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Joseph C
Series 63, Series 65
Westlake, OH
RBC Capital Markets
Joseph Caruso Jr. is a financial advisor with RBC Capital Markets in Westlake, OH. He holds the Series 63 and Series 65 designations and has 52 years of industry experience. He has been with RBC Capital Markets Corporation since 2009. RBC Wealth Management serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs with tailored portfolio management and financial planning services, utilizing both in-house and third-party investment managers.
Scott G
Series 63, Series 65
Westlake, OH
RBC Capital Markets
Scott Giltinan is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. He has worked at RBC Capital Markets since 2009, preceded by roles at Ferris, Baker Watts, LLC and Prudential Equity Group, LLC. Outside of his advisory work, he served on the boards of directors for the Mariner Village Homeowners Association and the Mariner Village Condo Owners Association. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients—including individual investors, institutional clients, and charitable organizations—with tailored investment strategies and a variety of advisory programs that integrate in-house and third-party asset management solutions.
Brian S
Series 63, Series 65
Westlake, OH
RBC Capital Markets
Brian Sullivan is a financial advisor with RBC Capital Markets based in Westlake, OH, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. His previous roles include positions at UBS Financial Services Inc. and City National Bank. Outside of his advisory work, he owns and manages a part-time rental property in Hilton Head Island, SC. RBC Wealth Management serves a diverse range of clients including individual investors, institutions, and charitable organizations. The firm offers multiple wrap fee advisory programs and customizes investment strategies based on clients’ Advisory Risk Profiles, utilizing a combination of in-house and third-party managers along with various portfolio management options.
Samuel M
Series 63
Westlake, OH
RBC Capital Markets
Samuel Martello is a financial advisor at RBC Capital Markets with 39 years of industry experience. He holds the Series 63 designation and has worked previously at UBS Financial Services from 2006 to 2020 and at City National Bank since 2020. Martello engages with the community as a guest speaker on finance for Physician Assistant students at Baldwin Wallace University and serves as Co-Chair of the Alzheimer's Association Cleveland Chapter's A Celebration of Hope annual event. RBC Wealth Management, a division of RBC Capital Markets, provides investment advisory, financial planning, custody, and brokerage services to individual, institutional, corporate, and charitable clients. The firm employs tailored portfolio strategies and offers access to a range of in-house and third-party investment managers and specialized program structures.
Adrienne G
Series 66
Westlake, OH
RBC Capital Markets
Adrienne Gaves is a financial advisor at RBC Capital Markets with 10 years of industry experience. She holds a Series 66 designation and has worked at RBC Capital Markets since 2017, following prior roles at UBS Financial Services and Synergy Consulting Group. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves individual and institutional clients by offering a variety of advisory programs that include discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services. The firm customizes investment strategies based on client risk profiles, utilizing both in-house and third-party managers, and provides access to alternative investments and integrated lending solutions.
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