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John C

Series 63, Series 65

Independence, MO

SB Advisory, LLC

John Cadena is a financial advisor with SB Advisory, LLC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has operated as a self-employed securities consultant since 2018 and previously ran Cadena Securities Services, LLC from 2012 to 2018. In addition to his advisory work, he owns JC Regulatory Consulting LLC, a compliance consulting firm established in 2024. SB Advisory, LLC is an SEC-registered multi-team firm serving individuals, businesses, and retirement plans, managing approximately $1.1 billion for over 2,600 clients. The firm primarily provides non-discretionary advice, implementing investment strategies using mutual funds, ETFs, undervalued equities, and third-party managers through fundamental, technical, and qualitative analysis.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Tax strategies for small businesses General estate planning guidance Founder/Business Owner Executive
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