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Alberto N

Series 66

Little Rock, AR

Stephens

Alberto Nunez Garcia is a financial advisor at Stephens with six years of industry experience. He holds a Series 66 designation and has worked at several firms, including Merrill, Advisor Group, and Arvest Wealth Management. Outside of his advisory work, he is a member and creator of Imagine That AI LLC, an app development venture focused on generating art using artificial intelligence. Stephens is a multi-team investment adviser with approximately 243 advisors managing around $18 billion in assets. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory services, brokerage, investment banking, and research-driven investment strategies.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Seth M

Series 63, Series 65

Little Rock, AR

Stephens

Seth Middleton is a financial advisor at Stephens with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked primarily at Stephens since 2020, with prior experience at Colliers, Splash, Vector Marketing, and in education. Outside of his advisory role, he is a limited partner in an investment-related venture focused on both public and private investments. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and also provides municipal advisory and investment banking services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Andrew C

Series 66

Little Rock, AR

Stephens

Andrew Calvert is a financial advisor at Stephens with seven years of industry experience. He holds a Series 66 designation and has worked at Stephens since 2018, with prior experience at Carr, Riggs & Ingram, LLC and Grant Thornton LLP. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering discretionary and non-discretionary management through a range of advisory programs supported by bottom-up equity research and committee-driven asset allocation.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Jack K

Series 63, Series 65

Little Rock, AR

Stephens

Jack Kincannon is a financial advisor at Stephens in Little Rock, AR, holding Series 63 and Series 65 licenses with three years of industry experience. His career includes roles at Arvest Wealth Management, Arvest Bank, and prior work involving the U.S. Senate and the University of Arkansas. He is dually employed by Arvest Bank’s Trust Department, dividing his time equally between Arvest Bank and Arvest Wealth Management. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, high-net-worth clients, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory services, brokerage, investment banking, and custody platforms, combining research-driven equity strategies with committee-led asset allocation and advising on private equity and alternative investments when appropriate.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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William F

Series 63, Series 65

Little Rock, AR

Stephens

William Franks is a financial advisor at Stephens with 40 years of industry experience. He holds Series 63 and Series 65 designations and has been with Stephens in various capacities since 1994. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individual clients, retirement plans, foundations, corporations, and institutional clients. The firm provides advisory and brokerage services, investment banking, custody, and wrap program platforms, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Allan T

Series 63, Series 65

Little Rock, AR

Stephens

Allan Tucker Jr. is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 designations and bringing 49 years of industry experience. He has been with Stephens since 1996. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory, brokerage, and investment banking services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Jonathan F

Series 63, Series 65

Little Rock, AR

Stephens

Jonathan Finley is a financial advisor at Stephens in Little Rock, AR, holding Series 63 and Series 65 designations with 24 years of industry experience. He has been with Stephens Inc since 2007. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers comprehensive investment and brokerage services, combining bottom-up equity research with committee-driven asset allocation across various advisory programs.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Warren H

Series 66

Little Rock, AR

Stephens

Warren Hefley is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. His prior background includes roles in various educational institutions and athletic departments. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of advisory and brokerage services and employs a combination of bottom-up equity research and committee-driven asset allocation.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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John M

Series 66

Little Rock, AR

Stephens

John Murphy is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 credential with eight years of industry experience. He has worked at Stephens since 2018 and was previously employed at Golden Eagle of Arkansas from 2016 to 2018. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation, and provides municipal advisory and investment banking services uncommon among peer firms.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Nina V

Series 66

Little Rock, AR

Stephens

Nina Vincent is a financial advisor with Stephens in Little Rock, AR, holding a Series 66 designation and eight years of industry experience. She has been with Stephens since 2013. Stephens is a multi-team investment adviser with approximately 243 advisors and around $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, financial planning, brokerage, investment banking, and research services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Mimi H

CFA®, Series 66

Little Rock, AR

Stephens

Mimi Hurst is a CFA® charterholder and holds a Series 66 license, with 24 years of experience in the financial industry. She has been with Stephens in Little Rock, AR, since 2001. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of discretionary and non-discretionary management strategies, combining bottom-up equity research with committee-driven asset allocation, and provides additional services including brokerage, investment banking, custody, and municipal advisory.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Molly I

Series 66

Little Rock, AR

Stephens

Molly Ingram is a financial advisor at Stephens with 13 years of industry experience. She holds a Series 66 designation and has been with Stephens since 2011. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, investment banking, and custody services supported by equity research and diversified investment strategies.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Christian H

Series 66

Little Rock, AR

Stephens

Christian Harrod is a financial advisor at Stephens in Little Rock, AR, with four years of industry experience. He holds a Series 66 designation and has worked at Stephens since 2021. His prior experience includes roles at Centennial Bank and managing Harrod Law Office. Stephens is a multi-team investment adviser with about 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, and investment banking services supported by in-house equity research and a committee-driven investment process.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Laura M

Series 66

Little Rock, AR

Stephens

Laura Meek is a financial advisor at Stephens with a Series 66 designation and three years of industry experience. Her career includes roles at Stephens Inc. and self-employment as a compliance consultant. She is also the managing member of a family farming LLC. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers discretionary and non-discretionary management across various advisory programs, combining bottom-up equity research with committee-driven asset allocation and advising on private equity and alternative investments.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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John G

Series 63, Series 65

Little Rock, AR

Stephens

John Grobmyer is a financial advisor at Stephens with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with Stephens in various roles since 2001. Outside of his advisory work, he is a member and partial owner of Rockbridge Partners, LLC, a real estate investment entity. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm combines bottom-up equity research with committee-driven asset allocation and offers a range of advisory, brokerage, investment banking, and custodial services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Andrew M

Series 66

Little Rock, AR

Stephens

Andrew Miller is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. Prior to joining Stephens, he worked at Morgan Stanley and has multiple years associated with the University of the South in various roles. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Leigh B

Series 63, Series 65

Little Rock, AR

Stephens

Leigh Biernat is a financial advisor at Stephens in Little Rock, AR, holding Series 63 and Series 65 designations with 11 years of industry experience. Biernat has been with Stephens since 2015. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers discretionary and non-discretionary management across a range of advisory programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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William P

Series 63, Series 66

Little Rock, AR

Stephens

William Pollock is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 66 licenses and seven years of industry experience. His career includes roles at Stephens Inc. and JPMS, as well as five years at the University of Arkansas. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of discretionary and non-discretionary management programs, combining bottom-up equity research with committee-driven asset allocation, and provides brokerage, investment banking, municipal advisory, and other financial services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Kelle P

Series 66

Little Rock, AR

Stephens

Kelle Parton is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with 13 years of industry experience. She has been with Stephens since 2011, working continuously across multiple roles within the firm. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers both discretionary and non-discretionary management through a variety of advisory programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Charles H

Series 66

Little Rock, AR

Stephens

Charles Huitt is a financial advisor at Stephens with 20 years of industry experience. He holds the Series 66 designation and has been with Stephens since 2011, having previously worked there from 2000 to 2006. The firm is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. Stephens offers a broad range of advisory, brokerage, and investment banking services, combining equity research with committee-driven asset allocation and also provides municipal advisory and pension trust programs.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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