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Michael M
Series 63, Series 66
Birmingham, AL
Stonex Advisors Inc.
Michael Murray is a financial advisor with StoneX Advisors Inc. in Birmingham, AL, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. His prior roles include positions at Protective Life Insurance Company, LPL Enterprise, LLC, and various StoneX affiliates. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, ERISA consulting, and annuity allocation through a combination of independent advisors and an in-house Private Client Group. The firm employs a range of proprietary and third-party investment solutions, supported by multiple platforms for portfolio implementation and tax-aware services.
Robert E
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Robert Erickson is a financial advisor with StoneX Advisors Inc. in Birmingham, Alabama, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He previously worked at Quest Capital Strategies, Inc. and Pruco Securities LLC/The Prudential Insurance Company of America. Erickson is also president of EMG Financial Services LLC, an insurance agency. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, ERISA plan consulting, and related services. The firm utilizes a combination of independent advisors, in-house groups, and multiple investment platforms to deliver tailored strategies and support varied client needs.
Heather S
Series 66
Birmingham, AL
Stonex Advisors Inc.
Heather Smith is a financial advisor with StoneX Advisors Inc. based in Birmingham, AL. She holds a Series 66 designation and has one year of industry experience. Prior to joining StoneX, she worked at StoneX Securities Inc. for four years and has held various roles outside the financial sector. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, and consulting services through independent advisors and an in-house Private Client Group. The firm employs model-based solutions and third-party money managers to implement customized investment strategies.
Pelham H
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Pelham Henry III is a financial advisor at StoneX Advisors Inc. with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has been with StoneX Advisors since 2016, previously working at StoneX Securities Inc. and Colonial Asset Management Inc. Outside of his advisory role, Henry is involved in various activities including co-owning a small working farm, serving on the City of Fairhope Airport Authority Board, and participating in the finance committee of St. James Episcopal Church. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, and consulting services. The firm uses a combination of advisor-managed portfolios, proprietary models, and third-party managers to implement investment strategies across multiple account structures.
Colin W
Series 66
Birmingham, AL
Stonex Advisors Inc.
Colin Winkler is a financial advisor with StoneX Advisors Inc. in Birmingham, AL, holding a Series 66 designation and eight years of industry experience. He has been affiliated with various StoneX entities since 2016 and previously worked at Sterne Agee Financial Services, Inc. Winkler operates his independent representative business under the name Winkler Hiznay & Associates. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering discretionary and non-discretionary portfolio management, financial planning, and related consulting services. The firm utilizes a range of advisor-managed portfolios, proprietary models, and third-party money managers, supported by integrated clearing, custody, and lending capabilities through its affiliation with StoneX Group.
Ernest J
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Ernest Jordan is a financial advisor with Stonex Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has worked at several firms including Voya Financial Partners, MSI Financial Services, and First Allied Advisory Services. In addition to his advisory role, he is a managing partner at Stone Financial Group LLC, focusing full-time on this activity. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and consulting services. The firm offers a range of implementation strategies through advisor-managed portfolios, model solutions, and third-party money managers, supported by integrated clearing and custody capabilities through its affiliation with StoneX Group.
Kenneth P
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Kenneth Peavy is a financial advisor with Stonex Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He has worked at Stonex Advisors Inc. and StoneX Securities Inc. since 2018 and previously held roles at Max Federal Credit Union and LPL Financial. Peavy serves as a board member of The Cloverdale Playhouse, a community theater in Montgomery, AL. Stonex Advisors Inc. provides portfolio management, financial planning, ERISA consulting, and related services to individuals, corporations, retirement plans, and charitable organizations. The firm utilizes model-based and advisor-managed portfolios and works with third-party money managers, supported by integrated platforms for portfolio implementation and tax-aware strategies.
Craig T
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Craig Trojahn is a financial advisor with Stonex Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and with 31 years of industry experience. He has been with Stonex Advisors and Stonex Securities since 2019 and also owns CWT Financial, a business focused on promoting his independent advisory services and offering insurance sales. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, providing portfolio management, financial planning, and consulting through a combination of independent advisors and an in-house Private Client Group. The firm employs a variety of investment strategies and platforms, supported by its affiliation with StoneX Group and its broad operational capabilities.
Audie R
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Audie Rea is a financial advisor at StoneX Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses with 41 years of industry experience. His prior work includes roles at Stifel Nicolaus & Co Inc and BancorpSouth Investment Services, Inc. Outside of advising, he is president and owner of Pinetucky Farms, where he handles farming operations. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and consulting services, utilizing both proprietary and third-party investment strategies across various account structures.
Jeffery R
Series 63
Birmingham, AL
Stonex Advisors Inc.
Jeffery Riley is a financial advisor at StoneX Advisors Inc. in Birmingham, AL, with 27 years of industry experience. He holds a Series 63 designation and has worked at firms including Charles Schwab and L&R Wealth Management. Outside of his advisory role, he serves as an outside agent for United Healthcare in a limited capacity. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA consulting, and related services. The firm employs a combination of independent advisors and an in-house Private Client Group, using various platforms and third-party managers to implement tailored investment strategies.
Peter S
Series 66
Birmingham, AL
Stonex Advisors Inc.
Peter Saab is a financial advisor at StoneX Advisors Inc. with one year of industry experience. He holds the Series 66 credential and has previously worked at NextSite, LLC and Chance Partners. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing discretionary and non-discretionary portfolio management, financial planning, ERISA plan consulting, and related services. The firm uses a variety of advisor-managed portfolios, proprietary models, and third-party money managers to implement customized investment strategies.
Thomas N
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Thomas Newbauer is a financial advisor with Stonex Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He worked at Quest Capital Strategies, Inc. from 2001 to 2019 before joining StoneX Advisors Inc. and StoneX Securities Inc. in 2019. He serves as a trustee for the Thomas Newbauer Family Number Three Limited Partnership, where he monitors equity transactions. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA consulting, and related services through independent financial advisors and an in-house Private Client Group. The firm uses a range of strategies and platforms including proprietary models and third-party money managers, supported by its affiliation with StoneX Group and its integrated clearing and custody capabilities.
Charles B
Series 65
Birmingham, AL
Stonex Advisors Inc.
Charles Bridges is a financial advisor at StoneX Advisors Inc. in Birmingham, AL. He holds a Series 65 designation and has one year of industry experience. Prior to joining StoneX, Bridges worked at Ridgeway Landscaping and Regions, and he attended the University of Alabama at Birmingham. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with discretionary and non-discretionary portfolio management, financial planning, and consulting services. The firm utilizes various account structures and model-based solutions, offering investment strategies through advisor-managed portfolios, proprietary models, and third-party money managers.
Judson S
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Judson Smith is a financial advisor with StoneX Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and 40 years of industry experience. He previously worked at Intl Advisory Consultants Inc., Wells Fargo Clearing, and Prudential Equity Group, LLC. Outside of his advisory role, he also works as a school bus driver. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations through discretionary and non-discretionary portfolio management, financial planning, and related consulting services. The firm utilizes advisor-managed portfolios, proprietary models, and third-party money managers, supported by integrated clearing and custody capabilities through the StoneX Group.
Joel F
Series 66
Birmingham, AL
Stonex Advisors Inc.
Joel Fishman is a financial advisor at StoneX Advisors Inc. based in Birmingham, Alabama, holding a Series 66 credential with nine years of industry experience. He has worked at StoneX Advisors Inc. and StoneX Securities Inc. since 2019. In addition to his advisory role, he operates an independent insurance agency, Fishman Financial, which focuses on insurance sales. StoneX Advisors Inc. serves individual, corporate, retirement plan, and charitable clients, offering portfolio management, financial planning, ERISA plan consulting, and related services. The firm combines independent financial advisors and an in-house Private Client Group, employing various portfolio implementation platforms and third-party money managers.
Watson K
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Watson Kennedy is a financial advisor with StoneX Advisors Inc. based in Birmingham, AL, holding Series 63 and Series 65 licenses and five years of industry experience. His career includes roles at StoneX Securities Inc., TA Services, Bass Pro Shops, and The Prudential Insurance Company of America. StoneX Advisors serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services. The firm employs a mix of independent advisors and an in-house Private Client Group, utilizing various account structures and model-based solutions for clients.
Robert G
Series 63, Series 66
Birmingham, AL
Stonex Advisors Inc.
Robert Graham is a financial advisor at StoneX Advisors Inc. in Birmingham, AL, with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has been with StoneX Advisors and its affiliated broker-dealer since 2019. In addition to his advisory role, he has served as a power of attorney for financial transactions and related legal matters. StoneX Advisors serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, and ERISA plan consulting through a combination of independent advisors and an in-house Private Client Group. The firm employs a variety of model-based and third-party management solutions and operates as part of StoneX Group, which offers integrated clearing, custody, and lending services.
Taylor F
Series 66
Birmingham, AL
Stonex Advisors Inc.
Taylor Fann is a financial advisor with StoneX Advisors Inc. in Birmingham, AL. He holds a Series 66 designation and has two years of industry experience. Prior to his current role, he has held positions with StoneX Group Inc. and StoneX Securities Inc., as well as work experience outside of finance at Topgolf and the University of Alabama at Birmingham. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, ERISA consulting, and related services through a combination of independent advisors and an in-house Private Client Group. The firm utilizes various portfolio implementation platforms and provides model-based solutions with opportunities for clients to impose investment restrictions and receive periodic reviews.
John M
Series 63, Series 66
Birmingham, AL
Stonex Advisors Inc.
John Mccarthy is a financial advisor at StoneX Advisors Inc. with 29 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Morgan Stanley and Quest Capital Strategies, Inc. In addition to his advisory role, he is an independent insurance agent specializing in life and health products. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA consulting, and related services. The firm utilizes a range of investment strategies and platforms, including advisor-managed portfolios and third-party money managers, supported by its affiliation with StoneX Group and integrated operational capabilities.
Mark B
Series 63, Series 65
Birmingham, AL
Stonex Advisors Inc.
Mark Braverman is a financial advisor with StoneX Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. He has worked at StoneX Advisors and StoneX Securities since 2019 and has been involved with EMark Financial since 2008. Outside of his advisory roles, he is the owner of EMark Financial, which sells and services insurance products including life, health, and annuities. StoneX Advisors serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA consulting, and annuity allocation. The firm combines independent financial advisors and an in-house Private Client Group, implementing strategies through various portfolios, proprietary models, and third-party managers using multiple platforms.
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