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John B
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
John Blair is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing eight years of industry experience. He has previously worked at LPL Financial LLC and Allstate Financial Services LLC, and maintains an active CPA practice providing tax preparation and accounting services. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm utilizes a combination of fundamental and technical analysis and provides access to sponsored advisory programs and third-party manager platforms.
James H
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
James Hawryluk is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. His career includes roles at WCG Wealth Advisors, LLC, Sovereign Wealth Advisors, LLC, LPL Financial, and Intrua Financial. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities. The firm manages diversified portfolios using a combination of analytical methods and offers both discretionary and non-discretionary services, including access to sponsored and platform-based programs.
Elisia P
Series 63
Houston, TX
Sovereign Wealth Advisors LLC
Elisia Pearson is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 63 license and 28 years of industry experience. She has been with Sovereign Wealth Advisors since 2015 and has worked at LPL Financial since 2009. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities, managing portfolios that may include ETFs, mutual funds, individual equities, and fixed-income securities using multiple analytical methods and regular account reviews.
William V
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
William Vaseliades is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked at Sovereign Wealth Advisors since 2015 and concurrently at LPL Financial since 2009. Outside of his advisory roles, he is involved in a photography business based in Houston. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities. The firm manages diversified portfolios using various analytical methods and offers comprehensive portfolio management, financial planning, and consulting services, implementing advice both directly and through multiple sponsored programs.
Stephen M
CFP®, Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Stephen Mchale is a CFP® with 28 years of industry experience, currently serving as a financial advisor at Sovereign Wealth Advisors LLC since 2017. He has also been associated with LPL Financial, LLC since 2014. Outside of his advisory role, he is active as a soccer referee in Houston, TX. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm combines fundamental and technical analysis with a variety of investment strategies and utilizes sponsored advisory programs and third-party manager platforms to meet client needs.
Martin P
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Martin Peskin is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has worked at LPL Financial LLC since 2005 and joined Sovereign Wealth Advisors in 2015. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients by offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis and offers a range of investment solutions including discretionary portfolio management and access to sponsored and third-party advisory programs.
Paul D
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Paul Dixon is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 credentials and over 35 years of industry experience. He has worked with Sovereign Wealth Advisors since 2015 and concurrently with LPL Financial since 2007. Outside of advisory work, he has participated in paid opinion research and market research activities. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities, managing portfolios that include ETFs, mutual funds, equities, and fixed-income securities using a mix of analytical methods. The firm offers ongoing portfolio management, written financial plans, retirement plan consulting, and access to sponsored and platform-based investment programs.
Neal B
Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Neal Britt is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 66 designation and possessing 24 years of industry experience. He has worked with LPL Financial since 2005 and has been with Sovereign Wealth Advisors since 2015. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities. The firm manages diversified portfolios using a combination of analytical methods and offers both direct management and access to multiple sponsored programs and third-party managers.
Phillip E
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Phillip Evans is a financial advisor at Sovereign Wealth Advisors LLC with 32 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at LPL Financial LLC since 2006. Evans has been with Sovereign Wealth Advisors since 2015, providing investment advisory services through this independent firm. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients, offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm combines fundamental and technical analysis with a variety of investment strategies and utilizes sponsored advisory programs and model portfolios to meet client needs.
Teresa T
Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Teresa Theobald is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 66 license and bringing 22 years of industry experience. She has worked at Sovereign Wealth Advisors since 2017 and previously spent five years at RBC Capital Markets. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities. The firm manages portfolios using a blend of analytical methods and offers comprehensive portfolio management, written financial plans, and access to various sponsored programs.
Jeff P
Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Jeff Peskin is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 66 designation and 25 years of industry experience. He has worked at Sovereign Wealth Advisors since 2015 and has been affiliated with LPL Financial since 2005. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis with a range of investment strategies and offers both commissionable and fee-based services.
Douglas Y
Series 63, Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Douglas Yauger is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has been with Sovereign Wealth Advisors since 2015 and has concurrently worked at LPL Financial since 2008. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm combines fundamental and technical analysis with a range of investment strategies and offers clients access to sponsored advisory programs and third-party manager platforms.
William B
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
William Bevill is a financial advisor at Sovereign Wealth Advisors LLC with 49 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Sovereign Wealth Advisors since 2015. Prior to that, he worked at LPL Financial LLC. Bevill serves as a board member of the non-profit Islander Athletic Fund in Corpus Christi, Texas. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm employs a combination of fundamental and technical analysis, offering a range of investment strategies and access to sponsored advisory programs and third-party manager platforms.
Daniel E
Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Daniel Eaton is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 66 designation and 21 years of industry experience. He has worked at Sovereign Wealth Advisors since 2015 and has been associated with LPL Financial LLC since 2007. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients by offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis in its investment approach and provides services including discretionary portfolio management, consulting engagements, and access to sponsored advisory programs and third-party manager platforms.
Matthew H
Series 63, Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Matthew Holder is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Sovereign Wealth Advisors since 2015 and has worked at LPL Financial LLC since 2007. Outside of finance, he has engaged in DJing for weddings and birthday parties. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients, offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis in its investment approach and provides access to sponsored advisory programs and third-party manager platforms.
Charles F
Series 63, Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Charles Fahy is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 66 licenses and bringing 53 years of industry experience. He has worked at LPL Financial LLC since 2004 and joined Sovereign Wealth Advisors in 2015. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients, offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis, discretionary portfolio management, and access to third-party manager platforms to tailor investment strategies.
Brandon G
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Brandon Gay is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX. He holds Series 63 and Series 65 designations and has 16 years of industry experience. Prior to joining Sovereign Wealth Advisors, he worked at LPL Financial for 10 years. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, trusts, retirement plans, and other entities. The firm employs a range of analytical methods across diversified portfolios and offers ongoing portfolio management, financial planning, and consulting services.
Robert L
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Robert Lee is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at Sovereign Wealth Advisors since 2017 and has concurrent experience with LPL Financial since 2014, as well as a prior role at Independent Bank. Additionally, he serves as an adjunct professor at Houston Community College. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm combines fundamental and technical analysis in its investment approach and offers a broad range of services, including access to sponsored advisory programs and third-party manager platforms.
Stephen B
Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Stephen Barber is a financial advisor at Sovereign Wealth Advisors LLC in Houston, TX, with 23 years of industry experience. He holds the Series 66 designation and has worked at Sovereign Wealth Advisors since 2015 and LPL Financial since 2009. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients by offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis, employs various investment strategies, and provides access to sponsored advisory programs and third-party manager platforms.
Stephen H
Series 63
Houston, TX
Sovereign Wealth Advisors LLC
Stephen Hall is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 63 designation and bringing 33 years of industry experience. He previously worked at LPL Financial and Cetera, with a long tenure at Cetera Advisor Networks LLC. Outside of his advisory role, he is involved with Huckleberry Ventures, LLC, a business entity for tax and investment purposes. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients, offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis, provides discretionary portfolio management, and utilizes various third-party advisory platforms and model portfolios.
David S
CFP®, Series 66
Houston, TX
Sovereign Wealth Advisors LLC
David Spann is a CFP® professional with 15 years of experience in financial advising, currently serving at Sovereign Wealth Advisors LLC since 2015. He also maintains a role with LPL Financial, where he has worked since 2010. Spann holds a Series 66 license and is involved in providing non-variable insurance products, including life, disability, and fixed annuities. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis with various investment strategies and offers access to sponsored advisory programs and third-party manager platforms.
Bradley B
Series 63, Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Bradley Bowman is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. His prior roles include positions at LPL Financial, Intrua Financial, Cetera, and Prosperity Bank. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, retirement plan consulting, and educational seminars. The firm combines fundamental and technical analysis with a variety of investment strategies and offers access to sponsored advisory programs and third-party manager platforms.
Paul W
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Paul Wobbe is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at Sovereign Wealth Advisors since 2015 and has been associated with LPL Financial since 2009. Sovereign Wealth Advisors, LLC serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis for investment decisions and offers a broad range of services, including sponsored advisory programs and third-party manager platforms.
Frank S
Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Frank Sarubbi is a financial advisor at Sovereign Wealth Advisors LLC in Houston, TX, with 26 years of industry experience. He holds the Series 66 designation and has worked at Sovereign Wealth Advisors since 2015 and LPL Financial since 2007. Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals, including high-net-worth clients, trusts, retirement plans, and other entities. The firm offers comprehensive portfolio management, written financial plans, retirement plan consulting, and educational seminars, using a mix of analytical methods and discretionary authority where granted.
Russell G
Series 63, Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Russell Gebhard is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with Sovereign Wealth Advisors since 2015 and has also worked with LPL Financial since 2005. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients, offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm employs a range of investment strategies and utilizes both proprietary and third-party manager programs to meet client needs.
Tomiko A
Series 65
Houston, TX
Sovereign Wealth Advisors LLC
Tomiko Arthur is a financial advisor at Sovereign Wealth Advisors LLC in Houston, TX, holding a Series 65 designation with seven years of industry experience. Her prior roles include positions at Americana Partners, LLC, Mariner Wealth Advisors, Robert Baird & Co., Mercer Global Advisors Inc., and Kanaly Trust. Sovereign Wealth Advisors serves individuals, trusts, retirement plans, and corporate clients, offering portfolio management, financial planning, retirement-plan consulting, and educational seminars. The firm uses a combination of fundamental and technical analysis and provides a broad range of services including discretionary portfolio management and access to sponsored advisory programs and third-party manager platforms.
Stephen P
Series 63, Series 66
Houston, TX
Sovereign Wealth Advisors LLC
Stephen Petty is a financial advisor with Sovereign Wealth Advisors LLC in Houston, TX, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has been with LPL Financial since 2011. Outside of advising, he owns Aztec Investment Properties, LLC, a business involved in buying and selling residential real estate. Sovereign Wealth Advisors LLC serves individuals, trusts, retirement plans, and corporate clients by providing portfolio management, financial planning, and retirement-plan consulting. The firm uses a combination of fundamental and technical analysis and offers both comprehensive and wrap fee portfolio management, as well as educational seminars and consulting engagements.
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