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Aimee H

Series 66

San Francisco, CA

RBC Capital Markets

Aimee Hazelwood is a financial advisor at RBC Capital Markets with nine years of industry experience. She holds the Series 66 designation and previously worked at First Republic Investment Management, Inc. and First Republic Securities Company, LLC. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, alongside access to alternative investments and integrated financial services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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George L

Series 66

San Francisco, CA

RBC Capital Markets

George Ly is a financial advisor at RBC Capital Markets with 10 years of industry experience. He holds the Series 66 designation and has previously worked at Morgan Stanley, Patelco, and Chase Bank. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs with tailored portfolio management strategies implemented through a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Nicholas D

Series 63, Series 65

San Franciso, CA

RBC Capital Markets

Nicholas Denicke is a financial advisor at RBC Capital Markets with 26 years of industry experience. He holds Series 63 and Series 65 credentials and has worked previously at 280 Securities LLC and BOK Financial Securities. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers customizable advisory programs with discretionary and non-discretionary portfolio management, utilizing a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jennifer S

Series 65, Series 63

San Francisco, CA

RBC Capital Markets

Jennifer Seidler is a financial advisor at RBC Capital Markets with 29 years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Commonfund Securities, Commonfund OCIO, Credit Suisse Securities, and PCBB Capital Markets. She serves on the Finance Committee at St. Dominic’s Catholic Church in San Francisco. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, pension plans, and charitable organizations. The firm offers tailored advisory programs that incorporate discretionary and non-discretionary portfolio management alongside various investment and planning services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Naing L

CFP®, Series 66

San Francisco, CA

RBC Capital Markets

Naing Lin is a CFP® and holds a Series 66 license, with seven years of experience in the financial services industry. He has worked at RBC Capital Markets since 2023 and previously held roles at First Republic Investment Management, Merrill, and Bank of America. His background also includes time at the University of California, Berkeley. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individuals, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of wrap fee advisory programs with both discretionary and non-discretionary portfolio management, combining in-house and third-party investment managers to tailor strategies to clients’ risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jonas A

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Jonas Abulencia is a financial advisor at RBC Capital Markets with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at RBC Capital Markets since 2018, following a nine-year tenure at UBS Financial Services. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various wrap fee advisory programs and combines in-house and third-party investment managers to tailor portfolios according to clients’ risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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William M

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

William Marshall is a financial advisor with RBC Capital Markets based in San Francisco, CA. He holds Series 63 and Series 65 licenses and has 36 years of industry experience. Prior to his current role, he has worked at City National Bank since 2016 and RBC Capital Markets since 2013. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a variety of advisory programs with customizable investment strategies and portfolio management services supported by in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Dustin B

Series 66

San Francisco, CA

RBC Capital Markets

Dustin Brown is a financial advisor at RBC Capital Markets with 17 years of industry experience. He holds a Series 66 designation and has worked at RBC Capital Markets and City National Bank in multiple roles since 2009. Outside of finance, he hosts events for Russian River Brewing Company’s annual release of Pliney the Younger and provides dog care services independently. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies supported by a combination of in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Pamela G

Series 66

San Francisco, CA

RBC Capital Markets

Pamela Gomez is a financial advisor with RBC Capital Markets based in San Francisco, holding a Series 66 designation and two years of industry experience. Prior to joining RBC Capital Markets in 2024, she worked at Bank of America from 2022 to 2024 and Wells Fargo Advisors from 2016 to 2020. RBC Wealth Management serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through various portfolio management approaches and affiliated asset managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mary D

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Mary Dusablon is a financial advisor with RBC Capital Markets who holds Series 63 and Series 65 designations and has 33 years of industry experience. She has worked at RBC Capital Markets since 2018 and previously at Wells Fargo Clearing and Prudential Equity Group. Outside of her financial career, she operates a holistic healing business focused on EFT tapping. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors and institutions, providing advisory programs that offer portfolio management, financial planning, custody, and brokerage services tailored to client risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Justin K

Series 66

San Francisco, CA

RBC Capital Markets

Justin Klueger is a financial advisor at RBC Capital Markets in San Francisco, CA, holding a Series 66 designation with 13 years of industry experience. He has worked at RBC Capital Markets since 2013 and is also employed at City National Bank since 2017. Outside of his advisory role, he owns and operates Pursuit of Time LLC, a business focused on reselling used watches. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations, offering tailored advisory programs and a range of portfolio management and financial planning services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Thomas S

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Thomas Schryver is a financial advisor with RBC Capital Markets in San Francisco, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. His work history includes roles at J.P. Morgan Securities and City National Bank. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with customizable portfolio management and investment strategies, leveraging both in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Linh H

Series 66

San Francisco, CA

RBC Capital Markets

Linh Hoang is a financial advisor at RBC Capital Markets with 17 years of industry experience and holds a Series 66 designation. Prior to joining RBC in 2025, Linh worked at Morgan Stanley Private Bank and Morgan Stanley, as well as Wells Fargo Clearing Services. Outside of advisory work, Linh is involved as a partner in a restaurant, bar, and nightclub business. RBC Wealth Management serves a diverse client base including individual investors, institutions, and charitable organizations, offering a range of advisory programs and portfolio management services tailored to client risk profiles. The firm leverages both in-house and third-party investment managers and provides integrated capital markets and alternative investment capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Michael C

CFP®, Series 66

San Francisco, CA

RBC Capital Markets

Michael Cox is a CFP® with 11 years of industry experience and is currently with RBC Capital Markets in San Francisco. He previously worked at First Republic Securities Company and First Republic Investment Management for seven years. Outside of his financial advisory role, he operates a sole proprietorship as a dance instructor. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies and a range of portfolio management, financial planning, and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Susan F

Series 66

San Francisco, CA

RBC Capital Markets

Susan Fong is a financial advisor with RBC Capital Markets in San Francisco, holding a Series 66 license and 28 years of industry experience. She previously worked at Merrill for 11 years and at First Republic Investment Management and First Republic Securities from 2020 to 2023. Outside of her advisory role, she is an owner of ECSF Consulting, LLC, an optical consulting business started by her spouse, and serves as a notary public. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers multiple wrap fee advisory programs with tailored strategies implemented through various investment managers, tax-management features, and options for alternative investments.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Diane K

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Diane Kohler is a financial advisor with RBC Capital Markets in San Francisco, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. Her prior roles include positions at First Republic Investment Management, Inc., and City National Bank. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a wide range of clients including individual investors, institutional clients, and charitable organizations. The firm offers various advisory programs providing portfolio management, financial planning, and brokerage services tailored to each client’s risk profile, utilizing both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Nick D

Series 66

San Francisco, CA

RBC Capital Markets

Nick Delucio is a financial advisor at RBC Capital Markets with 19 years of industry experience. He holds a Series 66 designation and has been with RBC Capital Markets since 2014. The firm serves a wide range of clients, including individual investors, institutions, corporations, and charitable organizations, offering various wrap fee advisory programs and portfolio management services tailored to each client’s risk profile. RBC Wealth Management leverages its capital-markets capabilities and affiliated asset managers to provide discretionary and non-discretionary investment solutions.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jennifer M

CFP®, Series 66

San Francisco, CA

RBC Capital Markets

Jennifer Maneatis is a financial advisor at RBC Capital Markets with 10 years of industry experience. She holds the CFP® and Series 66 designations. Her prior experience includes roles at First Republic Securities Company, First Republic Investment Management, Ameriprise Financial Services, and Merrill. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, corporations, and charitable organizations. The firm offers advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services, using tailored strategies implemented through a mix of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Tabatha A

Series 66

San Francisco, CA

RBC Capital Markets

Tabatha Abraham is a Series 66 licensed financial advisor with six years of industry experience. She currently works at RBC Capital Markets in San Francisco, having previously been with Hall Capital Partners LLC and Merrill. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs with customizable portfolio management and financial planning services, utilizing both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jason T

Series 66

San Francisco, CA

RBC Capital Markets

Jason Tom is a financial advisor with RBC Capital Markets in San Francisco, holding a Series 66 credential and three years of industry experience. His prior roles include positions at First Republic Bank, First Republic Securities Company, LLC, and First Republic Investment Management, Inc. Outside of his advisory work, he serves as a committee member for The Asian Performing Arts Program of San Francisco, a nonprofit organization focused on enriching children's lives through art. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with customizable portfolio management, financial planning, and brokerage services, leveraging both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Catherine C

Series 66

San Francisco, CA

RBC Capital Markets

Catherine Chen is a financial advisor with RBC Capital Markets in San Francisco, holding a Series 66 designation and 24 years of industry experience. She has worked at RBC Capital Markets Corporation since 2008 and has been with City National Bank since 2016. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, corporations, and charitable organizations. The firm offers a variety of advisory programs and customizes investment strategies through both in-house and third-party managers, supported by RBC’s extensive capital markets and affiliated asset management capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Peter D

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Peter De Castro is a financial advisor with RBC Capital Markets in San Francisco, CA, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. His prior roles include positions at UBS Financial Services and City National Bank. He serves as a trustee on two committees at The American University of Paris and is a director on the board of Thrive Network, a nonprofit focused on water and health projects in Southwest Asia. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs, offering portfolio management, financial planning, custody, and brokerage services tailored to each client’s risk profile. The firm integrates in-house and third-party investment managers and provides access to alternative investments through its capital-markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Gary C

Series 63, Series 66

San Francisco, CA

RBC Capital Markets

Gary Cattich Jr. is a financial advisor at RBC Capital Markets with 28 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at Wells Fargo Clearing and UBS Financial Services. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers various advisory programs with tailored strategies implemented through a mix of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Lu Na X

Series 66

San Francisco, CA

RBC Capital Markets

Lu Na Xu is a financial advisor at RBC Capital Markets with 11 years of industry experience. She holds a Series 66 designation and previously worked at City National Bank, Bank of America, and Merrill. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies implemented through a mix of in-house and third-party managers, supported by RBC’s capital-markets capabilities and affiliated asset managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Isaac J

Series 66

San Francisco, CA

RBC Capital Markets

Isaac Jodel is a financial advisor at RBC Capital Markets with a Series 66 license and one year of industry experience. Before joining RBC, he worked at Cambridge International Advisory Group and Kroger Law Group. His background also includes roles outside finance, such as involvement with Decathlon Sports Club and co-ownership of Lefty's Sports Collectibles. RBC Wealth Management serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, and brokerage services tailored to each client’s risk profile using both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jennifer N

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Jennifer Nakagaki is a financial advisor at RBC Capital Markets with seven years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Merrill and Fidelity Brokerage Services. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients through various advisory programs that offer discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services, utilizing both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mitchell P

Series 63, Series 65, Series 66

San Francisco, CA

RBC Capital Markets

Mitchell Peters is a financial advisor with RBC Capital Markets in San Francisco, holding Series 63, 65, and 66 licenses and 24 years of industry experience. His prior roles include positions at First Republic Investment Management and UBS Financial Services. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services, with strategies tailored to each client’s Advisory Risk Profile.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Michelle S

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Michelle Schiro is a financial advisor at RBC Capital Markets with 18 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at UBS Securities LLC. Outside of her advisory role, she is involved with Invest for Better, an educational nonprofit organization. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, and brokerage services tailored to clients’ specific risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Ethan E

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Ethan Etheridge is a financial advisor at RBC Capital Markets in San Francisco, holding Series 63 and Series 65 licenses with three years of industry experience. His prior roles include positions at Pruco Securities LLC, The Prudential Insurance Company of America, and Penn Mutual. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services, with strategies tailored to each client’s risk profile.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Brenton S

Series 66

San Francisco, CA

RBC Capital Markets

Brenton Schaffer is a financial advisor with RBC Capital Markets in San Francisco, holding a Series 66 designation. He has four years of experience at Merrill Lynch and two years at Wells Fargo, along with prior roles at Lyft and a recent transition period before joining RBC. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs with tailored investment strategies that utilize both in-house and third-party managers, supported by extensive capital-markets resources and integrated financial services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Gwenne B

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Gwenne Bacani is a financial advisor with RBC Capital Markets in San Francisco, holding Series 63 and Series 65 credentials and 19 years of industry experience. She has been with RBC Capital Markets since 2017 and previously worked at Banc of California, Inc and Devoe & Company, LLC. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, alongside access to alternative investments and integrated capital markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mark F

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Mark Friedman is a financial advisor with RBC Capital Markets in San Francisco, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. His previous roles include positions at First Republic Investment Management, First Republic Securities Company, and UBS Financial Services. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs that provide portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles and investment preferences.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Brian A

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Brian Addington is a financial advisor at RBC Capital Markets with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at City National Bank, First Republic Investment Management, Bank of America, and Merrill. Outside of his advisory role, he is a partner in a BBQ sauce manufacturing business and serves on the Board of Directors for the Stapleton School for the Performing Arts in Marin County. RBC Wealth Management, a division of RBC Capital Markets, serves a broad client base including individuals, institutions, pension plans, corporations, and charitable organizations. The firm offers various advisory programs providing portfolio management, financial planning, custody, and brokerage services tailored to clients’ risk profiles and preferences.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Roy M

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Roy Mendoza Jr. is a financial advisor at RBC Capital Markets with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Wells Fargo Clearing and UBS Financial Services. Mendoza is based in San Francisco, CA. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers various advisory programs with discretionary and non-discretionary portfolio management, tailoring strategies to clients' risk profiles using a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Farralon U

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Farralon Udom is a financial advisor at RBC Capital Markets with 12 years of industry experience. He holds the Series 63 and Series 65 designations. Prior to joining RBC in 2018, he worked at Tora Trading Services from 2012 to 2017. Udom serves as treasurer of the board of directors for the Delta San Francisco-Peninsula Foundation, a charitable organization focused on college scholarships and financial literacy education, where he manages financial records and oversees investment activities. RBC Wealth Management serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs and customizes portfolios using both in-house and third-party investment managers, incorporating strategies for tax management and responsible investing.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Eric H

CFA®, Series 66

San Francisco, CA

RBC Capital Markets

Eric Hager is a CFA® charterholder with 26 years of industry experience, currently with RBC Capital Markets in San Francisco since 2023. Prior to this, he worked at First Republic Investment Management, Inc. and FIRST REPUBLIC Securities Company, LLC from 2016 to 2023. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers various wrap fee advisory programs with tailored portfolio management and planning services, leveraging both in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Robert M

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Robert Marshall is a financial advisor at RBC Capital Markets with 42 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including City National Bank and Morgan Stanley. He is also involved with Osmium Spartan LP. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs offering portfolio management, financial planning, and brokerage services. The firm provides tailored investment strategies using both in-house and third-party managers, supported by RBC’s extensive capital markets capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Cooper J

Series 66

San Francisco, CA

RBC Capital Markets

Cooper Janssen is a financial advisor with RBC Capital Markets in San Francisco, holding a Series 66 designation and beginning his advisory career in 2023. Prior to joining the firm, he worked at Instacart and DoorDash and has been affiliated with California Polytechnic State University since 2019. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers a range of advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, supported by RBC’s capital markets capabilities and affiliated asset managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mark N

Series 66

San Francisco, CA

RBC Capital Markets

Mark Nickel is a financial advisor with RBC Capital Markets holding a Series 66 designation and 26 years of industry experience. He previously worked at First Republic Investment Management and First Republic Securities from 2016 to 2023. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individuals, institutions, and charitable organizations. The firm offers various wrap fee advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, complemented by integrated capital markets and lending capabilities.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Emmanuel C

Series 66

San Francisco, CA

RBC Capital Markets

Emmanuel Calayag Jr. is a financial advisor at RBC Capital Markets with 37 years of industry experience. He holds the Series 66 designation and has been with RBC Capital Markets Corporation since 2008 in San Francisco, CA. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs featuring discretionary and non-discretionary portfolio management, financial planning, and brokerage services, utilizing both in-house and third-party investment managers to tailor strategies according to clients’ risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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John G

Series 63, Series 66, Series 65

San Francisco, CA

RBC Capital Markets

John Green is a financial advisor with RBC Capital Markets in San Francisco, CA, holding Series 63, Series 65, and Series 66 licenses and bringing 30 years of industry experience. Prior to joining RBC in 2024, he spent 22 years with Charles Schwab & Co., Inc. and its affiliates. RBC Wealth Management serves a diverse client base including individual investors, institutions, corporations, and charitable organizations, offering a range of advisory programs that provide discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm employs tailored investment strategies using in-house and third-party managers, with options for tax management and responsible investing.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Nicole J

Series 63, Series 66

San Francisco, CA

RBC Capital Markets

Nicole Jones is a financial advisor with RBC Capital Markets in San Francisco, CA, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. She has been with RBC Capital Markets since 2008. Outside of her advisory role, Jones is a notary public. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers various wrap fee advisory programs tailored to clients’ risk profiles, utilizing both in-house and third-party investment managers with options for tax management and responsible investing.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Heather D

Series 66

San Francisco, CA

RBC Capital Markets

Heather Da Cunha is a financial advisor with RBC Capital Markets, holding a Series 66 designation and 18 years of industry experience. Prior to joining RBC in 2014, she worked at Oppenheimer, Waddell & Reed, and UBS Financial Services. Outside of her advisory role, she is an independent consultant for doTERRA, focusing on essential oils. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs and customizes investment strategies using both in-house and third-party managers, integrating tax management and responsible-investing options.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Thomas C

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Thomas Collins is a financial advisor at RBC Capital Markets with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at City National Bank and JPMorgan Chase, among other firms. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients with a range of advisory programs offering discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm integrates in-house and third-party investment managers and provides tailored strategies based on clients’ Advisory Risk Profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Thomas V

Series 63, Series 65

San Francisco, CA

RBC Capital Markets

Thomas Van Dyck is a financial advisor at RBC Capital Markets with 42 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at RBC Capital Markets since 2008 and City National Bank since 2017. Van Dyck serves on the board of directors for As You Sow, a nonprofit focused on corporate responsibility. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers a range of advisory programs with portfolio management and financial planning services tailored to clients’ risk profiles and investment preferences.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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James L

CFP®, Series 66

San Francisco, CA

RBC Capital Markets

James Lowe is a CFP® professional at RBC Capital Markets with three years of industry experience. Prior to joining RBC in 2025, he worked at Morgan Stanley from 2022 to 2025 and held positions at several other firms including Warner Pacific and Northwestern Mutual. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, corporations, and charitable organizations with customized advisory programs. The firm offers discretionary and non-discretionary portfolio management, financial planning, and brokerage services, utilizing a combination of in-house and third-party investment managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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