Overwhelmed by options?
Answer a few questions to see advisors matched to you.
Find a financial advisor
Based on your filters
Christopher S
Series 63, Series 65
New York, NY
UBS Financial Services
Christopher Smith is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 designations and 18 years of industry experience. His work history includes multiple tenures at UBS Financial Services totaling nine years, as well as three years at Merrill. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services supported by proprietary research and model-based asset allocations.
Brendan M
Series 63, Series 66
New York, NY
UBS Financial Services
Brendan Murphy is a financial advisor at UBS Financial Services in New York, NY, with 19 years of industry experience. He holds Series 63 and Series 66 designations and has been with UBS since 2007. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor advice to clients.
Robert R
Series 66
New York, NY
UBS Financial Services
Robert Rossi is a financial advisor at UBS Financial Services with 25 years of industry experience. He holds the Series 66 designation and has been with UBS since 2014. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and provides research-based, tailored investment strategies.
Mark A
Series 63, Series 65
New York, NY
UBS Financial Services
Mark Axelowitz is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 credentials and 38 years of industry experience. He has been with UBS Financial Services since 2011. Outside of his advisory role, Axelowitz is involved as a creative consultant and actor in various film and television projects, including roles with MAD RIOT PRODUCTIONS, Cinelou Films, and appearances in movies such as "Wizard of Lies." UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and access to both traditional and alternative investment products. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a diverse platform of capital markets and lending solutions.
Martha W
Series 66
New York, NY
UBS Financial Services
Martha Wislocki is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 11 years of industry experience. She has been with UBS Financial Services since 2014. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, combining wealth management with institutional trading capabilities and offering a broad range of financial products and services through a network of advisors.
Jonathan Albert C
Series 66, Series 63
New York, NY
UBS Financial Services
Jonathan Albert Chu is a financial advisor at UBS Financial Services with two years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Morgan Stanley and DoorDash. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, combining proprietary research and model-based asset allocation to tailor plans aligned with clients’ goals and risk tolerance. The firm integrates institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.
Christopher W
Series 63, Series 65
New York, NY
UBS Financial Services
Christopher Walker is a financial advisor at UBS Financial Services with nine years of industry experience. He has been with UBS since 2015 and holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and provides research-driven advisory solutions tailored to clients’ goals and risk tolerances.
James M
Series 66
New York, NY
UBS Financial Services
James Milde is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with nine years of industry experience. He has worked at UBS since 2018 and previously held positions at Bank of America and Merrill. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and delivers advisory work supported by proprietary research and model-based asset allocations.
Jonathan A
Series 66
New York, NY
UBS Financial Services
Jonathan Adamsky is a Financial Advisor at UBS Financial Services with 29 years of industry experience. He has been with UBS since 2008 and holds the Series 66 designation. Outside of his advisory role, he serves as second successor trustee for a living trust established in New York. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides portfolio management, financial planning, and access to mutual funds and alternative products supported by proprietary research and analytics.
Michael U
Series 63, Series 66
New York, NY
UBS Financial Services
Michael Ury is a financial advisor at UBS Financial Services with 26 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at UBS since 2017. Prior to UBS, he held positions at Wells Fargo and Morgan Stanley. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and research resources.
Nicholas F
Series 63, Series 65, Series 66
New York, NY
UBS Financial Services
Nicholas Finn is a financial advisor at UBS Financial Services with 32 years of industry experience. He has held his current role since 2015. He holds the Series 63, Series 65, and Series 66 designations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment plans.
Thomas H
Series 63, Series 65
New York, NY
UBS Financial Services
Thomas Huvane is a financial advisor at UBS Financial Services in New York, NY, with 38 years of industry experience. He has been with UBS since 1994 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he serves on the board of directors and the finance committee of Fordham Preparatory School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including portfolio management and financial planning. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor client solutions.
Kimberly A
Series 66
New York, NY
UBS Financial Services
Kimberly Attridge is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 16 years of industry experience. She has been with UBS Financial Services Inc. for 13 years. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and using proprietary research and model-based asset allocations to tailor investment plans.
William H
CFA®, Series 63
New York, NY
UBS Financial Services
William Hand is a CFA® charterholder with 23 years of experience in the financial industry. He is currently with UBS Financial Services as a financial advisor, having joined the firm in 2023 after eight years at Stifel. He also helps oversee investments for a family trust. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and advisory offerings, leveraging proprietary research and asset allocations to tailor solutions.
Scott R
Series 66
New York, NY
UBS Financial Services
Scott Rosenberg is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with 29 years of industry experience. He has been with UBS since 2015. Outside of his advisory work, he is involved with the University of Michigan Economics Department. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment strategies.
Leyla C
Series 66
New York, NY
UBS Financial Services
Leyla Ciner is a financial advisor at UBS Financial Services with a Series 66 designation. She began her advisory career at UBS in 2025 and previously held roles at H.I.G. Capital, Lytical Ventures, and West Monroe. Leyla has experience in both the investment and consulting industries and worked in academia at Purdue University from 2019 to 2023. UBS Financial Services serves individual, corporate, and institutional clients by providing brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, utilizing proprietary research and a broad range of financial products.
Ariana A
Series 63, Series 65
New York, NY
UBS Financial Services
Ariana Acosta is a financial advisor at UBS Financial Services in New York, NY, with 18 years of industry experience. She has been with UBS since 2013 and holds Series 63 and Series 65 licenses. Outside of her advisory role, she is involved in home renovation and waterproofing businesses as a partner and sole proprietor. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to tailor plans based on proprietary research and model-based asset allocations.
William C
Series 63, Series 65
New York, NY
UBS Financial Services
William Conti Jr. is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 credentials and totaling 43 years of industry experience. He has been with UBS Financial Services since 2009. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored to clients’ goals and risk tolerances.
Gerard C
Series 66
New York, NY
UBS Financial Services
Gerard Costello is a financial advisor at UBS Financial Services in New York, NY, with 26 years of industry experience. He holds a Series 66 designation and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor client plans.
Louis V
Series 66, Series 65
New York, NY
UBS Financial Services
Louis Vargas Jr. is a financial advisor at UBS Financial Services with 18 years of industry experience. He holds Series 65 and Series 66 designations and previously worked at Morgan Stanley and Morgan Stanley Private Bank for a combined 10 years. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, employing proprietary research and model-based asset allocations to tailor client solutions.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)
Finding advisors...
Find a financial advisor
Based on your filters