Brendan Goffinet is a financial advisor at UBS Financial Services in Denver, CO, holding Series 63 and Series 66 designations with 25 years of industry experience. His prior roles include positions at Merrill Lynch, Pierce, Fenner & Smith, Inc., Bank of America, N.A., and Merrill. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocation to tailor investment strategies.

Mark Mollandor is a financial advisor at UBS Financial Services with nine years of industry experience. He holds a Series 66 designation and has been with UBS Financial Services since 2016. Outside of his advisory role, he is a one-third member of SAGEV Partners LLC, an investment entity focused on equity securities and investments in real estate-owning entities, where he contributes to financial oversight on a part-time basis. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor investment strategies.

Cyndee Whitmarsh is a financial advisor with UBS Financial Services in Denver, CO, holding Series 63 and Series 66 designations and possessing 28 years of industry experience. She has worked at Merrill and Merrill Lynch for 30 years before joining UBS Financial Services in 2022. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor investment strategies.

Isabelle Mullane is a financial advisor at UBS Financial Services with two years of industry experience. She holds a Series 66 designation and has worked in a variety of roles including at Hartford Orthopedic Surgeons and Somatic Wellness Counseling prior to joining UBS. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, providing financial planning, portfolio management, and a range of investment products supported by institutional trading capabilities and proprietary research.

Karalee Myers Artzer is a financial advisor at UBS Financial Services with 11 years of industry experience. She has been with UBS since 2014 and holds the Series 66 designation. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm utilizes proprietary research and model-based asset allocations to tailor financial plans and portfolio management to client goals and risk tolerances.

Elizabeth Knott is a financial advisor with UBS Financial Services in Denver, CO, holding a Series 66 designation and nine years of industry experience. Her prior roles include positions at LPL Financial, Raymond James & Associates, and Wells Fargo Advisors. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary market research and model-based asset allocations to tailor plans to client goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services, including futures commission merchant activities and principal trading.

Ute Lehmann is a financial advisor with UBS Financial Services in Denver, CO, holding a Series 66 designation and 22 years of industry experience. She previously worked at Morgan Stanley for seven years before joining UBS in 2023. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients. The firm integrates institutional trading capabilities with wealth management, offering services such as fee-based financial planning, discretionary portfolio management, and access to proprietary research and capital markets solutions.

Scott Winter is a financial advisor at UBS Financial Services with 11 years of industry experience. He has been with Morgan Stanley and its affiliated entities since 2015 before joining UBS in 2023. He holds the Series 66 designation and is based in Denver, CO. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services, using proprietary research and model-based strategies to customize client solutions.

Alexis Chick is a financial advisor at UBS Financial Services with one year of industry experience. Prior to joining UBS, Alexis worked at Northwestern Mutual Investment Services LLC and has held various positions outside finance, including roles at Hiwan Golf Club and several hospitality establishments. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management, utilizing proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Adaira Grohs is a financial advisor at UBS Financial Services with a Series 66 designation and recent industry experience beginning in 2024. Prior to joining UBS, she held roles at Morgan Stanley, the Eating Recovery Center, and RMC Research Corporation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary capital market assumptions and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Glenn E. Malloy is a financial advisor with UBS Financial Services in Denver, CO, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he serves as secretary on the Board of Directors for The Preserve Home Owners Association and operates a business buying and selling comic books under the name 4Gemworks Comic Book Emporium. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services to deliver tailored investment solutions.

Ora De Morrow is a financial advisor at UBS Financial Services with 15 years of industry experience. She previously worked at Bank of America and Merrill from 2011 to 2024. Ora serves as a board member of the Colorado Podiatry Board, where she participates in quarterly industry updates and case reviews. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides a broad range of capital markets services.

Scott Collins is a financial advisor with UBS Financial Services in Denver, Colorado, holding Series 63 and Series 65 licenses and possessing 27 years of industry experience. Prior to joining UBS in 2017, he worked at TIAA and TIAA-CREF from 2012 to 2017. Outside of his advisory role, Collins has authored a book titled *Days End* and is involved in a family-run board and card game distribution business. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, utilizing proprietary research and model-based asset allocations to tailor client plans.

Matthew Johnson is a financial advisor with UBS Financial Services in Denver, Colorado, holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has worked at Merrill since 2002 and Bank of America since 2009, joining UBS in 2020. Outside of advising, he has a joint ownership interest in a rental property in Avon, Colorado. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services delivered through a network of advisors using proprietary research and model-based asset allocations.

Brian Cates is a financial advisor based in Denver, CO, affiliated with UBS Financial Services. He holds the Series 63 designation and has 37 years of industry experience. Since 2013, he has been with UBS Financial Services Inc. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client strategies.

Jennifer Mccann is a financial advisor at UBS Financial Services in Denver, CO, holding Series 63 and Series 66 designations with 25 years of industry experience. She has been with UBS since 2014. UBS Financial Services Inc. serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Amber Miller is a financial advisor with UBS Financial Services in Denver, Colorado, holding a Series 66 designation and 26 years of industry experience. She has been with UBS since 2013. Outside of her advisory role, she is involved as a representative with Send Out Cards, a card assortment and mailing system company. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, using proprietary research and model-based asset allocations to tailor strategies to client goals and risk tolerances.

Liam Ryan is a Series 66-licensed financial advisor at UBS Financial Services with seven years of industry experience. He has been with UBS since 2018, including roles at UBS Financial Services from 2019 to the present, and previously worked at the College of the Holy Cross. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client solutions.

Ashley Butler is a financial advisor at UBS Financial Services with seven years of industry experience. She has worked at UBS since 2017 and previously was with Keller Williams DTC from 2015 to 2017. Outside of finance, she has experience in the hospitality industry through her involvement with Snooze, An AM Eatery from 2013 to 2017. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management, offering customized financial planning and portfolio management supported by proprietary research and market analysis.

Joan Hafemeister is a financial advisor at UBS Financial Services with six years of industry experience. She holds the Series 66 designation and previously worked at Merrill for eleven years. Hafemeister is based in Denver, CO. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and utilizes proprietary research and model-based asset allocations to tailor advice to clients’ goals and risk tolerances.