John Carl is a financial advisor with Rockefeller Financial LLC in Albany, NY, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. His prior work includes eight years at Janney Montgomery Scott followed by a two-year tenure there before joining Rockefeller Capital Management in 2025. Outside of his advisory role, he is involved with Boogie Fish Property LLC. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, as well as institutional clients, offering a range of portfolio management, financial planning, and consulting services. The firm operates with a Private Advisor model and integrates investment solutions across equities, fixed income, and alternatives, while uniquely maintaining broker-dealer registration and providing placement and investment banking services.

Buffy Leonard is a financial advisor at Rockefeller Financial LLC with 24 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Janney Montgomery Scott for 21 years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides portfolio management, financial planning, and consulting services, and operates as a registered broker-dealer offering securities transactions, variable insurance products, and placement and investment banking services through a Private Advisor model and a consolidated investment platform.