that utilize both in-house and third-party investment managers.
Stephen A
Series 63, Series 65
Germantown, TN
RBC Capital Markets
Stephen Anderson is a CFP®-certified financial advisor with 19 years of industry experience. He is currently with RBC Capital Markets and has previously worked at Cetera, Shoemaker Financial, Securian Financial Services, Minnesota Life Insurance, and Raymond James & Associates. Anderson serves on the board of Bodine School in Germantown, TN. RBC Wealth Management, a division of RBC Capital Markets, provides a range of advisory and brokerage services to individual and institutional clients, including portfolio management and financial planning. The firm uses tailored investment strategies involving both in-house and third-party managers and offers integrated capital markets and lending capabilities.
Eric W
Series 66
Germantown, TN
RBC Capital Markets
Eric Weintraub is a financial advisor with RBC Capital Markets holding a Series 66 designation. He began his career in the financial industry in 2026 and has prior experience at Wells Fargo Clearing, Burleigh Consulting Group, and PwC. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutional clients, and charitable organizations. The firm offers customized portfolio management and financial planning services through multiple advisory programs, leveraging in-house and third-party investment managers.
Henry F
Series 63, Series 65, Series 66
Germantown, TN
RBC Capital Markets
Henry Fyfe III is a financial advisor at RBC Capital Markets with 39 years of industry experience. He holds the Series 63, Series 65, and Series 66 designations. His prior roles include long-term experience at Duncan Williams, Inc. and recent positions with B. Riley Wealth Advisors and B. Riley Wealth Management. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, pension plans, and charitable organizations. The firm offers multiple advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services, implementing tailored strategies through a mix of in-house and third-party investment managers.
Michael Z
Series 63, Series 65
Germantown, TN
RBC Capital Markets
Michael Zachry is a financial advisor with RBC Capital Markets in Germantown, Tennessee, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior experience includes roles at Wells Fargo Clearing and Prudential Equity Group, LLC. He serves as a committee member for his local homeowner association, focusing on exterior remodeling reviews. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers customized advisory programs with a range of portfolio management, financial planning, and brokerage services, utilizing both in-house and third-party investment resources.
Jessica D
Series 63
Germantown, TN
RBC Capital Markets
Jessica Dowell is a financial advisor with RBC Capital Markets in Germantown, Tennessee, holding a Series 63 designation and 16 years of industry experience. She previously worked at Wells Fargo Clearing for six years before joining RBC Capital Markets in 2022. Outside of her advisory role, she is an independent consultant for Rodan and Fields, a skin care product company. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers tailored investment strategies through a variety of advisory programs and integrates internal and third-party investment managers with options for tax management and responsible investing.
Shepard F
Series 63, Series 65
Germantown, TN
RBC Capital Markets
Shepard Fargotstein is a financial advisor at RBC Capital Markets with 33 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Raymond James and Associates for nine years. He serves on the Memphis Civilian Law Enforcement Review Board and volunteers on the Police Advisory Review Committee for the City of Memphis. RBC Wealth Management, a division of RBC Capital Markets, offers advisory programs to individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm customizes investment strategies based on client risk profiles and utilizes a range of in-house and third-party managers alongside various portfolio management and financial planning services.
Roy M
Series 63, Series 65
Germantown, TN
RBC Capital Markets
Roy Mansberg is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. His prior roles include positions at Wells Fargo Clearing and Raymond James & Associates. He also serves as treasurer and board member for nonprofit organizations focused on housing development in Memphis, Tennessee. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services, with investment strategies tailored to clients’ risk profiles and supported by both in-house and third-party managers.
Frank L
Series 66
Germantown, TN
RBC Capital Markets
Frank Lequerica is a financial advisor with RBC Capital Markets in Germantown, Tennessee. He holds a Series 66 designation and has 12 years of industry experience, including prior roles at Cetera, Shoemaker Financial, Minnesota Life Insurance Co, and Securian Financial Services. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, corporations, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to each client’s risk profile through a mix of in-house and third-party investment managers.
Charles C
Series 63, Series 65
Germantown, TN
RBC Capital Markets
Charles Cannon is a financial advisor at RBC Capital Markets with 48 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Wells Fargo Clearing for six years. Outside of his advisory role, he serves as a trustee for trusts created under his father. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles.
William A
CFP®, Series 63, Series 66
Germantown, TN
RBC Capital Markets
William Abraham is a CFP® with 31 years of experience in financial advising, currently with RBC Capital Markets since 2023. His prior experience includes roles at Wells Fargo Clearing from 2012 to 2018 and A. G. Edwards & Sons, Inc. from 2005 to 2008. He serves as a committee member at the Church of the Holy Spirit, where he participates in discussions regarding parish finances. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individuals, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles using a combination of in-house and third-party investment managers.
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