Kate Cassala is a financial advisor at UBS Financial Services with 19 years of industry experience. She has been with UBS since 2011 and holds the Series 66 designation. Outside of her advisory role, she is a partner in a real estate LLC and also a silent partner in an electrical services company run by her husband. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocation to tailor client solutions.

Arella Szlapak is a financial advisor with UBS Financial Services in Houston, TX, holding a Series 66 designation and one year of industry experience. Prior to joining UBS, she pursued extended travel and completed her education at Davidson College and Downe House School. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Michael Dellinger is a Series 66-licensed financial advisor with UBS Financial Services in Houston, TX, where he has worked since 2009, totaling 22 years of industry experience. He serves on several advisory boards at the University of Texas, including the Texas MSF Program Advisory Council, the McCombs MBA Alumni Board, and The Chancellor's Council Executive Committee. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, employing proprietary capital market assumptions and model-based asset allocations to tailor financial plans aligned with clients' goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and offers a broad range of capital markets and advisory offerings.

Beau Rathjen is a financial advisor at UBS Financial Services with eight years of industry experience. He has been with UBS since 2017 and previously attended Rice University. Rathjen serves as the successor trustee for a family trust established for his niece. UBS Financial Services provides brokerage and investment advisory solutions to individual, corporate, and institutional clients, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary research and model-based asset allocations to customize financial plans aligned with clients’ goals and risk profiles.

William Aigner is a financial advisor at UBS Financial Services with two years of industry experience. He holds a Series 66 designation and previously worked at Schlumberger and Baker Hughes. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Caleb Kocian is a financial advisor at UBS Financial Services in Houston, TX, holding a Series 66 designation with 12 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, Caleb is the proprietor of Neon Instruments, a sole proprietorship focused on music creation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client solutions.

Jon Strieby is a financial advisor at UBS Financial Services with 22 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining UBS in 2023, he worked at Goldman Sachs for 15 years. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a range of capital markets and research resources to support its advisors.

Roberto Cortinagonzalezpaz is a financial advisor at UBS Financial Services with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Citigroup, Alterna Securities, and J.P. Morgan Chase Bank. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial planning and portfolio management.

Veronica Raygoza is a financial advisor at UBS Financial Services with a Series 66 designation and two years of industry experience. Prior to joining UBS, she worked in various roles within educational and county institutions in Texas, including the Houston Independent School District and Fort Bend County. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and a range of capital markets solutions. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Michael Appelbaum is a financial advisor with UBS Financial Services in Houston, TX, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with UBS since 2009. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research from its Chief Investment Office and UBS Global Research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Hector Contreras is a financial advisor with UBS Financial Services and holds a Series 66 designation. He has 20 years of industry experience, including ten years at Morgan Stanley Private Bank and eleven years with Morgan Stanley Smith Barney. Outside of advising, he is a part owner of 40 & 40 Development Group Inc., a real estate development company based in Houston, TX. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering tailored financial planning, portfolio management, and access to proprietary research and institutional trading capabilities.

Nitin Mamidi is a financial advisor with UBS Financial Services in Houston, TX, holding a Series 66 designation and beginning his advisory career in 2026. Before joining UBS, he has gained experience at the University of California, San Diego, and CCUSA, among other roles. UBS Financial Services serves individual, corporate, and institutional clients, offering brokerage and investment advisory services including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocations to tailor client plans.

Christina Sonnier Smith is a financial advisor at UBS Financial Services with 21 years of industry experience. She holds the Series 66 designation and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven, tailored investment solutions.

Jamicia Ware is a financial advisor with UBS Financial Services in Houston, TX, holding Series 63 and Series 65 credentials and seven years of industry experience. She has worked at UBS Financial Services since 2021 and has prior experience with Wells Fargo Clearing and Wells Fargo Bank. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor strategies to client goals and risk tolerances.

Emily Huynh is a financial advisor with UBS Financial Services in Houston, TX, holding Series 63 and Series 66 registrations and bringing 19 years of industry experience. She has worked at UBS since 2017 and previously at Morgan Stanley Smith Barney and Citigroup Global Markets. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad range of capital markets activities.

Andrew Kaminsky is a Series 66 credentialed financial advisor at UBS Financial Services with eight years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley from 2018 to 2024. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans to clients' goals and risk tolerances.

Elzabeth Lemon is a financial advisor at UBS Financial Services with 38 years of industry experience. She has been with UBS since 2011 and holds the Series 63 designation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Samuel Christopher is a Series 66-licensed financial advisor with six years of experience at UBS Financial Services and a total of five years in the industry. His prior work includes roles at BBVA USA and JP Morgan Chase. He is based in Houston, TX. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor investment plans.

Harry Christopher III is a financial advisor with UBS Financial Services in Houston, TX, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been with UBS Financial Services since 2009. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and advisory services, including financial planning and portfolio management. The firm leverages proprietary research, model-based asset allocations, and institutional trading capabilities to support a broad range of client needs.

Cristobal Cantu is a financial advisor at UBS Financial Services in Houston, TX, with 13 years of industry experience. He holds Series 63 and Series 66 licenses and has been with UBS since 2016. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, offering a wide range of capital markets and advisory solutions.