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Todd H

Series 63, Series 65

Jamestown, NY

UBS Financial Services

Todd Hnatyszyn is a financial advisor with UBS Financial Services in Jamestown, NY, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with UBS since 2013. Outside of his advisory work, he is a partner in Brielle Naturals, a retail business operating on Amazon, and serves on the board of directors for the Jamestown Boys & Girls Club. UBS Financial Services serves individual, corporate, and institutional clients, offering brokerage and investment advisory services including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor client strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kristie Jo P

Series 63, Series 65, Series 66

Jamestown, NY

UBS Financial Services

Kristie Jo Peppy is a financial advisor with UBS Financial Services in Jamestown, NY, holding Series 63, 65, and 66 licenses and 14 years of industry experience. She has previously worked at Park Avenue Securities and Guardian Life Insurance Company. Outside of her advisory role, she serves on the board advisory committee of The Resource Center, a nonprofit providing services to persons with disabilities in Chautauqua County. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm offers both fiduciary financial planning and institutional trading capabilities, including market-making and underwriting activities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Timothy E

Series 63, Series 65

Jamestown, NY

UBS Financial Services

Timothy Edborg is a financial advisor with UBS Financial Services in Jamestown, NY, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with UBS Financial Services since 2013. Outside of his advisory role, he is involved in music production as the sole proprietor of American Gatekeeper Productions, LLC, and is a partner in Brielle Naturals, LLC. Edborg also serves on the boards of the WCA Foundation and the Chautauqua Region Community Foundation, participating in finance and investment committees. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, leveraging model-based asset allocations and proprietary research to tailor client plans. The firm combines institutional trading capabilities with wealth management services, providing fiduciary financial planning, portfolio management, and other capital markets services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Lorri M

Series 66

Jamestown, NY

UBS Financial Services

Lorri Mabee is a financial advisor at UBS Financial Services with 17 years of industry experience. She holds a Series 66 designation and has been with UBS since 2013. Outside of her advisory work, she serves as an officer at Koinonia Christian Fellowship, where she handles secretarial duties and volunteers for various tasks. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm utilizes proprietary research and model-based asset allocations to tailor financial plans according to clients' goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Alexander G

Series 66

Jamestown, NY

UBS Financial Services

Alexander Grace is a financial advisor at UBS Financial Services with a Series 66 designation and three years of industry experience. He has worked at UBS since 2022 and previously held roles at Supplemental Health Care and Northwest Bank. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research and capital markets access through its global platform.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Hans A

Series 66

Jamestown, NY

UBS Financial Services

Hans Auer is a financial advisor with UBS Financial Services in Jamestown, NY, holding a Series 66 designation and 26 years of industry experience. He has been with UBS Financial Services since 2009. Auer serves as a member of the board of directors and is the treasurer and chair of the investment committee for the Ralph C. Sheldon Foundation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a range of products supported by proprietary research and analytics.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Robert S

Series 63, Series 65

Jamestown, NY

UBS Financial Services

Robert Swanson is a financial advisor with UBS Financial Services in Jamestown, NY, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with UBS since 2015 in various capacities. Outside of his advisory role, he serves as a trustee for a personal trust. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and custody solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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