Max Montgomery is a Series 66-licensed financial advisor at UBS Financial Services in Chicago, with four years of industry experience. His background includes roles at Cresco Labs, H&R Block, and the University of Kansas. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, employing proprietary market research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services.

Cara Kelley Reese is a financial advisor with UBS Financial Services in Chicago, IL, holding a Series 66 designation and seven years of industry experience. She has been with UBS in various roles since 2016, including her current position since 2018. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocations with a broad range of financial products. The firm integrates institutional trading capabilities with wealth management and offers fiduciary financial planning alongside capital markets and banking services.

Noelle Bond is a financial advisor at UBS Financial Services in Chicago, IL, with 10 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Charles Schwab and optionsXpress. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and asset allocation models to tailor client solutions.

Alexis Saed is a financial advisor at UBS Financial Services in Chicago, IL, holding Series 63 and Series 65 designations with 29 years of industry experience. He has been with UBS Financial Services since 2009. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Kristan Rowland is a CFA® charterholder and holds Series 63 and Series 65 licenses, with 22 years of industry experience. She currently works at UBS Financial Services and has previously been with William Blair & Company for 15 years. Rowland serves on the Board of Directors of CFA Society Chicago, where she is Immediate Past Chair and leads the Governance & Nominating Committee as well as the Benefits & Compensation Committee. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor client plans. The firm offers a broad range of services including fee-based financial planning, discretionary portfolio management, and institutional trading capabilities.

Robert Banas is a financial advisor with UBS Financial Services in Chicago, IL, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with UBS since 2008. Outside of his advisory role, he is a non-active owner of Artistic Concepts, a business in which his wife participates. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor client plans.

Erik Held is a financial advisor at UBS Financial Services in Chicago, IL, with 18 years of industry experience. He holds the Series 66 designation and has been with UBS since 2005. Outside of his advisory role, Mr. Held serves as a regular member of the District 86 Board of Education, where he participates in budget approval, policy decisions, and educational oversight. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing proprietary capital market assumptions and model-based asset allocations to tailor plans aligned with clients' goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services, providing a broad range of financial products and research resources.

Michael Ellington is a financial advisor at UBS Financial Services in Chicago, IL, with 32 years of industry experience. He has been with UBS since 1993 and holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client strategies.

Mario Pantaleo is a financial advisor at UBS Financial Services in Chicago, IL, with 36 years of industry experience. He holds Series 63 and Series 66 designations. His career includes prior roles at Altman Advisors and Purshe Kaplan Sterling Investments before joining UBS in 2016. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management through proprietary research, model-based allocations, and a range of capital markets services.

Arianne Marriott is a financial advisor at UBS Financial Services in Chicago, IL, with three years of industry experience. Prior to joining UBS in 2024, she worked at Fidelity Investments and Joseph Materials, Inc. She also works as a guest service ambassador for Live Nation, assisting at concert venues. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary research and model-based asset allocations to tailor financial plans to clients' goals and risk tolerances.

Louis Paster is a financial advisor with UBS Financial Services in Chicago, IL, holding Series 63 and Series 66 licenses and possessing 33 years of industry experience. He has been with UBS since 1992. Outside of his advisory role, he is a 50% owner of a technology consulting company, Capitalist Holdings, Inc., and serves as trustee for a family marital trust. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations. The firm combines institutional trading capabilities with wealth management services, including custody, underwriting, and capital markets services.

Elizabeth Sheehan is a financial advisor at UBS Financial Services with 20 years of industry experience. She holds the Series 66 designation and has been with UBS since 2012. Based in Chicago, IL, she works within one of the largest financial services firms in the industry. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

Danielle Blaser is a financial advisor at UBS Financial Services with Series 63 and Series 65 licenses and three years of industry experience. Prior to joining UBS in 2024, she worked at M1 Finance and held various roles in the hospitality and biotechnology sectors. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans and portfolio management strategies.

Monty Wambold is a financial advisor at UBS Financial Services in Chicago, IL, with 29 years of industry experience. He holds Series 63 and Series 65 designations and has been with UBS since 1997. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Richard Held is a financial advisor with UBS Financial Services in Chicago, IL, holding Series 63 and Series 65 designations and having 53 years of industry experience. He has been with UBS since 1995. Outside of his advisory role, he serves as a trustee for two trusts. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor financial plans.

Anthony Du Bose is a CFP® professional with 21 years of industry experience, currently serving as a financial advisor at UBS Financial Services since 2022. His prior roles include positions at Merrill, Royal Alliance Associates, Signator Investors, and SunTrust Investment Services. Outside of his advisory work, he serves as the secretary of his condominium homeowner association in Chicago, handling meeting notes and communications. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Mason Sager is a financial advisor at UBS Financial Services with 14 years of industry experience. He holds the Series 66 designation and is based in Chicago, IL. Mason has been with UBS Financial Services since 2011. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Karen Gordon is a financial advisor at UBS Financial Services in Chicago, IL, holding a Series 66 designation with 23 years of industry experience. She has been with UBS since 2000. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering proprietary research and a broad range of capital markets services.

Mofolarin Walter Johnson is a financial advisor at UBS Financial Services with one year of industry experience. He holds the Series 66 designation and has prior experience at JP Morgan. Outside of his advisory work, he operates a sole proprietorship reselling products on Amazon. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs proprietary research and model-based asset allocations to tailor client plans and provides a broad range of financial services including fee-based planning and discretionary portfolio management.

Everly Champion is a Series 66-licensed financial advisor with UBS Financial Services in Chicago, IL, with 15 years of industry experience. She has been with UBS Financial Services since 2008. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.