Harris Grodin is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and five years of industry experience. His prior experience includes a position at Marathon Asset Management and academic roles at The George Washington University and Blind Brook High School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary capital market research with model-based asset allocations to tailor plans according to client goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services, offering a broad range of financial products and capital markets solutions.

Alexander Carver IV is a financial advisor at UBS Financial Services with six years of industry experience. He holds a Series 66 designation and has worked at UBS since 2019. Prior to joining UBS, he held roles at CM Finance Inc and also has experience at Salve Regina University and the Superior Court of New Jersey. Outside of his advisory work, he is the owner of Carver Fit LLC, a personal training and fitness coaching business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm provides institutional trading capabilities alongside wealth management, offering a broad range of products and research to tailor client strategies.

Zachary Kingsley is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with 12 years of industry experience. His prior roles include positions at Bank of America, N.A. and Merrill. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary capital market assumptions, model-based asset allocations, and research from UBS Global Research to tailor plans to client goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and offers a broad range of financial products and advisory solutions.

Miles Rubin is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He has been with UBS since 1995. Outside of his advisory role, Rubin performs as a drummer with various bands and receives compensation for his musical work. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocation with institutional trading capabilities and wealth management services.

Emily Ostie is a financial advisor at UBS Financial Services with 22 years of industry experience. She holds the Series 63 and Series 66 designations and has been with UBS since 2015. Based in New York, NY, she advises clients within one of the largest financial institutions. UBS Financial Services serves individual, corporate, and institutional clients offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services, using proprietary research and model-based asset allocations to tailor client plans.

Thomas Huvane is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with two years of industry experience. His prior career includes roles at Wallkill Valley Federal Savings and Loan and Peconic Bay Restaurant Corp, as well as managing Pete Milani Elite Baseball Camp for over a decade. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, utilizing proprietary research and model-based asset allocation to tailor plans to clients' goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services, including futures commission merchant activities and principal trading.

Frank Koenig is a financial advisor at UBS Financial Services with 26 years of industry experience. He holds a Series 63 designation and has been with UBS since 2011. Based in New York, NY, Koenig’s career spans over a decade at a major financial institution. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides research-driven, model-based investment solutions tailored to client goals and risk tolerances.

Adam Epstein is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 26 years of industry experience. He has been with UBS since 2015. Epstein serves as chairman of the financial committee and a member of the board of directors for New Alternatives for Children, a nonprofit supporting families caring for children with special medical needs, and he is president of the Aspatuck Tennis Club board of directors. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and advisory services, combining institutional trading capabilities with wealth management through a network of Financial Advisors who tailor strategies using proprietary research and model-based asset allocations.

Pablo De La Rosa is a financial advisor at UBS Financial Services with 15 years of industry experience. He holds the Series 66 designation and has been with UBS since 2011. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm delivers advisory work through a network of Financial Advisors who use proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Nicholas Arnone is a financial advisor at UBS Financial Services with a Series 66 credential and three years of industry experience. His background includes multiple roles at Indiana University’s Kelley School of Business and positions in the banking and hospitality sectors. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor financial plans and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Catherine Polisano is a financial advisor at UBS Financial Services with two years of industry experience. She holds a Series 66 designation and previously worked at Fordham University and Germantown Academy. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, delivering advisory work via a network of Financial Advisors who utilize proprietary capital market assumptions and research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and offers a broad range of financial products and capital markets solutions.

David Wilts is a financial advisor at UBS Financial Services with nine years of industry experience. He has held prior roles at Mass Mutual Investors Services and MetLife Securities. He holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and provides proprietary research and affiliated lending programs.

Cole Parete is a financial advisor with UBS Financial Services in New York, NY. He holds a Series 66 designation and has been with UBS since 2025. Prior to his current role, he worked at Georgetown University and the Coppertop Golf Club. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management solutions. The firm offers fee-based financial planning, portfolio management, and access to proprietary research to tailor strategies to clients’ goals and risk tolerances.

Miguel Hennessy is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with UBS since 2015. Outside of his advisory role, he serves as Treasurer and board member of the PAD Foundation and sits on the Board of Directors for The Margarita & John Hennessy Family Foundation, where he is involved in managing investments. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory services.

Alexandra Broms is a financial advisor at UBS Financial Services with 12 years of industry experience. She holds a Series 63 designation and has previously worked at Merrill and UBS Financial Services in prior roles. She is based in New York, NY. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides proprietary research and a broad range of capital markets services.

Craig Martone is a financial advisor at UBS Financial Services with 42 years of industry experience. He previously worked at Morgan Stanley & Co., LLC for 14 years before joining UBS in 2023. His credentials include Series 63 and Series 65 certifications. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Daniel Sharoni is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with five years of industry experience. He previously worked at Morgan Stanley Smith Barney LLC and Neuberger Berman and has a background that includes running Daniel's Fabrics. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management and offering proprietary research and capital markets solutions through a large network of advisors.

Natalya Glushakova is a Series 66 licensed financial advisor at UBS Financial Services with 14 years of industry experience. She has been with UBS since 2010. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses research from its Chief Investment Office and Global Research to tailor client plans.

Jessica Tomkiewicz is a financial advisor at UBS Financial Services with eight years of industry experience. She holds a Series 66 designation and has been with UBS since 2016. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing model-based asset allocations and proprietary research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services and offers a broad range of capital markets and advisory solutions.

Alexander Smith is a Series 66-licensed financial advisor at UBS Financial Services with six years of industry experience. He has worked at UBS and JPMorgan Chase in various capacities since 2019. Prior to his financial services career, he was associated with Meadowlands Golf Club and attended High Point University. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment plans.