Hardie Barr Jr. is a financial advisor at UBS Financial Services in Austin, TX, holding Series 63 and Series 65 credentials with 42 years of industry experience. He has been with UBS since 2009. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services, providing a broad range of investment and capital markets solutions.

Cary Clevenger is a financial advisor at UBS Financial Services in Austin, TX, holding the Series 66 designation with five years of industry experience. Prior to his current role beginning in 2019, his work history includes positions outside of finance. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services, offering custody, underwriting, and capital markets solutions alongside advisory services.

Heather Dempsey is a financial advisor at UBS Financial Services with 25 years of industry experience. She holds Series 63 and Series 65 licenses. Her career includes multiple tenures at UBS Financial Services, as well as a brief period at Morgan Stanley. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, employing proprietary research and model-based asset allocations. The firm combines institutional trading capabilities with wealth management services and offers a broad range of financial solutions including fee-based planning, portfolio management, and capital markets services.

Thomas Bray is a financial advisor at UBS Financial Services with 23 years of industry experience. He holds the CFP® and Series 66 designations. Prior to joining UBS in 2025, he worked at Morgan Stanley and its affiliated private banking entities from 2009 through 2025. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory products.

Ryan Miller is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 licenses and five years of industry experience. Prior to UBS, he worked at Charles Schwab and Purshe Kaplan Sterling Investments. Outside of his advisory work, he has worked as a delivery driver for DoorDash and UberEats. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client strategies.

Kyle Gauthreaux is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 credentials and bringing 34 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he serves on the Board of Directors for Dell Children's Medical Center of Central Texas, where he participates in fundraising efforts. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans to clients’ goals. The firm integrates institutional trading capabilities with wealth management services.

Grace Pena is a financial advisor at UBS Financial Services with three years of industry experience. She holds a Series 66 designation and has worked in various roles, including positions in parks and recreation departments and arts organizations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services.

Jan O'Connell is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and totaling 20 years of industry experience. She has been with UBS Financial Services Inc. since 2006. Outside of her advisory role, she is involved in product sales and promotion related to grocery stores through Pita Pal Industries, Inc. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor plans. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and financial planning services.

Paul Douglas is a CFP®-designated financial advisor with 18 years of industry experience, currently with UBS Financial Services in Austin, TX, where he has worked since 2009. He serves on the Board of the University of Akron National Alumni Association, supporting the university’s community and alumni initiatives. UBS Financial Services provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering fee-based financial planning, portfolio management, and a range of capital markets and wealth management solutions. The firm integrates proprietary research and institutional trading capabilities to tailor investment strategies to clients’ goals and risk profiles.

David Schoen is a CFP® and Series 66 designee with 10 years of industry experience, currently serving as a financial advisor at UBS Financial Services in Austin, TX. He has been with UBS since 2015. Outside of his advisory role, he is the treasurer of an agricultural LLC involved in leasing rural land to farmers, hunters, and oil and gas companies. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary capital market research with tailored portfolio management and financial planning services. The firm operates across multiple capacities, including brokerage, investment advisory, and futures commission merchant activities.

Elisabeth Bailey is a CFP® with 20 years of industry experience, currently serving as a financial advisor at UBS Financial Services since 2025. She previously worked for 16 years at Morgan Stanley Smith Barney LLC. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, combining institutional trading capabilities with wealth management. The firm offers a range of services including fee-based financial planning, portfolio management, and capital markets activities supported by proprietary research and model-based asset allocations.

Jacob Edzards is a financial advisor at UBS Financial Services with five years of industry experience. He holds a Series 66 designation and has worked at First Trust Advisors L.P., First Trust Portfolios L.P., UBS, Haggard Land Company, and Bank of America Merrill Lynch. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Drew Freides is a Series 66 registered financial advisor with UBS Financial Services in Los Angeles, CA, with 25 years of industry experience. He has been with UBS since 2009. Outside of his advisory role, he serves on the board of directors for Villa de Vida, an assisted living facility for adults with developmental disabilities, and participates on investment committees for the San Diego Yacht Club and the United States Sailing Foundation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides access to proprietary research and capital markets expertise.

Garret Elder is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation. Prior to his advisory role, he worked at JBS USA and has experience with several other organizations, including Donny's Moving Services LLC and Frazee Construction. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering a broad range of capital markets and research resources.

Peggy Godwin is a Series 63-licensed financial advisor with UBS Financial Services in Austin, TX, where she has worked since 2000. She has 43 years of industry experience. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Lori Farkas is a financial advisor at UBS Financial Services with 32 years of industry experience. She holds Series 63 and Series 66 designations and has been with UBS and its predecessor, Paine Webber Inc., since 1990. Outside of her advisory role, she is involved with multiple companies specializing in mystery shopping and customer experience research. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor client plans and provides a broad array of financial products and capital markets services.

Gregg Abernathy is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has worked at UBS since 2008 and has been affiliated with the Walter A. Haas School of Business since 1993. Outside of his advisory role, he is a sole proprietor of Angier Vineyards, a limited wine sales business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven advice tailored to clients’ goals and risk tolerances.

Saina Yadlapalli is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and seven years of industry experience. She has been with UBS since 2019 and previously worked at New York University from 2015 to 2019. UBS Financial Services Inc. serves individual, corporate, and institutional clients by providing brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor financial plans.

William Lawes is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and 12 years of industry experience. Prior to joining UBS in 2024, he worked at Morgan Stanley in various capacities from 2013 to 2024. Outside of his advisory work, Lawes is the author of two fiction novels and a poetry book, which are publicly available, and he is developing a screenplay based on his writings. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services, offering fee-based financial planning, portfolio management, and capital markets solutions.

Joshua Pottinger is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with UBS since 2008. Outside of his advisory role, he is a partner in a mobile outdoor kitchen business and serves on the Board of Directors for Make a Wish Central and South Texas. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, leveraging proprietary research and model-based asset allocations to tailor plans according to clients' goals and risk tolerances. The firm combines institutional trading capabilities with wealth management and offers additional capital markets and banking services.

Nancy Kilby is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 66 designations and 14 years of industry experience. She has been with UBS Financial Services Inc. since 2006. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides a range of financial planning and portfolio management solutions tailored to clients’ goals and risk tolerances.

Cody Ross is a financial advisor at UBS Financial Services with Series 66 credentials and recent industry experience beginning in 2026. Prior to joining UBS, he worked at Extraco Banks and Community Bank & Trust, and held roles at Altus Analytics Group and Baylor University. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing a combination of proprietary research, model-based asset allocations, and capital market assumptions to tailor financial plans and portfolio management.

Jennifer Ward is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and 17 years of industry experience. She has worked at UBS Financial Services since 2007, with a brief tenure at Venturi Private Wealth in 2026. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to customize client plans.

Matthew Rappaport is a financial advisor at UBS Financial Services with eight years of industry experience. Prior to joining UBS in 2018, he worked at McKool Smith, PC. Outside of his advisory role, he manages MBR Innovations LLC, a company that holds inventions and patents. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Derek Nelson is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has worked at UBS since 2021 and previously was with J.P. Morgan Securities for 14 years. Outside of advising, he owns a vacation property in Costa Rica that he rents via VRBO when not in use. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary research and model-based strategies to tailor financial plans. The firm combines wealth management with institutional trading capabilities and offers a broad range of capital markets and lending services.

Kyle Douglas is a financial advisor at UBS Financial Services with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has been with UBS since 2016. Outside of his advisory role, he plays bass in a band called Walkabouts that occasionally performs for pay. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management. The firm offers fee-based financial planning, portfolio management, and a range of capital markets services tailored to clients’ goals and risk tolerances.

Douglas Carroll is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and 20 years of industry experience. He has been with UBS since 2005. Carroll serves on a committee for the Certified Financial Planner Board of Standards, contributing to the development of board exam questions. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, using proprietary research and model-based asset allocations to tailor client strategies.

Jennifer Bass is a financial advisor at UBS Financial Services with 14 years of industry experience. She has been with UBS since 2012 and holds the Series 63 and Series 66 designations. UBS Financial Services serves individual, corporate, and institutional clients, offering brokerage and investment advisory services including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor strategies to clients' goals and risk tolerances.

Shoba Sriaiyer is a financial advisor at UBS Financial Services with 20 years of industry experience. She holds a Series 66 designation and has been with UBS since 2013. Sriaiyer serves as Programs Committee Chair for the Women's Business Exchange of Puget Sound and is on the board of directors for The Youth Development Project Inc., a nonprofit supporting disadvantaged children in India. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services to tailor investment plans based on proprietary research and capital market assumptions.

Peter Prophit is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with UBS since 2009. Outside of his advisory role, he manages private wealth transfer trusts that hold and plan to diversify a private company stock position. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, offering a broad range of capital markets and research resources to tailor client solutions.

James Dell is a financial advisor at UBS Financial Services in Austin, TX, holding a Series 66 designation with four years of industry experience. He previously worked at Morgan Stanley and Equitable Advisors. His background also includes a range of non-financial roles, including involvement with several soccer clubs and a barbecue business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing proprietary research and model-based asset allocations to tailor client plans. The firm combines institutional trading capabilities with wealth management services and provides a broad range of financial products and capital markets solutions.

Kelly Rutherford is a financial advisor at UBS Financial Services with 26 years of industry experience. She has been with UBS since 2008 and holds Series 63 and Series 65 licenses. Outside of her advisory role, she serves on the Round Rock High School Band Booster Board in Texas. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Sandra Jarman is a financial advisor at UBS Financial Services with one year of industry experience. She previously worked at The Well Creative Productions and BKD, LLP. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances.

Leigh Mclafferty is a Series 66-licensed financial advisor based in Austin, TX, with 19 years of industry experience. He joined UBS Financial Services in 2025 after 16 years at Morgan Stanley. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Samuel Duckett is a financial advisor at UBS Financial Services with six years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney LLC. Prior to his career in finance, he worked at Beyondsoft Consulting, Inc. for four years. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings. The firm integrates institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor investment strategies to clients' goals and risk tolerances.

Francois Du Pasquier is a financial advisor at UBS Financial Services with a Series 66 designation and over 19 years of industry experience. He previously worked at Citi Global Wealth from 2005 to 2024 and was affiliated with Messorio Management LLC for one year prior to joining UBS. Outside of his advisory role, he is involved in managing personal real estate assets through LLCs jointly held with his wife. UBS Financial Services serves individual, corporate, and institutional clients through a blend of brokerage and investment advisory services. The firm offers financial planning, portfolio management, and access to capital markets, utilizing proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

Laura Moellering is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 63 designation and bringing 44 years of industry experience. She has been with UBS since 2009. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor financial plans and portfolio management. The firm integrates institutional trading capabilities with wealth management services, providing a broad range of capital markets and fiduciary solutions.

Spencer Moore is a financial advisor at UBS Financial Services with eight years of industry experience. He holds the Series 66 designation and previously worked at First Trust Advisors L.P., First Trust Portfolios L.P., Chickasaw Capital Management, and Rhodes College. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, utilizing proprietary capital market research and model-based asset allocations to tailor investment strategies. The firm combines institutional trading capabilities with wealth management services, offering a diverse platform that includes fee-based financial planning, portfolio management, and capital markets activities.

Jamal Morris is a financial advisor at UBS Financial Services with 13 years of industry experience. He holds Series 63 and Series 66 designations and has worked at firms including Ameriprise, Wells Fargo Clearing, JPMorgan Chase Bank, Morgan Stanley, Bank of America, and Merrill. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and using proprietary research and model-based asset allocation to tailor plans to clients’ goals and risk tolerances.

Kamron Praytor is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 66 credentials and bringing 25 years of industry experience. He has been associated with UBS Financial Services since 1999 and Painewebber Inc. since 2000. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment solutions.

Jason Chirogianis is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with UBS Financial Services since 2008. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a range of capital markets and research resources to support client strategies.

Stephen Riebe is a financial advisor with UBS Financial Services in Austin, TX, holding the ChFC® designation and Series 63 and 65 licenses. He has 42 years of industry experience and has been with UBS since 2011. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary capital market research with tailored financial planning and portfolio management. The firm operates both as a broker-dealer and a futures commission merchant, integrating institutional trading capabilities with wealth management services.

David Wright is a financial advisor with UBS Financial Services in Austin, TX, holding a Series 66 designation and bringing 20 years of industry experience. He has been with UBS since 2015. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and provides access to proprietary research and affiliated banking and lending programs.

Mark Moore is a financial advisor with UBS Financial Services in Austin, TX, holding Series 63 and Series 65 designations and having 37 years of industry experience. He has been with UBS since 1989. Moore serves on the Investment Committee for the Endowment Fund at the Regents School of Austin. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor client solutions.

Ryan Turner is a financial advisor at UBS Financial Services with one year of industry experience. He holds the Series 66 credential and is based in Austin, Texas. Prior to joining UBS, his work history includes roles outside the financial sector and periods of full-time education. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a broad range of capital markets services.

Zachary Sampson is a financial advisor at UBS Financial Services with seven years of industry experience. He holds the Series 66 designation and has worked at several firms including Sagepoint Financial and The Mather Group. Prior to his financial career, he was involved with Zuzu's Petals & Gifts. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans to clients’ goals. The firm integrates institutional trading capabilities with wealth management services and offers a broad range of capital markets and financial planning solutions.