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Nancy W
Series 66
Raleigh, NC
RBC Capital Markets
Nancy Winborne is a financial advisor at RBC Capital Markets with 11 years of industry experience. She holds a Series 66 designation and has worked at RBC Capital Markets since 2017, with prior roles at Wells Fargo Clearing and Wells Fargo Advisors, LLC. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ Advisory Risk Profiles.
Robert M
Series 63, Series 65
Raleigh, NC
RBC Capital Markets
Robert Mccarthy Jr. is a financial advisor at RBC Capital Markets with 31 years of industry experience. He holds the Series 63 and Series 65 designations and has been with RBC Capital Markets since 2008. Outside of his advisory role, he serves on the finance committee of the nonprofit Emily K Center. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
Andrew P
Series 63
Raleigh, NC
RBC Capital Markets
Andrew Peatross Jr. is a financial advisor with RBC Capital Markets in Raleigh, NC, holding a Series 63 designation and 39 years of industry experience. His prior firms include Wells Fargo Clearing and Wells Fargo Advisors LLC. He serves as a co-trustee for his brother and is involved with Wake County Smart Start, consulting on community collaboration efforts. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs and employs tailored portfolio strategies featuring in-house and third-party investment managers.
Adrienne S
Series 63, Series 66
Raleigh, NC
RBC Capital Markets
Adrienne Sullivan is a financial advisor with RBC Capital Markets in Raleigh, NC, holding Series 63 and Series 66 credentials and 13 years of industry experience. She worked at Morgan Stanley for seven years before joining RBC Capital Markets in 2020. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a broad client base including individual investors, institutions, corporations, and charitable organizations. The firm offers various advisory programs with discretionary and non-discretionary portfolio management, tailored to clients’ risk profiles and implemented through a combination of in-house and third-party investment managers.
Alfred H
Series 66
Raleigh, NC
RBC Capital Markets
Alfred Hobgood IV is a financial advisor at RBC Capital Markets with 24 years of industry experience. He holds a Series 66 designation and has worked at RBC Capital Markets since 2017, following positions at Wells Fargo Clearing and Wells Fargo Advisors. Outside of his advisory role, Hobgood serves on the board of directors for InterAct of Wake County, a domestic violence awareness organization. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs that provide portfolio management, financial planning, custody, and brokerage services. The firm offers tailored investment strategies implemented through a combination of in-house and third-party managers, with options for tax management and responsible-investing screens.
Michael A
Series 66
Raleigh, NC
RBC Capital Markets
Michael Austin is a financial advisor at RBC Capital Markets with one year of industry experience. He holds a Series 66 designation and has previously worked at UBS Financial Services, Northwestern Mutual, and Senior Financial Services. Outside of finance, he has experience with Students and Trucks Inc. and has been affiliated with Hampden-Sydney College and T.C. Williams High School. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and nonprofits. The firm offers various advisory programs that provide portfolio management, financial planning, and brokerage services tailored to clients’ risk profiles and investment preferences.
Joseph F
Series 63, Series 65
Raleigh, NC
RBC Capital Markets
Joseph Friend is a financial advisor with RBC Capital Markets in Raleigh, NC, holding Series 63 and Series 65 designations and bringing 38 years of industry experience. He has worked at RBC Capital Markets since 2017 and City National Bank since 2019, with prior experience at Wells Fargo Clearing and Wells Fargo Advisors LLC. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients, including pension plans, corporations, and charitable organizations. The firm offers a variety of advisory programs tailored to clients’ risk profiles and portfolios managed through a combination of in-house and third-party managers.
Jessica C
Series 66
Raleigh, NC
RBC Capital Markets
Jessica Couts is a financial advisor with RBC Capital Markets in Raleigh, NC. She holds a Series 66 designation and has recently begun her career in the industry. Prior to joining RBC, she worked at H&R Block and has experience in education and digital photography. RBC Wealth Management serves a diverse client base, including individuals, institutions, corporations, and charitable organizations. The firm offers various advisory programs with tailored portfolio management and financial planning services, leveraging both in-house and third-party investment managers.
Audrey K
CFP®, Series 66
Raleigh, NC
RBC Capital Markets
Audrey Kah is a CFP® professional with 10 years of industry experience, currently serving at RBC Capital Markets LLC since 2016. She is based in Raleigh, NC, and holds a Series 66 license. Outside of her advisory role, Audrey serves on the board of Benevolence Farms, a nonprofit supporting individuals affected by the criminal legal system in North Carolina. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies utilizing both in-house and third-party managers.
Donald G
CFP®, ChFC®, Series 66
Raleigh, NC
RBC Capital Markets
Donald Getman Jr. is a financial advisor at RBC Capital Markets in Raleigh, NC, holding the CFP®, ChFC®, and Series 66 credentials with 24 years of industry experience. He has been with RBC Capital Markets Corporation since 2008. Outside of his advisory role, he serves as an officer for Ducks Unlimited, a nonprofit focused on wetlands conservation, where he is involved in event planning and local chapter leadership. RBC Wealth Management serves a diverse client base, including individual investors, institutions, and charitable organizations, and offers a range of advisory programs with customized portfolio management through both in-house and third-party providers.
Samuel M
Series 66
Raleigh, NC
RBC Capital Markets
Samuel Mordecai is a financial advisor with RBC Capital Markets in Raleigh, NC. He holds a Series 66 designation and has one year of industry experience. Prior to joining RBC and City National Bank in 2026, he worked at S&P Global for eight years and Capital Bank for one year. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers multiple advisory programs with customized portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
Brad T
Series 66
Raleigh, NC
RBC Capital Markets
Brad Tavano is a financial advisor with RBC Capital Markets in Raleigh, NC. He holds a Series 66 designation and has been with RBC Capital Markets since 2025. Prior to this, he held positions at Congo Brands, Blue and Co., LLC, and has experience in various roles including education and retail. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a range of advisory programs and portfolio management services tailored to clients’ risk profiles, utilizing both in-house and third-party investment managers.
Robert G
Series 66, Series 63, Series 65
Raleigh, NC
RBC Capital Markets
Robert Gipp is a financial advisor with RBC Capital Markets in Raleigh, NC, holding Series 66, Series 63, and Series 65 designations and bringing 24 years of industry experience. He has worked at RBC Capital Markets since 2017 and has prior experience with City National Bank and Wells Fargo. Outside of his advisory work, he coaches youth ice hockey with the Carolina Junior Hurricanes Hockey Association. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individuals, institutions, and charitable organizations. The firm offers various advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to clients’ risk profiles and investment preferences.
Alexander F
Series 66
Raleigh, NC
RBC Capital Markets
Alexander Friend is a financial advisor at RBC Capital Markets in Raleigh, NC, with three years of industry experience. He holds a Series 66 designation and has previously worked at City National Bank and Tailwind Capital Distributors, LLC. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers tailored portfolio management and financial planning services through various advisory programs, utilizing in-house and third-party managers to implement customized investment strategies.
Grant C
Series 63, Series 65, Series 66
Raleigh, NC
RBC Capital Markets
Grant Chaney is a financial advisor with RBC Capital Markets in Raleigh, NC, holding Series 63, 65, and 66 licenses and eight years of industry experience. His career includes roles at City National Bank, SCS Financial Services, EY, and Sanford C. Bernstein & Co., LLC. He serves on the Virginia Tech Finance Advisory Board, contributing to curriculum development and student placement initiatives for his undergraduate alma mater. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individuals, institutions, and charitable organizations. The firm offers tailored advisory programs with a range of portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
Marjorie J
Series 63, Series 65
Raleigh, NC
RBC Capital Markets
Marjorie Jurek is a financial advisor at RBC Capital Markets with 31 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at RBC Capital Markets since 2018, following nine years at Merrill. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles.
Thomas K
CFP®, Series 63, Series 65
Raleigh, NC
RBC Capital Markets
Thomas Klein is a Certified Financial Planner (CFP®) with 42 years of industry experience. He has been with RBC Capital Markets LLC since 2011. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutional clients, and charitable organizations. The firm offers various advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to each client's risk profile.
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